UBS’s Alliance Resource Partners ARLP Stock Holding History

UBS’s Portfolio ARLP Stock Details ARLP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$4.26M	Buy	99,518 +30,056	+43%	+$1.43M	﹤0.01%	2181
2014 Q2	$3.24M	Buy	69,462 +2,956	+4%	+$132K	﹤0.01%	2384
2014 Q1	$2.8M	Buy	66,506 +22,690	+52%	+$918K	﹤0.01%	2443
2013 Q4	$1.69M	Buy	43,816 +17,782	+68%	+$669K	﹤0.01%	2976
2013 Q3	$965K	Sell	26,034 -36,086	-58%	-$1.36M	﹤0.01%	3382
2013 Q2	$2.19M	Buy	+62,120	New	+$2.18M	﹤0.01%	2452

Other funds holding ARLP

EIP

Energy Income Partners Westport, Connecticut $6.36B AUM 17.8% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

IAM

Impala Asset Management Palm Beach, Florida $215M AUM 86.77% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

Schroder Investment Management Group London, United Kingdom $122B AUM 29.27% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return

OppenheimerFunds New York $80.4B AUM 17.47% 1-Year Est. Return

Advisory Research Chicago, Illinois $813M AUM 36.71% 1-Year Est. Return

UBS's ARLP Position: Q3 2014 in Review

UBS increased its Alliance Resource Partners (ARLP) stake by 43% in Q3 2014, buying an estimated $1.43M and bringing the position to 99,518 shares worth $4.26M. The position accounts for ﹤0.01% of the portfolio, ranked #2181.

UBS first reported a position in ARLP in Q2 2013 and has held it in 6 quarters since. 154 funds tracked by Wall St. Rank hold ARLP as of Q3 2014.

UBS held 99,518 shares of Alliance Resource Partners worth $4.26M as of Q3 2014.
UBS bought 30,056 Alliance Resource Partners shares in Q3 2014, an estimated $1.43M.
Alliance Resource Partners made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2181 holding.
UBS first reported a position in Alliance Resource Partners in Q2 2013 and has held it in 6 quarters since.
154 funds tracked by Wall St. Rank held Alliance Resource Partners as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.