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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LUX
3101
DELISTED
Luxottica Group
LUX
$1.23M ﹤0.01%
23,416
-1,830
-7% -$97.4K
TSL
3102
DELISTED
Trina Solar Limited
TSL
$1.23M ﹤0.01%
79,590
+31,540
+66% +$279K
NSC icon
3103
PUT
Norfolk Southern
NSC
$75.4B
$1.23M ﹤0.01%
15,900
+3,200
+25% +$240K
HMY icon
3104
Harmony Gold Mining
HMY
$9.7B
$1.23M ﹤0.01%
363,701
+120,833
+50% +$450K
MCI
3105
Barings Corporate Investors
MCI
$345M
$1.23M ﹤0.01%
80,182
-11,997
-13% -$190K
JOF
3106
Japan Smaller Capitalization Fund
JOF
$316M
$1.23M ﹤0.01%
134,950
+11,966
+10% +$107K
GTE icon
3107
CALL
Gran Tierra Energy
GTE
$236M
$1.23M ﹤0.01%
17,280
+16,640
+2,600% +$1.09M
NPSP
3108
CALL
DELISTED
NPS PHARMACEUTICALS INC
NPSP
$1.23M ﹤0.01%
38,500
+30,300
+370% +$695K
UGA icon
3109
United States Gasoline Fund
UGA
$146M
$1.22M ﹤0.01%
21,786
-5,886
-21% -$352K
ADX icon
3110
Adams Diversified Equity Fund
ADX
$3.01B
$1.22M ﹤0.01%
98,570
-155
-0.2% -$1.91K
MVF
3111
DELISTED
BlackRock MuniVest Fund
MVF
$1.22M ﹤0.01%
130,696
+10,819
+9% +$101K
SPTI icon
3112
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.5B
$1.22M ﹤0.01%
40,908
-138,526
-77% -$4.12M
MTT
3113
DELISTED
Western Asset Municipal Defined Opportunity Trust Inc.
MTT
$1.22M ﹤0.01%
56,655
+33,767
+148% +$704K
KR icon
3114
PUT
Kroger
KR
$36.7B
$1.22M ﹤0.01%
60,400
-37,400
-38% -$719K
APD icon
3115
CALL
Air Products & Chemicals
APD
$65.5B
$1.22M ﹤0.01%
12,323
-12,648
-51% -$1.2M
XLYS
3116
DELISTED
POWERSHARES S&P SMALLCAP CONSUMER DISCRETIONARY PORT
XLYS
$1.21M ﹤0.01%
27,725
+6,019
+28% +$263K
RAD
3117
PUT
DELISTED
Rite Aid Corporation
RAD
$1.21M ﹤0.01%
12,735
+130
+1% +$8.87K
AWC
3118
DELISTED
Alumina Ltd
AWC
$1.21M ﹤0.01%
319,754
+19,918
+7% +$74K
EFC
3119
Ellington Financial
EFC
$1.69B
$1.21M ﹤0.01%
53,869
+8,325
+18% +$187K
TGNA
3120
CALL
DELISTED
TEGNA Inc
TGNA
$1.21M ﹤0.01%
86,402
-22,174
-20% -$297K
AOA icon
3121
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.13B
$1.21M ﹤0.01%
28,824
+22,260
+339% +$919K
CX icon
3122
CALL
Cemex
CX
$16.9B
$1.21M ﹤0.01%
126,504
+89,214
+239% +$877K
XTN icon
3123
State Street SPDR S&P Transportation ETF
XTN
$390M
$1.21M ﹤0.01%
34,048
-1,522
-4% -$53K
SHLD
3124
PUT
DELISTED
Sears Holding Corporation
SHLD
$1.21M ﹤0.01%
26,896
+19,741
+276% +$700K
ENZN
3125
DELISTED
ENZON PHARMACEUTICALS INC
ENZN
$1.21M ﹤0.01%
719,375
+12,544
+2% +$23.2K
123 124
125
126 127

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.