U
EFC

UBS’s Ellington Financial EFC Stock Holding History

UBS’s Portfolio EFC Stock Details EFC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$2.22M Buy
100,099
+43,578
+77% +$1.04M ﹤0.01% 2810
2014
Q2 		$1.36M Sell
56,521
-2,900
-5% -$69K ﹤0.01% 3268
2014
Q1 		$1.42M Buy
59,421
+3,193
+6% +$76.4K ﹤0.01% 3129
2013
Q4 		$1.27M Buy
56,228
+2,359
+4% +$54.4K ﹤0.01% 3277
2013
Q3 		$1.21M Buy
53,869
+8,325
+18% +$187K ﹤0.01% 3133
2013
Q2 		$1.04M Buy
+45,544
New +$1.12M ﹤0.01% 3293

Other funds holding EFC

Wellington Management Group
Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return
EMG
Ellington Management Group Old Greenwich, Connecticut $676M AUM 23.65% 1-Year Est. Return
Deutsche Bank
Deutsche Bank Frankfurt Am Main Ge, Germany $344B AUM 42.99% 1-Year Est. Return
MVP
Miller Value Partners Sarasota, Florida $383M AUM 38.57% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return
AFG
American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return
OA
Omega Advisors New York $1.02B AUM 7% 1-Year Est. Return
GIM
Greenwich Investment Management Norwalk, Connecticut $109M AUM 9.72% 1-Year Est. Return
WFI
West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return
YMRC
Yorktown Management & Research Company Forest, Virginia $163M AUM 68.53% 1-Year Est. Return

UBS's EFC Position: Q3 2014 in Review

UBS increased its Ellington Financial (EFC) stake by 77% in Q3 2014, buying an estimated $1.04M and bringing the position to 100,099 shares worth $2.22M. The position accounts for ﹤0.01% of the portfolio, ranked #2810.

UBS first reported a position in EFC in Q2 2013 and has held it in 6 quarters since. 79 funds tracked by Wall St. Rank hold EFC as of Q3 2014.

  • UBS held 100,099 shares of Ellington Financial worth $2.22M as of Q3 2014.
  • UBS bought 43,578 Ellington Financial shares in Q3 2014, an estimated $1.04M.
  • Ellington Financial made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2810 holding.
  • UBS first reported a position in Ellington Financial in Q2 2013 and has held it in 6 quarters since.
  • 79 funds tracked by Wall St. Rank held Ellington Financial as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.