UBS’s Alumina Ltd AWC Stock Holding History

UBS’s Portfolio AWC Stock Details AWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-218,892	Closed	-$867K	–	11373
2013 Q4	$867K	Sell	218,892 -100,862	-32%	-$379K	﹤0.01%	3703
2013 Q3	$1.21M	Buy	319,754 +19,918	+7%	+$74K	﹤0.01%	3132
2013 Q2	$1.07M	Buy	+299,836	New	+$1.19M	﹤0.01%	3263

Other funds holding AWC

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Aperio Group Sausalito, California $33.8B AUM 31.46% 1-Year Est. Return

SCM

Schneider Capital Management Berwyn, Pennsylvania $175M AUM 42.51% 1-Year Est. Return

CIM

Calvert Investment Management Bethesda, Maryland $2.67B AUM 16.23% 1-Year Est. Return

RHBC

R.H. Bluestein & Co Birmingham, Michigan $1.61B AUM 7.59% 1-Year Est. Return

Comerica Bank Dallas, Texas $25.1B AUM 24.68% 1-Year Est. Return

WAM

World Asset Management Detroit, Michigan $1.01B AUM 42.4% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

MHS

M Holdings Securities Portland, Oregon $731M AUM 34.87% 1-Year Est. Return

DTL

Dynamic Technology Lab Singapore $447M AUM 14.56% 1-Year Est. Return

UBS's AWC Position: Q1 2014 in Review

UBS sold out of Alumina Ltd (AWC) in Q1 2014, closing a stake of 218,892 shares — an estimated $867K sold.

UBS first reported a position in AWC in Q2 2013 and held it in 3 quarters. The position peaked at $1.21M in Q3 2013. 11 funds tracked by Wall St. Rank hold AWC as of Q1 2014.

UBS reported no remaining Alumina Ltd position as of Q1 2014 after selling out during the quarter.
UBS sold 218,892 Alumina Ltd shares in Q1 2014, an estimated $867K.
UBS first reported a position in Alumina Ltd in Q2 2013 and held it in 3 quarters.
UBS's Alumina Ltd position peaked at $1.21M in Q3 2013.
11 funds tracked by Wall St. Rank held Alumina Ltd as of Q1 2014.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.