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AWC

Alumina Ltd
AWC

Delisted

AWC was delisted on the 27th of February, 2014.

49 hedge funds and large institutions have $34.8M invested in Alumina Ltd in 2013 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 18 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

6% less funds holding

Funds holding: 5249 (-3)

11% less capital invested

Capital invested by funds: $39.1M → $34.8M (-$4.29M)

30% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 10

33% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 18

Holders
49
Holders Change
-3
Holders Change %
-5.77%
% of All Funds
1.59%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
12
Reduced
18
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TGI
1
Tradewinds Global Investors
California
$7.69M -$5.74M -1,546,526 -43%
JP Morgan Chase
2
JP Morgan Chase
New York
$5.86M -$1.58M -425,656 -22%
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$2.98M -$11.1K -3,000 -0.4%
LCS
4
Levin Capital Strategies
New York
$2.56M -$14.7K -3,950 -0.6%
PPA
5
Parametric Portfolio Associates
Washington
$2.56M -$261K -70,206 -9%
AG
6
Aperio Group
California
$1.71M +$16.7K +4,508 +1%
Wells Fargo
7
Wells Fargo
California
$1.24M +$848K +228,467 +234%
U
8
UBS
Switzerland
$1.21M +$74K +19,918 +7%
Jane Street
9
Jane Street
New York
$1.16M +$193K +51,883 +20%
Bank of Montreal
10
Bank of Montreal
Ontario, Canada
$1.09M -$43.7K -11,769 -4%
AAM
11
Advisors Asset Management
Colorado
$978K -$364K -98,059 -28%
DC
12
Deere & Company
Illinois
$861K
BlackRock
13
BlackRock
New York
$710K +$120K +32,252 +21%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$611K +$1.72K +462 +0.3%
SCM
15
Schneider Capital Management
Pennsylvania
$498K -$170K -45,705 -26%
TCMG
16
TSP Capital Management Group
New Jersey
$436K
WG
17
Winchester Group
New York
$303K +$297K +80,000 New
Arrowstreet Capital
18
Arrowstreet Capital
Massachusetts
$268K +$263K +70,825 New
Comerica Bank
19
Comerica Bank
Texas
$256K -$3.46K -933 -1%
WAM
20
World Asset Management
Michigan
$240K -$43.5K -11,727 -16%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$219K -$71.7K -19,300 -25%
RHBC
22
R.H. Bluestein & Co
Michigan
$190K
LNWWM
23
Laird Norton Wetherby Wealth Management
California
$123K -$14.1K -3,803 -10%
Goldman Sachs
24
Goldman Sachs
New York
$115K -$9.22K -2,483 -8%
QCMC
25
Quantum Capital Management (California)
California
$96K +$1.21K +327 +1%

AWC Hedge Fund Activity: Q3 2013 in Review

49 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in Alumina Ltd (AWC) for Q3 2013, worth a combined $34.8M — down 11% from $39.1M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of AWC and 7 opened new positions — a net loss of 3 holders — while 18 trimmed existing stakes and 12 added.

The largest buyer was Wells Fargo, adding an estimated $848K. The largest seller was Tradewinds Global Investors, cutting an estimated $5.74M.

  • 49 institutional investors held Alumina Ltd (AWC) as of Q3 2013, down from 52 in Q2 2013.
  • Funds reported $34.8M of Alumina Ltd stock for Q3 2013, down 11% quarter-over-quarter.
  • 7 funds opened new Alumina Ltd positions in Q3 2013 and 10 closed out, a net change of -3 holders.
  • The largest Alumina Ltd buyer in Q3 2013 was Wells Fargo, an estimated $848K added.
  • The largest Alumina Ltd seller in Q3 2013 was Tradewinds Global Investors, an estimated $5.74M sold.

Based on aggregated 13F filings for Q3 2013.