UBS’s Barings Corporate Investors MCI Stock Holding History

UBS’s Portfolio MCI Stock Details MCI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$1.75M	Buy	114,012 +6,504	+6%	+$99.8K	﹤0.01%	3019
2014 Q2	$1.64M	Buy	107,508 +13,416	+14%	+$205K	﹤0.01%	3069
2014 Q1	$1.43M	Buy	94,092 +15,377	+20%	+$238K	﹤0.01%	3117
2013 Q4	$1.18M	Sell	78,715 -1,467	-2%	-$21.8K	﹤0.01%	3358
2013 Q3	$1.23M	Sell	80,182 -11,997	-13%	-$190K	﹤0.01%	3119
2013 Q2	$1.46M	Buy	+92,179	New	+$1.52M	﹤0.01%	2896

Other funds holding MCI

MSR

Main Street Research Lakeville, Connecticut $1.72B AUM 48.78% 1-Year Est. Return

CFMC

Curbstone Financial Management Corp Manchester, New Hampshire $587M AUM 24.61% 1-Year Est. Return

TCMG

TSP Capital Management Group Summit, New Jersey $410M AUM 71.81% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Oppenheimer & Co New York $8.21B AUM 28.81% 1-Year Est. Return

SIG

Sky Investment Group Hartford, Connecticut $637M AUM 20.14% 1-Year Est. Return

HCM

Harvest Capital Management Concord, New Hampshire $347M AUM 4.08% 1-Year Est. Return

DBIA

Dumont & Blake Investment Advisors Princeton, New Jersey $400M AUM 21.87% 1-Year Est. Return

MUFG Americas New York $4.04B AUM 12.45% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

UBS's MCI Position: Q3 2014 in Review

UBS increased its Barings Corporate Investors (MCI) stake by 6% in Q3 2014, buying an estimated $99.8K and bringing the position to 114,012 shares worth $1.75M. The position accounts for ﹤0.01% of the portfolio, ranked #3019.

UBS first reported a position in MCI in Q2 2013 and has held it in 6 quarters since. 39 funds tracked by Wall St. Rank hold MCI as of Q3 2014.

UBS held 114,012 shares of Barings Corporate Investors worth $1.75M as of Q3 2014.
UBS bought 6,504 Barings Corporate Investors shares in Q3 2014, an estimated $99.8K.
Barings Corporate Investors made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3019 holding.
UBS first reported a position in Barings Corporate Investors in Q2 2013 and has held it in 6 quarters since.
39 funds tracked by Wall St. Rank held Barings Corporate Investors as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.