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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.35%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+16.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XHB icon
2851
CALL
State Street SPDR S&P Homebuilders ETF
XHB
$1.58B
$2.1M ﹤0.01%
71,000
-109,800
-61% -$3.41M
DISH
2852
PUT
DELISTED
DISH Network Corp.
DISH
$2.1M ﹤0.01%
32,500
-165,200
-84% -$10.7M
TSS
2853
DELISTED
Total System Services, Inc.
TSS
$2.1M ﹤0.01%
67,806
+38,566
+132% +$1.22M
MLN icon
2854
VanEck Long Muni ETF
MLN
$683M
$2.1M ﹤0.01%
107,339
+11,656
+12% +$225K
MUC icon
2855
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
$2.1M ﹤0.01%
147,294
+35,251
+31% +$500K
TSM icon
2856
PUT
TSMC
TSM
$2.17T
$2.1M ﹤0.01%
103,800
-267,000
-72% -$5.57M
NBW
2857
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
$2.1M ﹤0.01%
137,487
-26,043
-16% -$397K
DFP
2858
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$429M
$2.09M ﹤0.01%
92,689
+41,063
+80% +$935K
GPRE icon
2859
Green Plains
GPRE
$1.06B
$2.09M ﹤0.01%
55,906
-3,447
-6% -$138K
ICPT
2860
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$2.09M ﹤0.01%
8,835
-9,677
-52% -$2.47M
BSL
2861
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$171M
$2.09M ﹤0.01%
121,675
-8,167
-6% -$144K
XSD icon
2862
State Street SPDR S&P Semiconductor ETF
XSD
$2.82B
$2.09M ﹤0.01%
56,922
-10,256
-15% -$381K
AVNR
2863
DELISTED
AVANIR PHARMACEUTICALS, INC CL A
AVNR
$2.08M ﹤0.01%
174,874
+79,520
+83% +$543K
ABUS icon
2864
Arbutus Biopharma
ABUS
$907M
$2.08M ﹤0.01%
98,498
+96,998
+6,467% +$1.58M
IBDB
2865
DELISTED
iShares iBonds Mar 2018 Term Corporate ETF
IBDB
$2.08M ﹤0.01%
80,932
+7,840
+11% +$202K
BGC icon
2866
BGC Group
BGC
$4.86B
$2.08M ﹤0.01%
434,912
-242,724
-36% -$1.19M
Y
2867
DELISTED
Alleghany Corp
Y
$2.08M ﹤0.01%
4,970
-930
-16% -$397K
LOR
2868
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$2.08M ﹤0.01%
144,960
+6,422
+5% +$100K
GAF
2869
DELISTED
SPDR S&P Emerging Middle East & Africa ETF
GAF
$2.07M ﹤0.01%
29,808
+1,125
+4% +$83.6K
AIG.WS
2870
DELISTED
American International Group, Inc.
AIG.WS
$2.07M ﹤0.01%
87,047
-3,604
-4% -$91.2K
LUX
2871
DELISTED
Luxottica Group
LUX
$2.07M ﹤0.01%
39,783
+3,916
+11% +$210K
KERX
2872
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$2.07M ﹤0.01%
150,630
+28,692
+24% +$439K
BYI
2873
PUT
DELISTED
BALLY TECHNOLOGIES, INC.
BYI
$2.07M ﹤0.01%
+25,600
New +$1.86M
SODA
2874
DELISTED
SodaStream International Ltd
SODA
$2.06M ﹤0.01%
69,903
-15,003
-18% -$478K
HON icon
2875
PUT
Honeywell
HON
$77B
$2.06M ﹤0.01%
24,595
+7,011
+40% +$596K
113 114
115
116 117

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.75% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.55% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.88% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.