We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.35%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+16.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMX icon
2901
CarMax
KMX
$8.34B
$1.99M ﹤0.01%
42,894
-12,700
-23% -$650K
ARIA
2902
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$1.99M ﹤0.01%
368,956
+41,677
+13% +$243K
CVLT icon
2903
Commault Systems
CVLT
$5.78B
$1.99M ﹤0.01%
39,440
+22,806
+137% +$1.17M
SLYV icon
2904
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.04B
$1.99M ﹤0.01%
38,840
+848
+2% +$45.6K
MUB icon
2905
PUT
iShares National Muni Bond ETF
MUB
$45.8B
$1.99M ﹤0.01%
18,100
+11,100
+159% +$1.21M
ULTA icon
2906
Ulta Beauty
ULTA
$23.6B
$1.98M ﹤0.01%
16,784
+3,819
+29% +$380K
THOR
2907
DELISTED
THORATEC CORPORATION
THOR
$1.97M ﹤0.01%
73,853
+23,895
+48% +$679K
PCN
2908
PIMCO Corporate & Income Strategy Fund
PCN
$889M
$1.97M ﹤0.01%
124,974
+17,124
+16% +$283K
NSR
2909
DELISTED
Neustar Inc
NSR
$1.97M ﹤0.01%
79,463
+28,095
+55% +$774K
IPN
2910
DELISTED
SPDR S&P International Industrial Sector
IPN
$1.97M ﹤0.01%
64,877
-117
-0.2% -$3.69K
ENX
2911
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$1.97M ﹤0.01%
159,350
+8,457
+6% +$104K
PIM
2912
Franklin Master Intermediate Income Trust
PIM
$153M
$1.96M ﹤0.01%
390,276
-14,026
-3% -$70.9K
BWG
2913
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
$1.96M ﹤0.01%
115,852
+15,254
+15% +$275K
PRFT
2914
DELISTED
Perficient Inc
PRFT
$1.96M ﹤0.01%
130,714
-87,440
-40% -$1.52M
NPI
2915
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$1.96M ﹤0.01%
146,222
-3,689
-2% -$49.6K
PCEF icon
2916
Invesco CEF Income Composite ETF
PCEF
$817M
$1.96M ﹤0.01%
80,409
-26,984
-25% -$674K
KING
2917
DELISTED
KING DIGITAL ENTMT PLC ORD SHS (IRL)
KING
$1.95M ﹤0.01%
153,199
+130,420
+573% +$2.14M
BSBR icon
2918
Santander
BSBR
$43.1B
$1.95M ﹤0.01%
310,496
-21,829
-7% -$142K
SPIL
2919
DELISTED
Siliconware Precision Industries Co Ltd
SPIL
$1.95M ﹤0.01%
285,280
+3,475
+1% +$25.7K
ARMF
2920
DELISTED
ARES MULTI-STRATEGY CR FD INC COM STK (MD)
ARMF
$1.94M ﹤0.01%
93,403
+61,185
+190% +$1.33M
MCY icon
2921
Mercury Insurance
MCY
$5.92B
$1.94M ﹤0.01%
39,761
+3,311
+9% +$163K
FGP
2922
DELISTED
Ferrellgas Partners, L.P.
FGP
$1.94M ﹤0.01%
72,186
+35,827
+99% +$966K
UPL
2923
PUT
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$1.94M ﹤0.01%
83,200
+77,600
+1,386% +$1.95M
NPSP
2924
DELISTED
NPS PHARMACEUTICALS INC
NPSP
$1.93M ﹤0.01%
74,298
+19,798
+36% +$569K
MTDR icon
2925
Matador Resources
MTDR
$6.49B
$1.93M ﹤0.01%
74,638
-71,081
-49% -$1.87M
115 116
117
118 119

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.75% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.55% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.88% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.