UBS’s Invesco CEF Income Composite ETF PCEF Stock Holding History

UBS’s Portfolio PCEF Stock Details PCEF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$1.96M	Sell	80,409 -26,984	-25%	-$674K	﹤0.01%	2930
2014 Q2	$2.74M	Sell	107,393 -14,461	-12%	-$363K	﹤0.01%	2568
2014 Q1	$3.02M	Sell	121,854 -4,533	-4%	-$111K	﹤0.01%	2362
2013 Q4	$3.08M	Buy	126,387 +6,134	+5%	+$147K	﹤0.01%	2366
2013 Q3	$2.88M	Buy	120,253 +27,372	+29%	+$659K	﹤0.01%	2214
2013 Q2	$2.29M	Buy	+92,881	New	+$2.39M	﹤0.01%	2397

Other funds holding PCEF

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

ACM

Aviance Capital Management Sarasota, Florida $668M AUM 6.48% 1-Year Est. Return

Horizon Investments Charlotte, North Carolina $9.13B AUM 34.49% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

Barclays London, United Kingdom $521B AUM 51.41% 1-Year Est. Return

UBS's PCEF Position: Q3 2014 in Review

UBS reduced its Invesco CEF Income Composite ETF (PCEF) stake by 25% in Q3 2014, selling an estimated $674K and leaving 80,409 shares worth $1.96M. The position accounts for ﹤0.01% of the portfolio, ranked #2930.

UBS first reported a position in PCEF in Q2 2013 and has held it in 6 quarters since. The position peaked at $3.08M in Q4 2013. 72 funds tracked by Wall St. Rank hold PCEF as of Q3 2014.

UBS held 80,409 shares of Invesco CEF Income Composite ETF worth $1.96M as of Q3 2014.
UBS sold 26,984 Invesco CEF Income Composite ETF shares in Q3 2014, an estimated $674K.
Invesco CEF Income Composite ETF made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2930 holding.
UBS first reported a position in Invesco CEF Income Composite ETF in Q2 2013 and has held it in 6 quarters since.
UBS's Invesco CEF Income Composite ETF position peaked at $3.08M in Q4 2013.
72 funds tracked by Wall St. Rank held Invesco CEF Income Composite ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.