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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.35%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+16.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKT icon
2826
BlackRock Income Trust
BKT
$342M
$2.17M ﹤0.01%
113,673
+12,550
+12% +$244K
EDF
2827
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$170M
$2.16M ﹤0.01%
112,087
-4,797
-4% -$96.2K
MLCO icon
2828
CALL
Melco Resorts & Entertainment
MLCO
$2.12B
$2.16M ﹤0.01%
82,086
+6,486
+9% +$196K
VIA
2829
DELISTED
Viacom Inc. Class A
VIA
$2.16M ﹤0.01%
28,024
+1,048
+4% +$86.3K
ECPG icon
2830
Encore Capital Group
ECPG
$2.01B
$2.15M ﹤0.01%
48,585
-4,670
-9% -$206K
CAA
2831
DELISTED
CalAtlantic Group, Inc.
CAA
$2.15M ﹤0.01%
57,467
-359
-0.6% -$14.4K
INKM icon
2832
State Street Income Allocation ETF
INKM
$75.1M
$2.15M ﹤0.01%
67,833
-24,952
-27% -$812K
ADAM
2833
Adamas Trust
ADAM
$880M
$2.15M ﹤0.01%
74,213
+28,444
+62% +$886K
FUEL
2834
DELISTED
Rocket Fuel Inc.
FUEL
$2.14M ﹤0.01%
135,659
+6,095
+5% +$117K
MKTX icon
2835
MarketAxess Holdings
MKTX
$5.72B
$2.14M ﹤0.01%
34,644
+685
+2% +$38.6K
BUI icon
2836
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$713M
$2.14M ﹤0.01%
107,032
-7,145
-6% -$146K
MDLZ icon
2837
PUT
Mondelez International
MDLZ
$78.5B
$2.14M ﹤0.01%
62,500
+50,200
+408% +$1.83M
AKRX
2838
DELISTED
Akorn Inc
AKRX
$2.13M ﹤0.01%
58,822
-2,338
-4% -$83.8K
XRT icon
2839
PUT
State Street SPDR S&P Retail ETF
XRT
$652M
$2.13M ﹤0.01%
49,800
+37,000
+289% +$1.6M
ETFC
2840
DELISTED
E*Trade Financial Corporation
ETFC
$2.13M ﹤0.01%
94,209
-62,975
-40% -$1.38M
DE icon
2841
CALL
Deere & Co
DE
$164B
$2.13M ﹤0.01%
25,932
-968
-4% -$82.8K
SKT icon
2842
Tanger
SKT
$4.44B
$2.12M ﹤0.01%
64,885
-36,548
-36% -$1.26M
TRV icon
2843
CALL
Travelers Companies
TRV
$78.3B
$2.12M ﹤0.01%
22,600
+100
+0.4% +$9.32K
PNY
2844
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
$2.12M ﹤0.01%
63,193
-5,877
-9% -$211K
QRE
2845
PUT
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
$2.12M ﹤0.01%
108,900
+107,100
+5,950% +$2.16M
ATO icon
2846
Atmos Energy
ATO
$28.4B
$2.11M ﹤0.01%
44,286
-3,617
-8% -$180K
NVG icon
2847
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$2.11M ﹤0.01%
149,614
-42,992
-22% -$616K
RSPF icon
2848
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$309M
$2.11M ﹤0.01%
72,733
-56,267
-44% -$1.65M
TOWR
2849
DELISTED
Tower International, Inc.
TOWR
$2.11M ﹤0.01%
83,724
-1,670
-2% -$56K
FPE icon
2850
First Trust Preferred Securities and Income ETF
FPE
$6.34B
$2.11M ﹤0.01%
111,651
+42,511
+61% +$813K
112 113
114
115 116

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.75% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.55% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.88% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.