UBS’s State Street Income Allocation ETF INKM Stock Holding History

UBS’s Portfolio INKM Stock Details INKM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$2.15M	Sell	67,833 -24,952	-27%	-$812K	﹤0.01%	2846
2014 Q2	$3.03M	Sell	92,785 -16,113	-15%	-$520K	﹤0.01%	2464
2014 Q1	$3.42M	Sell	108,898 -25,732	-19%	-$794K	﹤0.01%	2222
2013 Q4	$4.12M	Sell	134,630 -65,122	-33%	-$2.01M	﹤0.01%	2062
2013 Q3	$6.05M	Sell	199,752 -35,057	-15%	-$1.06M	0.01%	1550
2013 Q2	$7.03M	Buy	+234,809	New	+$7.44M	0.01%	1314

Other funds holding INKM

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

WFG Advisors Dallas, Texas $442M AUM 12.46% 1-Year Est. Return

SSB

Sandy Spring Bank Olney, Maryland $2.38B AUM 8.14% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

UBS's INKM Position: Q3 2014 in Review

UBS reduced its State Street Income Allocation ETF (INKM) stake by 27% in Q3 2014, selling an estimated $812K and leaving 67,833 shares worth $2.15M. The position accounts for ﹤0.01% of the portfolio, ranked #2846.

UBS first reported a position in INKM in Q2 2013 and has held it in 6 quarters since. The position peaked at $7.03M in Q2 2013. 12 funds tracked by Wall St. Rank hold INKM as of Q3 2014.

UBS held 67,833 shares of State Street Income Allocation ETF worth $2.15M as of Q3 2014.
UBS sold 24,952 State Street Income Allocation ETF shares in Q3 2014, an estimated $812K.
State Street Income Allocation ETF made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2846 holding.
UBS first reported a position in State Street Income Allocation ETF in Q2 2013 and has held it in 6 quarters since.
UBS's State Street Income Allocation ETF position peaked at $7.03M in Q2 2013.
12 funds tracked by Wall St. Rank held State Street Income Allocation ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.