UBS’s Neuberger Energy Infrastructure and Income Fund Inc NML Stock Holding History

UBS’s Portfolio NML Stock Details NML Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$2.68M	Buy	123,891 +6,137	+5%	+$127K	﹤0.01%	2632
2014 Q2	$2.38M	Buy	117,754 +21,077	+22%	+$405K	﹤0.01%	2712
2014 Q1	$1.74M	Buy	96,677 +39,995	+71%	+$739K	﹤0.01%	2913
2013 Q4	$1.08M	Buy	56,682 +36,182	+176%	+$662K	﹤0.01%	3455
2013 Q3	$385K	Buy	20,500 +4,850	+31%	+$94.1K	﹤0.01%	4444
2013 Q2	$307K	Buy	+15,650	New	+$317K	﹤0.01%	4611

Other funds holding NML

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

DFIM

Detwiler Fenton Investment Management Boston, Massachusetts $19.3M AUM

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

UBS's NML Position: Q3 2014 in Review

UBS increased its Neuberger Energy Infrastructure and Income Fund Inc (NML) stake by 5.2% in Q3 2014, buying an estimated $127K and bringing the position to 123,891 shares worth $2.68M. The position accounts for ﹤0.01% of the portfolio, ranked #2632.

UBS first reported a position in NML in Q2 2013 and has held it in 6 quarters since. 44 funds tracked by Wall St. Rank hold NML as of Q3 2014.

UBS held 123,891 shares of Neuberger Energy Infrastructure and Income Fund Inc worth $2.68M as of Q3 2014.
UBS bought 6,137 Neuberger Energy Infrastructure and Income Fund Inc shares in Q3 2014, an estimated $127K.
Neuberger Energy Infrastructure and Income Fund Inc made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2632 holding.
UBS first reported a position in Neuberger Energy Infrastructure and Income Fund Inc in Q2 2013 and has held it in 6 quarters since.
44 funds tracked by Wall St. Rank held Neuberger Energy Infrastructure and Income Fund Inc as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.