U
NML

UBS’s Neuberger Energy Infrastructure and Income Fund Inc NML Stock Holding History

UBS’s Portfolio NML Stock Details NML Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$2.68M Buy
123,891
+6,137
+5% +$127K ﹤0.01% 2632
2014
Q2 		$2.38M Buy
117,754
+21,077
+22% +$405K ﹤0.01% 2712
2014
Q1 		$1.74M Buy
96,677
+39,995
+71% +$739K ﹤0.01% 2913
2013
Q4 		$1.08M Buy
56,682
+36,182
+176% +$662K ﹤0.01% 3455
2013
Q3 		$385K Buy
20,500
+4,850
+31% +$94.1K ﹤0.01% 4444
2013
Q2 		$307K Buy
+15,650
New +$317K ﹤0.01% 4611

Other funds holding NML

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
DFIM
Detwiler Fenton Investment Management Boston, Massachusetts $19.3M AUM
Jane Street
Jane Street New York $777B AUM 61.18% 1-Year Est. Return