U
ALU

UBS’s Alcatel-Lucent ALU Stock Holding History

UBS’s Portfolio ALU Stock Details ALU Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$73K Sell
24,000
-16,300
-40% -$55.6K ﹤0.01% 6382
2014
Q2 		$143K Sell
40,300
-14,700
-27% -$56.7K ﹤0.01% 5528
2014
Q1 		$215K Sell
55,000
-58,000
-51% -$240K ﹤0.01% 5112
2013
Q4 		$497K Sell
113,000
-124,224
-52% -$488K ﹤0.01% 4355
2013
Q3 		$805K Buy
237,224
+108,576
+84% +$277K ﹤0.01% 3589
2013
Q2 		$225K Buy
+128,648
New +$192K ﹤0.01% 4972

Other funds holding ALU

RCM
Raging Capital Management Rocky Hill, New Jersey $18.2M AUM 17.75% 1-Year Est. Return
Deutsche Bank
Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return
Barclays
Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return
PI
Putnam Investments Boston, Massachusetts $75.7B AUM 34.45% 1-Year Est. Return
Arrowstreet Capital
Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return
CS
Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Nomura Holdings
Nomura Holdings Tokyo, Japan $37.7B AUM 34.44% 1-Year Est. Return
MNA
Manning & Napier Advisors Fairport, New York $7.09B AUM 17.35% 1-Year Est. Return

UBS's ALU Position: Q3 2014 in Review

UBS reduced its Alcatel-Lucent (ALU) stake by 23% in Q3 2014, selling an estimated $359K and leaving 353,102 shares worth $1.07M. The position accounts for ﹤0.01% of the portfolio, ranked #3518.

UBS first reported a position in ALU in Q2 2013 and has held it in 6 quarters since. The position peaked at $2.48M in Q4 2013. 229 funds tracked by Wall St. Rank hold ALU as of Q3 2014.

  • UBS held 353,102 shares of Alcatel-Lucent worth $1.07M as of Q3 2014.
  • UBS sold 105,202 Alcatel-Lucent shares in Q3 2014, an estimated $359K.
  • Alcatel-Lucent made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3518 holding.
  • UBS first reported a position in Alcatel-Lucent in Q2 2013 and has held it in 6 quarters since.
  • UBS's Alcatel-Lucent position peaked at $2.48M in Q4 2013.
  • 229 funds tracked by Wall St. Rank held Alcatel-Lucent as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.