UBS Group’s FT Vest US Small Cap Moderate Buffer ETF May SMAY Stock Holding History

UBS Group’s Portfolio SMAY Stock Details SMAY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$19K	Buy	721 +471	+188%	+$12.4K	﹤0.01%	7978
2025 Q4	$6.49K	Sell	250 -329	-57%	-$8.42K	﹤0.01%	8547
2025 Q3	$14.7K	Buy	579 +38	+7%	+$938	﹤0.01%	8353
2025 Q2	$13K	Sell	541 -8,042	-94%	-$187K	﹤0.01%	8717
2025 Q1	$201K	Buy	+8,583	New	+$211K	﹤0.01%	6555
2024 Q3	–	Sell	-25	Closed	-$583	–	10020
2024 Q2	$583	Buy	25 +20	+400%	+$458	﹤0.01%	8857
2024 Q1	$115	Sell	5 -403	-99%	-$8.9K	﹤0.01%	8818
2023 Q4	$8.98K	Sell	408 -1,117	-73%	-$23K	﹤0.01%	7516
2023 Q3	$31K	Buy	1,525 +1,206	+378%	+$25.2K	﹤0.01%	6577
2023 Q2	$6.64K	Buy	+319	New	+$6.53K	﹤0.01%	7350

Other funds holding SMAY

MOS

MGO One Seven Beachwood, Ohio $4.98B AUM 22.72% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

LWM

Lionshead Wealth Management New York $136M AUM 19.17% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

SMART Wealth Omaha, Nebraska $341M AUM 24.37% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

BWS

BFI Wealth Solutions Dallas, Texas $104M AUM

UBS Group's SMAY Position: Q1 2026 in Review

UBS Group increased its FT Vest US Small Cap Moderate Buffer ETF May (SMAY) stake by 188% in Q1 2026, buying an estimated $12.4K and bringing the position to 721 shares worth $19K. The position accounts for ﹤0.01% of the portfolio, ranked #7978.

UBS Group first reported a position in SMAY in Q2 2023 and has held it in 10 quarters since. The position peaked at $201K in Q1 2025. 57 funds tracked by Wall St. Rank hold SMAY as of Q1 2026.

UBS Group held 721 shares of FT Vest US Small Cap Moderate Buffer ETF May worth $19K as of Q1 2026.
UBS Group bought 471 FT Vest US Small Cap Moderate Buffer ETF May shares in Q1 2026, an estimated $12.4K.
FT Vest US Small Cap Moderate Buffer ETF May made up ﹤0.01% of UBS Group's portfolio in Q1 2026, its #7978 holding.
UBS Group first reported a position in FT Vest US Small Cap Moderate Buffer ETF May in Q2 2023 and has held it in 10 quarters since.
UBS Group's FT Vest US Small Cap Moderate Buffer ETF May position peaked at $201K in Q1 2025.
57 funds tracked by Wall St. Rank held FT Vest US Small Cap Moderate Buffer ETF May as of Q1 2026.

Based on UBS Group's 13F filing for Q1 2026, filed 5 May 2026.