Transform Wealth’s Innovator US Equity Power Buffer ETF September PSEP Stock Holding History

Transform Wealth’s Portfolio PSEP Stock Details PSEP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-277,905	Closed	-$9.09M	–	267
2023 Q2	$9.09M	Sell	277,905 -615,239	-69%	-$19.2M	0.82%	35
2023 Q1	$27.4M	Buy	893,144 +874,238	+4,624%	+$26.3M	2.58%	3
2022 Q4	$553K	Sell	18,906 -33,928	-64%	-$987K	0.06%	141
2022 Q3	$1.47M	Buy	52,834 +3,842	+8%	+$111K	0.19%	84
2022 Q2	$1.38M	Sell	48,992 -1,025,899	-95%	-$29.6M	0.2%	85
2022 Q1	$32.3M	Buy	1,074,891 +1,062,543	+8,605%	+$31.5M	3.62%	4
2021 Q4	$375K	Sell	12,348 -2,782	-18%	-$83.3K	0.04%	179
2021 Q3	$440K	Buy	+15,130	New	+$447K	0.05%	170
2020 Q4	–	Sell	-896,427	Closed	-$23.6M	–	220
2020 Q3	$23.6M	Buy	+896,427	New	+$23.6M	3.8%	2

Other funds holding PSEP

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

SCA

Stuart Chaussee & Associates Palos Verdes Estates, California $458M AUM 15.9% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

BCM

Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

MCM

MAI Capital Management Independence, Ohio $17.7B AUM 18.87% 1-Year Est. Return

JGCM

Joseph Group Capital Management Columbus, Ohio $400M AUM 18.42% 1-Year Est. Return

CAM

Cresset Asset Management Chicago, Illinois $23.1B AUM 27.04% 1-Year Est. Return

Transform Wealth's PSEP Position: Q3 2023 in Review

Transform Wealth sold out of Innovator US Equity Power Buffer ETF September (PSEP) in Q3 2023, closing a stake of 277,905 shares — an estimated $9.09M sold.

Transform Wealth first reported a position in PSEP in Q3 2020 and held it in 9 quarters. The position peaked at $32.3M in Q1 2022. 153 funds tracked by Wall St. Rank hold PSEP as of Q3 2023.

Transform Wealth reported no remaining Innovator US Equity Power Buffer ETF September position as of Q3 2023 after selling out during the quarter.
Transform Wealth sold 277,905 Innovator US Equity Power Buffer ETF September shares in Q3 2023, an estimated $9.09M.
Transform Wealth first reported a position in Innovator US Equity Power Buffer ETF September in Q3 2020 and held it in 9 quarters.
Transform Wealth's Innovator US Equity Power Buffer ETF September position peaked at $32.3M in Q1 2022.
153 funds tracked by Wall St. Rank held Innovator US Equity Power Buffer ETF September as of Q3 2023.

Based on Transform Wealth's 13F filing for Q3 2023, filed 11 Oct 2023.