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Innovator US Equity Power Buffer ETF September
PSEP

51 hedge funds and large institutions have $131M invested in Innovator US Equity Power Buffer ETF September in 2020 Q3 according to their latest regulatory filings, with 35 funds opening new positions, 12 increasing their positions, 3 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more funds holding in top 10

Funds holding in top 10: 1 → 5 (+4)

338% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 8

323% more capital invested

Capital invested by funds: $31M → $131M (+$100M)

300% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 3

113% more funds holding

Funds holding: 24 → 51 (+27)

1.81% more ownership

Funds ownership: 67.34% → 69.15% (+1.8%)

Holders
51
Holders Change
+27
Holders Change %
+112.5%
% of All Funds
1.03%
Holding in Top 10
5
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+400%
% of All Funds
0.1%
New
35
Increased
12
Reduced
3
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TW
Transform Wealth
Colorado
+$23.6M
2
PCS
Personal CFO Solutions
New Jersey
+$23M
3
WP
WealthPLAN Partners
Nebraska
+$17M
4
Osaic Holdings
Osaic Holdings
Arizona
+$12.2M
5
ST
Sageworth Trust
Pennsylvania
+$11.3M

Top Sellers

1
TFS
TrustCore Financial Services
Tennessee
-$13.8M
2
MWM
Maltin Wealth Management
New Jersey
-$1.05M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$636K
4
CA
Cambridge Advisors
Nebraska
-$616K
5
Koshinski Asset Management
Koshinski Asset Management
Illinois
-$362K
Name Holding Trade Value Shares
Change 		Change in
Stake
TW
1
Transform Wealth
Colorado
$23.6M +$23.6M +896,427 New
WP
2
WealthPLAN Partners
Nebraska
$17.5M +$17M +646,282 New
Osaic Holdings
3
Osaic Holdings
Arizona
$12.6M +$12.2M +463,198 +2,587%
ST
4
Sageworth Trust
Pennsylvania
$11.3M +$11.3M +430,000 New
VBFP
5
Valtinson Bruner Financial Planning
Minnesota
$9.39M +$7.28M +276,367 +328%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$6.59M +$6.61M +250,715 New
SFSG
7
Stearns Financial Services Group
North Carolina
$6.27M +$1.26M +47,724 +25%
CFA
8
Carroll Financial Associates
North Carolina
$6.17M +$5.47M +207,718 +771%
SHWM
9
Silicon Hills Wealth Management
Texas
$4.12M +$4.13M +156,832 New
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$3.5M +$2.88M +109,128 +455%
SI
11
Stephens Inc
Arkansas
$2.98M +$2.99M +113,488 New
BPA
12
Beacon Pointe Advisors
California
$2.85M +$2.86M +108,576 New
CAN
13
Cetera Advisor Networks
California
$2.57M +$1.94M +73,721 +305%
Citadel Advisors
14
Citadel Advisors
Florida
$2.38M +$2.38M +90,387 New
PCM
15
Penserra Capital Management
California
$2.21M +$2.21M +83,946 New
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$1.87M +$628K +23,846 +51%
HighTower Advisors
17
HighTower Advisors
Illinois
$1.82M +$1.83M +69,387 New
BBPWM
18
Blue Bell Private Wealth Management
Pennsylvania
$1.52M +$1.52M +57,834 New
Truist Financial
19
Truist Financial
North Carolina
$1.06M +$1.06M +40,275 New
IA
20
IFP Advisors
Florida
$978K +$334K +12,677 +52%
LNC
21
Lincoln National Corp
Pennsylvania
$813K +$36.5K +1,386 +5%
SAG
22
Spotlight Asset Group
Illinois
$796K +$798K +30,296 New
CCM
23
Covington Capital Management
California
$742K +$744K +28,245 New
AIC
24
Archer Investment Corporation
Indiana
$696K +$698K +26,500 New
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$678K +$238K +9,034 +54%
1
2 3

PSEP Hedge Fund Activity: Q3 2020 in Review

51 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Power Buffer ETF September (PSEP) for Q3 2020, worth a combined $131M — up 323% from $31M a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new PSEP positions and 8 closed out — a net gain of 27 holders — while 12 added to existing stakes and 3 trimmed.

The largest buyer was Transform Wealth, opening a new position worth an estimated $23.6M. The largest seller was TrustCore Financial Services, exiting entirely with an estimated $13.8M sold.

  • 51 institutional investors held Innovator US Equity Power Buffer ETF September (PSEP) as of Q3 2020, up from 24 in Q2 2020.
  • Funds reported $131M of Innovator US Equity Power Buffer ETF September stock for Q3 2020, up 323% quarter-over-quarter.
  • 35 funds opened new Innovator US Equity Power Buffer ETF September positions in Q3 2020 and 8 closed out, a net change of +27 holders.
  • The largest Innovator US Equity Power Buffer ETF September buyer in Q3 2020 was Transform Wealth, an estimated $23.6M added.
  • The largest Innovator US Equity Power Buffer ETF September seller in Q3 2020 was TrustCore Financial Services, an estimated $13.8M sold.

Based on aggregated 13F filings for Q3 2020.