We are live on ! Find out more
PSEP icon

Innovator US Equity Power Buffer ETF September
PSEP

153 hedge funds and large institutions have $511M invested in Innovator US Equity Power Buffer ETF September in 2023 Q3 according to their latest regulatory filings, with 32 funds opening new positions, 67 increasing their positions, 33 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

103% more repeat investments, than reductions

Existing positions increased: 67 | Existing positions reduced: 33

52% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 21

22% more capital invested

Capital invested by funds: $419M → $511M (+$92M)

7% more funds holding

Funds holding: 143 → 153 (+10)

3.82% more ownership

Funds ownership: 70.52% → 74.34% (+3.8%)

0% more funds holding in top 10

Funds holding in top 10: 6 → 6 (0)

Holders
153
Holders Change
+10
Holders Change %
+6.99%
% of All Funds
2.43%
Holding in Top 10
6
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.1%
New
32
Increased
67
Reduced
33
Closed
21
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AllianceBernstein
AllianceBernstein
Tennessee
+$39.8M
2
BCM
Brookstone Capital Management
Illinois
+$16.8M
3
CAM
Cresset Asset Management
Illinois
+$12.2M
4
MCM
MAI Capital Management
Ohio
+$12M
5
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services
Minnesota
+$9.94M

Top Sellers

1
LJAC
L.J. Altfest & Co
New York
-$37.5M
2
TW
Transform Wealth
Colorado
-$9.09M
3
DIM
Delta Investment Management
California
-$6.17M
4
BAM
Belpointe Asset Management
Nevada
-$3.32M
5
GCP
Gill Capital Partners
Colorado
-$3.13M
Name Holding Trade Value Shares
Change 		Change in
Stake
AllianceBernstein
1
AllianceBernstein
Tennessee
$145M +$39.8M +1,209,311 +37%
PCM
2
Penserra Capital Management
California
$22.7M +$2.4M +72,900 +12%
SCA
3
Stuart Chaussee & Associates
California
$22.4M -$568K -17,257 -2%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$21.4M -$201K -6,114 -0.9%
BCM
5
Brookstone Capital Management
Illinois
$19.3M +$16.8M +511,339 +616%
Osaic Holdings
6
Osaic Holdings
Arizona
$16.6M +$8.53M +259,005 +102%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$13.9M +$9.61M +291,811 +211%
MCM
8
MAI Capital Management
Ohio
$13.6M +$12M +364,002 +668%
JGCM
9
Joseph Group Capital Management
Ohio
$12.1M +$5.22M +158,363 +73%
CAM
10
Cresset Asset Management
Illinois
$12M +$12.2M +370,286 New
Wealth Enhancement Advisory Services
11
Wealth Enhancement Advisory Services
Minnesota
$9.78M +$9.94M +301,819 New
MW
12
MBL Wealth
North Carolina
$8.1M +$197K +5,966 +2%
HighTower Advisors
13
HighTower Advisors
Illinois
$7.57M +$2.19M +66,419 +40%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$7.11M +$5.69M +172,699 +371%
AWM
15
AE Wealth Management
Kansas
$7.08M +$1.39M +42,136 +24%
OWA
16
Outlook Wealth Advisors
Texas
$6.55M -$82.9K -2,517 -1%
BPA
17
Beacon Pointe Advisors
California
$6.48M +$2.04M +61,868 +45%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$5.88M +$774K +23,498 +15%
FMWA
19
Forvis Mazars Wealth Advisors
Missouri
$5.84M +$673K +20,425 +13%
GSIAS
20
Garden State Investment Advisory Services
New Jersey
$5.35M +$4.14M +125,675 +319%
CAN
21
Cetera Advisor Networks
California
$5.03M +$1.32M +40,221 +35%
YWS
22
Yarger Wealth Strategies
Ohio
$4.63M +$1.35M +40,907 +40%
LNC
23
Lincoln National Corp
Pennsylvania
$4.62M -$788K -23,920 -14%
Truist Financial
24
Truist Financial
North Carolina
$4.62M +$1.09M +33,137 +30%
BA
25
Bellwether Advisors
Nebraska
$4.32M -$432K -13,123 -9%
1
2 3 4 5

PSEP Hedge Fund Activity: Q3 2023 in Review

153 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Power Buffer ETF September (PSEP) for Q3 2023, worth a combined $511M — up 22% from $419M a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new PSEP positions and 21 closed out — a net gain of 11 holders — while 67 added to existing stakes and 33 trimmed.

The largest buyer was AllianceBernstein, adding an estimated $39.8M. The largest seller was L.J. Altfest & Co, cutting an estimated $37.5M.

  • 153 institutional investors held Innovator US Equity Power Buffer ETF September (PSEP) as of Q3 2023, up from 143 in Q2 2023.
  • Funds reported $511M of Innovator US Equity Power Buffer ETF September stock for Q3 2023, up 22% quarter-over-quarter.
  • 32 funds opened new Innovator US Equity Power Buffer ETF September positions in Q3 2023 and 21 closed out, a net change of +11 holders.
  • The largest Innovator US Equity Power Buffer ETF September buyer in Q3 2023 was AllianceBernstein, an estimated $39.8M added.
  • The largest Innovator US Equity Power Buffer ETF September seller in Q3 2023 was L.J. Altfest & Co, an estimated $37.5M sold.

Based on aggregated 13F filings for Q3 2023.