Tortoise Investment Management’s State Street SPDR Nuveen ICE Short Term Municipal Bond ETF SHM Stock Holding History

Tortoise Investment Management’s Portfolio SHM Stock Details SHM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-3,160	Closed	-$149K	–	816
2023 Q2	$149K	Hold	3,160	–	–	0.02%	231
2023 Q1	$150K	Hold	3,160	–	–	0.02%	218
2022 Q4	$148K	Hold	3,160	–	–	0.03%	216
2022 Q3	$146K	Sell	3,160 -4,180	-57%	-$197K	0.03%	202
2022 Q2	$347K	Hold	7,340	–	–	0.07%	140
2022 Q1	$347K	Buy	7,340 +3,160	+76%	+$152K	0.06%	138
2021 Q4	$206K	Hold	4,180	–	–	0.04%	167
2021 Q3	$206K	Hold	4,180	–	–	0.04%	154
2021 Q2	$207K	Hold	4,180	–	–	0.04%	150
2021 Q1	$207K	Sell	4,180 -60	-1%	-$2.98K	0.05%	150
2020 Q4	$211K	Hold	4,240	–	–	0.05%	141
2020 Q3	$211K	Hold	4,240	–	–	0.05%	132
2020 Q2	$211K	Hold	4,240	–	–	0.05%	131
2020 Q1	$207K	Hold	4,240	–	–	0.06%	123
2019 Q4	$208K	Hold	4,240	–	–	0.05%	132
2019 Q3	$208K	Sell	4,240 -2,000	-32%	-$98.2K	0.05%	134
2019 Q2	$305K	Sell	6,240 -700	-10%	-$34K	0.08%	120
2019 Q1	$336K	Sell	6,940 -4,150	-37%	-$200K	0.09%	111
2018 Q4	$533K	Sell	11,090 -1,040	-9%	-$49.6K	0.14%	88
2018 Q3	$578K	Buy	12,130 +500	+4%	+$24K	0.15%	86
2018 Q2	$558K	Buy	11,630 +6,000	+107%	+$287K	0.15%	83
2018 Q1	$269K	Buy	5,630 +4,265	+312%	+$205K	0.07%	123
2017 Q4	$65K	Sell	1,365 -510	-27%	-$24.6K	0.02%	214
2017 Q3	$91K	Buy	1,875 +225	+14%	+$11K	0.03%	187
2017 Q2	$80K	Buy	+1,650	New	+$80.2K	0.03%	176
2015 Q3	–	Sell	-1,477	Closed	-$72K	–	430
2015 Q2	$72K	Hold	1,477	–	–	0.03%	182
2015 Q1	$72K	Sell	1,477 -2,844	-66%	-$139K	0.03%	183
2014 Q4	$210K	Buy	+4,321	New	+$211K	0.08%	104

Other funds holding SHM

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

Mercer Global Advisors Denver, Colorado $67.6B AUM 18.3% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Tortoise Investment Management's SHM Position: Q3 2023 in Review

Tortoise Investment Management sold out of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) in Q3 2023, closing a stake of 3,160 shares — an estimated $149K sold.

Tortoise Investment Management first reported a position in SHM in Q4 2014 and held it in 28 quarters. The position peaked at $578K in Q3 2018. 402 funds tracked by Wall St. Rank hold SHM as of Q3 2023.

Tortoise Investment Management reported no remaining State Street SPDR Nuveen ICE Short Term Municipal Bond ETF position as of Q3 2023 after selling out during the quarter.
Tortoise Investment Management sold 3,160 State Street SPDR Nuveen ICE Short Term Municipal Bond ETF shares in Q3 2023, an estimated $149K.
Tortoise Investment Management first reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in Q4 2014 and held it in 28 quarters.
Tortoise Investment Management's State Street SPDR Nuveen ICE Short Term Municipal Bond ETF position peaked at $578K in Q3 2018.
402 funds tracked by Wall St. Rank held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF as of Q3 2023.

Based on Tortoise Investment Management's 13F filing for Q3 2023, filed 9 Nov 2023.