Thompson Davis & Co’s NEOPHOTONICS CORP NPTN Stock Holding History

Thompson Davis & Co’s Portfolio NPTN Stock Details NPTN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	$2K	Buy	+250	New	+$1.9K	﹤0.01%	681
2018 Q1	–	Sell	-1,000	Closed	-$7K	–	754
2017 Q4	$7K	Buy	+1,000	New	+$6.11K	0.02%	480
2016 Q4	–	Sell	-8,375	Closed	-$137K	–	1238
2016 Q3	$137K	Buy	8,375 +7,875	+1,575%	+$111K	0.24%	98
2016 Q2	$5K	Sell	500 -23,250	-98%	-$253K	0.01%	798
2016 Q1	$333K	Buy	23,750 +3,750	+19%	+$38.8K	0.5%	47
2015 Q4	$217K	Buy	20,000 +19,250	+2,567%	+$174K	0.31%	83
2015 Q3	$5K	Sell	750 -59,125	-99%	-$458K	0.01%	851
2015 Q2	$547K	Buy	59,875 +38,875	+185%	+$295K	0.63%	23
2015 Q1	$142K	Buy	+21,000	New	+$84.5K	0.17%	123
2014 Q2	–	Sell	-9,250	Closed	-$73K	–	883
2014 Q1	$73K	Buy	9,250 +8,750	+1,750%	+$65.2K	0.12%	200
2013 Q4	$4K	Buy	+500	New	+$3.33K	0.01%	600

Other funds holding NPTN

OMC

Oak Management Corp Wilton, Connecticut $3.24M AUM 83.68% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

Russell Investments Group London, United Kingdom $93.1B AUM 28.26% 1-Year Est. Return

AIC

AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

MCM

Masters Capital Management Atlanta, Georgia $3.03B AUM 57.21% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Boston Partners Boston, Massachusetts $95.5B AUM 28.4% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Thompson Davis & Co's NPTN Position: Q3 2018 in Review

Thompson Davis & Co opened a new position in NEOPHOTONICS CORP (NPTN) in Q3 2018: 250 shares worth $2K. The stake represents ﹤0.01% of the portfolio and ranks #681 among its holdings. This is a return to the name: Thompson Davis & Co previously reported a position in NPTN as recently as Q4 2017.

Thompson Davis & Co first reported a position in NPTN in Q4 2013 and has held it in 11 quarters since. The position peaked at $547K in Q2 2015. 99 funds tracked by Wall St. Rank hold NPTN as of Q3 2018.

Thompson Davis & Co held 250 shares of NEOPHOTONICS CORP worth $2K as of Q3 2018.
NEOPHOTONICS CORP was a new Thompson Davis & Co position in Q3 2018.
NEOPHOTONICS CORP made up ﹤0.01% of Thompson Davis & Co's portfolio in Q3 2018, its #681 holding.
Thompson Davis & Co first reported a position in NEOPHOTONICS CORP in Q4 2013 and has held it in 11 quarters since.
Thompson Davis & Co's NEOPHOTONICS CORP position peaked at $547K in Q2 2015.
99 funds tracked by Wall St. Rank held NEOPHOTONICS CORP as of Q3 2018.

Based on Thompson Davis & Co's 13F filing for Q3 2018, filed 14 Nov 2018.