SWP
RIV

Stratos Wealth Partners’s RiverNorth Opportunities Fund RIV Stock Holding History

Stratos Wealth Partners’s Portfolio RIV Stock Details RIV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q4 		– Sell
-305
Closed -$6K – 2140
2018
Q3 		$6K Buy
+305
New +$5.87K ﹤0.01% 2398

Other funds holding RIV

UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
CL
CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
BMCM
Bryn Mawr Capital Management Philadelphia, Pennsylvania $2.06B AUM 19.82% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Baird Financial Group
Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return
EWM
Edge Wealth Management New York $594M AUM 24.92% 1-Year Est. Return

Stratos Wealth Partners's RIV Position: Q4 2018 in Review

Stratos Wealth Partners sold out of RiverNorth Opportunities Fund (RIV) in Q4 2018, closing a stake of 305 shares — an estimated $6K sold.

Stratos Wealth Partners first reported a position in RIV in Q3 2018 and held it in 1 quarter. The position peaked at $6K in Q3 2018. 21 funds tracked by Wall St. Rank hold RIV as of Q4 2018.

  • Stratos Wealth Partners reported no remaining RiverNorth Opportunities Fund position as of Q4 2018 after selling out during the quarter.
  • Stratos Wealth Partners sold 305 RiverNorth Opportunities Fund shares in Q4 2018, an estimated $6K.
  • Stratos Wealth Partners first reported a position in RiverNorth Opportunities Fund in Q3 2018 and held it in 1 quarter.
  • Stratos Wealth Partners's RiverNorth Opportunities Fund position peaked at $6K in Q3 2018.
  • 21 funds tracked by Wall St. Rank held RiverNorth Opportunities Fund as of Q4 2018.

Based on Stratos Wealth Partners's 13F filing for Q4 2018, filed 8 Feb 2019.