SFS
RIV

Sowell Financial Services’s RiverNorth Opportunities Fund RIV Stock Holding History

Sowell Financial Services’s Portfolio RIV Stock Details RIV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q2 		– Sell
-10
Closed – – 2632
2020
Q1 		$0 Buy
+10
New +$154 ﹤0.01% 2646

Other funds holding RIV

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
TCA
Transcend Capital Advisors Madison, New Jersey $1.25B AUM 17.69% 1-Year Est. Return
Baird Financial Group
Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return
MAFM
Mid Atlantic Financial Management Pittsburgh, Pennsylvania $1.49B AUM 24.08% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
CL
CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return
NFG
Nations Financial Group Cedar Rapids, Iowa $1.94B AUM 25.76% 1-Year Est. Return

Sowell Financial Services's RIV Position: Q2 2020 in Review

Sowell Financial Services sold out of RiverNorth Opportunities Fund (RIV) in Q2 2020, closing a stake of 10 shares.

Sowell Financial Services first reported a position in RIV in Q1 2020 and held it in 1 quarter. The position peaked at $0 in Q1 2020. 22 funds tracked by Wall St. Rank hold RIV as of Q2 2020.

  • Sowell Financial Services reported no remaining RiverNorth Opportunities Fund position as of Q2 2020 after selling out during the quarter.
  • Sowell Financial Services sold 10 RiverNorth Opportunities Fund shares in Q2 2020.
  • Sowell Financial Services first reported a position in RiverNorth Opportunities Fund in Q1 2020 and held it in 1 quarter.
  • Sowell Financial Services's RiverNorth Opportunities Fund position peaked at $0 in Q1 2020.
  • 22 funds tracked by Wall St. Rank held RiverNorth Opportunities Fund as of Q2 2020.

Based on Sowell Financial Services's 13F filing for Q2 2020, filed 13 Aug 2020.