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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
-0.03%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$798M
AUM Growth
+$32.9M
Cap. Flow
+$37.4M
Cap. Flow %
4.69%
Top 10 Hldgs %
25.55%
Holding
1,139
New
137
Increased
269
Reduced
112
Closed
50

Top Buys

Rank Stock Value
1
EAF icon
GrafTech
EAF
+$4.77M
2
UNP icon
Union Pacific
UNP
+$1.37M
3
ORCL icon
Oracle
ORCL
+$1.14M
4
LEG icon
Leggett & Platt
LEG
+$1.12M
5
FUBO icon
FuboTV Inc
FUBO
+$1.05M

Top Sells

Rank Stock Value
1
PNW icon
Pinnacle West Capital
PNW
+$3.18M
2
AAPL icon
Apple
AAPL
+$1.7M
3
FCX icon
Freeport-McMoran
FCX
+$390K
4
MXIM
Maxim Integrated Products
MXIM
+$342K
5
T icon
AT&T
T
+$232K

Sector Composition

Rank Sector Weight
1 Technology 24.4%
2 Industrials 12.11%
3 Financials 10.62%
4 Consumer Staples 9.93%
5 Healthcare 9.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNSL
726
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$14K ﹤0.01%
1,480
– –
SYNH
727
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$14K ﹤0.01%
165
– –
RDS.A
728
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$14K ﹤0.01%
314
-65
-17% -$2.62K
FFC
729
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$768M
$13K ﹤0.01%
575
– –
GDX icon
730
VanEck Gold Miners ETF
GDX
$23B
$13K ﹤0.01%
450
– –
IR icon
731
Ingersoll Rand
IR
$33B
$13K ﹤0.01%
262
– –
LMND icon
732
Lemonade
LMND
$4.62B
$13K ﹤0.01%
+200
New +$16.1K
PRLB icon
733
Protolabs
PRLB
$1.86B
$13K ﹤0.01%
200
– –
SHM icon
734
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$13K ﹤0.01%
271
– –
UBS icon
735
UBS Group
UBS
$170B
$13K ﹤0.01%
790
– –
XMLV icon
736
Invesco S&P MidCap Low Volatility ETF
XMLV
$759M
$13K ﹤0.01%
257
– –
AIRC
737
DELISTED
Apartment Income REIT Corp.
AIRC
$13K ﹤0.01%
264
– –
AVA icon
738
Avista
AVA
$3.47B
$12K ﹤0.01%
311
– –
BANF icon
739
BancFirst
BANF
$3.92B
$12K ﹤0.01%
202
– –
CF icon
740
CF Industries
CF
$19.2B
$12K ﹤0.01%
+220
New +$10.6K
DD icon
741
DuPont de Nemours
DD
$18.6B
$12K ﹤0.01%
139
+68
+96% +$6.3K
JXI icon
742
iShares Global Utilities ETF
JXI
$328M
$12K ﹤0.01%
211
– –
MTRN icon
743
Materion
MTRN
$5.01B
$12K ﹤0.01%
171
– –
RACE icon
744
Ferrari
RACE
$63.3B
$12K ﹤0.01%
56
– –
SA
745
Seabridge Gold
SA
$2.8B
$12K ﹤0.01%
785
– –
SFM icon
746
Sprouts Farmers Market
SFM
$7.04B
$12K ﹤0.01%
500
– –
STEM icon
747
Stem
STEM
$49.2M
$12K ﹤0.01%
+25
New +$13.2K
TAC icon
748
TransAlta
TAC
$4.34B
$12K ﹤0.01%
1,100
– –
RVNC
749
DELISTED
Revance Therapeutics, Inc.
RVNC
$12K ﹤0.01%
439
– –
WRK
750
DELISTED
WestRock Company
WRK
$12K ﹤0.01%
+234
New +$11.8K
28 29
30
31 32

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LBD
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FMT
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KFM
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CCP
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BCA
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DIC
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GIA
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Sonora Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Sonora Investment Management held 1,139 positions worth $798M, up 4.3% from $765M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sonora Investment Management deployed $37.4M of net new capital in Q3 2021, opening 137 new positions and adding to 269 existing holdings. Its largest new stake was iShares MBS ETF: 2,279 shares worth $246K.

By sector, the portfolio is most concentrated in Technology at 24% of assets, down from 25% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was Pinnacle West Capital, an estimated $3.18M trimmed.

  • Sonora Investment Management's largest Q3 2021 buy was iShares MBS ETF: 2,279 shares worth $246K.
  • Sonora Investment Management added most to GrafTech in Q3 2021, an estimated $4.77M increase.
  • Sonora Investment Management's biggest Q3 2021 reduction was Pinnacle West Capital, cutting an estimated $3.18M.
  • Sonora Investment Management fully exited Maxim Integrated Products in Q3 2021, selling an estimated $342K.
  • Sonora Investment Management's ten largest holdings make up 26% of its $798M portfolio in Q3 2021.
  • Sonora Investment Management opened 137 new positions and closed 50 in Q3 2021.
  • Sonora Investment Management's portfolio value rose 4.3% quarter-over-quarter to $798M.

Based on Sonora Investment Management's 13F filing for Q3 2021, filed 12 Nov 2021.