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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
+$126M
Cap. Flow
+$41.6M
Cap. Flow %
3.45%
Top 10 Hldgs %
19.08%
Holding
1,962
New
108
Increased
215
Reduced
241
Closed
206

Top Buys

Rank Stock Value
1
MET.PRF icon
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
+$12.4M
2
DLR.PRL icon
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
+$4.46M
3
USB icon
US Bancorp
USB
+$3.2M
4
KO icon
Coca-Cola
KO
+$2.67M
5
AMZN icon
Amazon
AMZN
+$2.52M

Top Sells

Rank Stock Value
1
MET.PRE icon
MetLife Inc 5.625% Series E Preferred Stock
MET.PRE
+$10.7M
2
INTC icon
Intel
INTC
+$1.13M
3
KMI icon
Kinder Morgan
KMI
+$773K
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$689K
5
TFC.PRH
Truist Financial Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
TFC.PRH
+$607K

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.02%
2 Technology 13.33%
3 Consumer Staples 6.13%
4 Industrials 5.32%
5 Healthcare 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.67T
$40.9M 3.39%
308,156
+4,957
+2% +$596K
MSFT icon
2
Microsoft
MSFT
$3.81T
$29.9M 2.48%
134,590
+2,783
+2% +$598K
QCOM icon
3
Qualcomm
QCOM
$175B
$21.2M 1.76%
139,267
-888
-0.6% -$124K
BAC.PRM icon
4
Bank of America Depository Shares Series KK
BAC.PRM
$1.11B
$16.7M 1.38%
610,484
+45,708
+8% +$1.24M
GOOG icon
5
Alphabet (Google) Class C
GOOG
$4.19T
$16.3M 1.35%
185,700
+2,500
+1% +$211K
ALL.PRH icon
6
Allstate Corp
ALL.PRH
$863M
$15.2M 1.26%
543,890
+7,511
+1% +$206K
GS.PRJ
7
DELISTED
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
$13.2M 1.09%
482,471
-4,040
-0.8% -$109K
MET.PRF icon
8
MetLife Inc 4.75% Series F Preferred Stock
MET.PRF
$718M
$12.6M 1.04%
462,085
+461,890
+236,867% +$12.4M
PG icon
9
Procter & Gamble
PG
$334B
$12.5M 1.04%
89,718
+132
+0.1% +$18.4K
PEP icon
10
PepsiCo
PEP
$193B
$12.2M 1.02%
82,533
+4,345
+6% +$618K
WMT icon
11
Walmart Inc
WMT
$820B
$11.5M 0.96%
239,958
+8,085
+3% +$393K
JNJ icon
12
Johnson & Johnson
JNJ
$646B
$11.4M 0.94%
72,378
+4,249
+6% +$627K
ADBE icon
13
Adobe
ADBE
$116B
$11M 0.91%
22,045
-63
-0.3% -$30.4K
RSG icon
14
Republic Services
RSG
$68B
$10.9M 0.91%
113,669
+6,167
+6% +$587K
HD icon
15
Home Depot
HD
$329B
$10.4M 0.86%
39,036
+1,742
+5% +$479K
DTP
16
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$9.96M 0.83%
206,828
+2,295
+1% +$110K
KMB icon
17
Kimberly-Clark
KMB
$36.4B
$9.86M 0.82%
73,157
+2,418
+3% +$339K
COST icon
18
Costco
COST
$419B
$9.83M 0.82%
26,092
+661
+3% +$247K
PFE icon
19
Pfizer
PFE
$159B
$9.82M 0.82%
266,924
-10,139
-4% -$372K
MGP
20
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$9.68M 0.8%
309,366
-759
-0.2% -$22.6K
AJG icon
21
Arthur J. Gallagher & Co
AJG
$68.6B
$9.07M 0.75%
73,287
+1,923
+3% +$219K
LMT icon
22
Lockheed Martin
LMT
$130B
$9.04M 0.75%
25,479
+1,470
+6% +$540K
FITB.PRI
23
Fifth Third Bancorp Depositary Shares 6.625% Fixed-to-Floating Rate Preferred Stock Series I
FITB.PRI
$459M
$9.04M 0.75%
310,341
-1,230
-0.4% -$35K
DLR.PRL icon
24
Digital Realty Trust 5.200% Series L Preferred Stock
DLR.PRL
$270M
$8.78M 0.73%
321,718
+164,340
+104% +$4.46M
TXN icon
25
Texas Instruments
TXN
$236B
$8.69M 0.72%
52,921
+9,045
+21% +$1.41M
1
2 3 4 5

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OAM
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LBD
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AG
Ashmore Group London, United Kingdom $773M AUM 50.56% 1-Year Est. Return
FMT
First Mercantile Trust Cordova, Tennessee $755M AUM 28.15% 1-Year Est. Return
KFM
KG Funds Management New York $855M AUM 22.34% 1-Year Est. Return
CCP
Cardan Capital Partners Denver, Colorado $893M AUM 22.82% 1-Year Est. Return
BCA
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DIC
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Sonora Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sonora Investment Management held 1,962 positions worth $1.21B, up 12% from $1.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sonora Investment Management deployed $41.6M of net new capital in Q4 2020, opening 108 new positions and adding to 215 existing holdings. Its largest new stake was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 57% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Intel, an estimated $1.13M trimmed.

  • Sonora Investment Management's largest Q4 2020 buy was Fifth Third Bancorp Depositary Shares 4.95% Preferred Stock Series K: 84,885 shares worth $2.35M.
  • Sonora Investment Management added most to MetLife Inc 4.75% Series F Preferred Stock in Q4 2020, an estimated $12.4M increase.
  • Sonora Investment Management's biggest Q4 2020 reduction was Intel, cutting an estimated $1.13M.
  • Sonora Investment Management fully exited MetLife Inc 5.625% Series E Preferred Stock in Q4 2020, selling an estimated $10.7M.
  • Sonora Investment Management's ten largest holdings make up 19% of its $1.21B portfolio in Q4 2020.
  • Sonora Investment Management opened 108 new positions and closed 206 in Q4 2020.
  • Sonora Investment Management's portfolio value rose 12% quarter-over-quarter to $1.21B.

Based on Sonora Investment Management's 13F filing for Q4 2020, filed 13 Jan 2021.