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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
-0.03%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$798M
AUM Growth
+$32.9M
Cap. Flow
+$37.4M
Cap. Flow %
4.69%
Top 10 Hldgs %
25.55%
Holding
1,139
New
137
Increased
269
Reduced
112
Closed
50

Top Buys

Rank Stock Value
1
EAF icon
GrafTech
EAF
+$4.77M
2
UNP icon
Union Pacific
UNP
+$1.37M
3
ORCL icon
Oracle
ORCL
+$1.14M
4
LEG icon
Leggett & Platt
LEG
+$1.12M
5
FUBO icon
FuboTV Inc
FUBO
+$1.05M

Top Sells

Rank Stock Value
1
PNW icon
Pinnacle West Capital
PNW
+$3.18M
2
AAPL icon
Apple
AAPL
+$1.7M
3
FCX icon
Freeport-McMoran
FCX
+$390K
4
MXIM
Maxim Integrated Products
MXIM
+$342K
5
T icon
AT&T
T
+$232K

Sector Composition

Rank Sector Weight
1 Technology 24.4%
2 Industrials 12.11%
3 Financials 10.62%
4 Consumer Staples 9.93%
5 Healthcare 9.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STIP icon
701
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$15K ﹤0.01%
+140
New +$14.9K
TPR icon
702
Tapestry
TPR
$28.8B
$15K ﹤0.01%
400
– –
CAG icon
703
Conagra Brands
CAG
$7.07B
$14K ﹤0.01%
425
– –
CG icon
704
Carlyle Group
CG
$16.3B
$14K ﹤0.01%
300
– –
CIB icon
705
Grupo Cibest SA
CIB
$20.4B
$14K ﹤0.01%
+400
New +$12.4K
CSIQ icon
706
Canadian Solar
CSIQ
$906M
$14K ﹤0.01%
400
– –
DDD icon
707
3D Systems Corp
DDD
$420M
$14K ﹤0.01%
+500
New +$14.8K
ECL icon
708
Ecolab
ECL
$75.6B
$14K ﹤0.01%
65
– –
EFAV icon
709
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$14K ﹤0.01%
189
– –
FE icon
710
FirstEnergy
FE
$28.9B
$14K ﹤0.01%
406
– –
FERG icon
711
Ferguson
FERG
$44.7B
$14K ﹤0.01%
97
– –
FNDX icon
712
Schwab Fundamental US Large Company Index ETF
FNDX
$26.4B
$14K ﹤0.01%
783
– –
FNX icon
713
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$14K ﹤0.01%
148
– –
FTV icon
714
Fortive
FTV
$19B
$14K ﹤0.01%
+265
New +$14.5K
IOO icon
715
iShares Global 100 ETF
IOO
$8.56B
$14K ﹤0.01%
+200
New +$14.6K
KGC icon
716
Kinross Gold
KGC
$28.5B
$14K ﹤0.01%
2,600
+1,800
+225% +$10.8K
LAZR
717
DELISTED
Luminar Technologies
LAZR
$14K ﹤0.01%
60
+13
+28% +$3.44K
PENN icon
718
PENN Entertainment
PENN
$2.74B
$14K ﹤0.01%
200
– –
PFG icon
719
Principal Financial Group
PFG
$23.6B
$14K ﹤0.01%
213
– –
TM icon
720
Toyota
TM
$210B
$14K ﹤0.01%
80
+63
+371% +$11.2K
UBER icon
721
Uber
UBER
$134B
$14K ﹤0.01%
321
– –
UTF icon
722
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$14K ﹤0.01%
500
– –
VGT icon
723
Vanguard Information Technology ETF
VGT
$139B
$14K ﹤0.01%
288
– –
VOT icon
724
Vanguard Mid-Cap Growth ETF
VOT
$19B
$14K ﹤0.01%
60
– –
VTWV icon
725
Vanguard Russell 2000 Value ETF
VTWV
$1.29B
$14K ﹤0.01%
+100
New +$14.1K
27 28
29
30 31

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OAM
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LBD
Landsberg Bennett & Dubbaneh Punta Gorda, Florida $785M AUM 22.85% 1-Year Est. Return
FMT
First Mercantile Trust Cordova, Tennessee $755M AUM 28.15% 1-Year Est. Return
KFM
KG Funds Management New York $855M AUM 22.34% 1-Year Est. Return
CCP
Cardan Capital Partners Denver, Colorado $893M AUM 22.82% 1-Year Est. Return
BCA
Berman Capital Advisors Atlanta, Georgia $636M AUM 30.04% 1-Year Est. Return
DIC
Deer IX & Co Larchmont, New York $971M AUM 24.77% 1-Year Est. Return
GIA
Granite Investment Advisors Concord, New Hampshire $618M AUM 31.33% 1-Year Est. Return

Sonora Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Sonora Investment Management held 1,139 positions worth $798M, up 4.3% from $765M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sonora Investment Management deployed $37.4M of net new capital in Q3 2021, opening 137 new positions and adding to 269 existing holdings. Its largest new stake was iShares MBS ETF: 2,279 shares worth $246K.

By sector, the portfolio is most concentrated in Technology at 24% of assets, down from 25% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was Pinnacle West Capital, an estimated $3.18M trimmed.

  • Sonora Investment Management's largest Q3 2021 buy was iShares MBS ETF: 2,279 shares worth $246K.
  • Sonora Investment Management added most to GrafTech in Q3 2021, an estimated $4.77M increase.
  • Sonora Investment Management's biggest Q3 2021 reduction was Pinnacle West Capital, cutting an estimated $3.18M.
  • Sonora Investment Management fully exited Maxim Integrated Products in Q3 2021, selling an estimated $342K.
  • Sonora Investment Management's ten largest holdings make up 26% of its $798M portfolio in Q3 2021.
  • Sonora Investment Management opened 137 new positions and closed 50 in Q3 2021.
  • Sonora Investment Management's portfolio value rose 4.3% quarter-over-quarter to $798M.

Based on Sonora Investment Management's 13F filing for Q3 2021, filed 12 Nov 2021.