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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
-0.03%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$798M
AUM Growth
+$32.9M
Cap. Flow
+$37.4M
Cap. Flow %
4.69%
Top 10 Hldgs %
25.55%
Holding
1,139
New
137
Increased
269
Reduced
112
Closed
50

Top Buys

Rank Stock Value
1
EAF icon
GrafTech
EAF
+$4.77M
2
UNP icon
Union Pacific
UNP
+$1.37M
3
ORCL icon
Oracle
ORCL
+$1.14M
4
LEG icon
Leggett & Platt
LEG
+$1.12M
5
FUBO icon
FuboTV Inc
FUBO
+$1.05M

Top Sells

Rank Stock Value
1
PNW icon
Pinnacle West Capital
PNW
+$3.18M
2
AAPL icon
Apple
AAPL
+$1.7M
3
FCX icon
Freeport-McMoran
FCX
+$390K
4
MXIM
Maxim Integrated Products
MXIM
+$342K
5
T icon
AT&T
T
+$232K

Sector Composition

Rank Sector Weight
1 Technology 24.4%
2 Industrials 12.11%
3 Financials 10.62%
4 Consumer Staples 9.93%
5 Healthcare 9.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LTHM
751
DELISTED
Livent Corporation
LTHM
$12K ﹤0.01%
500
– –
VMW
752
DELISTED
VMware, Inc
VMW
$12K ﹤0.01%
80
– –
BNTX icon
753
BioNTech
BNTX
$22.6B
$11K ﹤0.01%
40
– –
DXCM icon
754
DexCom
DXCM
$27.6B
$11K ﹤0.01%
80
– –
EVT icon
755
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.06B
$11K ﹤0.01%
400
– –
JPI
756
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$11K ﹤0.01%
430
– –
LRN icon
757
Stride
LRN
$3.69B
$11K ﹤0.01%
+300
New +$9.84K
NOK icon
758
Nokia
NOK
$50.8B
$11K ﹤0.01%
2,020
-2,000
-50% -$11.6K
PBH icon
759
Prestige Consumer Healthcare
PBH
$2.35B
$11K ﹤0.01%
200
– –
PHK
760
PIMCO High Income Fund
PHK
$861M
$11K ﹤0.01%
+1,717
New +$11.6K
QTUM icon
761
Defiance Quantum ETF
QTUM
$5.25B
$11K ﹤0.01%
224
– –
SMLV icon
762
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$257M
$11K ﹤0.01%
102
– –
STX icon
763
Seagate
STX
$193B
$11K ﹤0.01%
132
– –
VEU icon
764
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$11K ﹤0.01%
+175
New +$11K
VIAV icon
765
Viavi Solutions
VIAV
$9.75B
$11K ﹤0.01%
700
– –
VYMI icon
766
Vanguard International High Dividend Yield ETF
VYMI
$20.2B
$11K ﹤0.01%
159
– –
ATRS
767
DELISTED
Antares Pharma, Inc.
ATRS
$11K ﹤0.01%
3,000
– –
ZNGA
768
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$11K ﹤0.01%
1,500
– –
AEE icon
769
Ameren
AEE
$31.5B
$10K ﹤0.01%
128
– –
ATAI icon
770
AtaiBeckley Inc
ATAI
$2.66B
$10K ﹤0.01%
+700
New +$11.4K
BBH icon
771
VanEck Biotech ETF
BBH
$396M
$10K ﹤0.01%
48
– –
BURL icon
772
Burlington
BURL
$22B
$10K ﹤0.01%
+37
New +$11.8K
CBRL icon
773
Cracker Barrel
CBRL
$1.2B
$10K ﹤0.01%
70
– –
COIN icon
774
Coinbase
COIN
$41.7B
$10K ﹤0.01%
45
– –
DNP icon
775
DNP Select Income Fund
DNP
$4.18B
$10K ﹤0.01%
955
-45
-5% -$482
29 30
31
32 33

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LBD
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FMT
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KFM
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CCP
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BCA
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DIC
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GIA
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Sonora Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Sonora Investment Management held 1,139 positions worth $798M, up 4.3% from $765M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sonora Investment Management deployed $37.4M of net new capital in Q3 2021, opening 137 new positions and adding to 269 existing holdings. Its largest new stake was iShares MBS ETF: 2,279 shares worth $246K.

By sector, the portfolio is most concentrated in Technology at 24% of assets, down from 25% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was Pinnacle West Capital, an estimated $3.18M trimmed.

  • Sonora Investment Management's largest Q3 2021 buy was iShares MBS ETF: 2,279 shares worth $246K.
  • Sonora Investment Management added most to GrafTech in Q3 2021, an estimated $4.77M increase.
  • Sonora Investment Management's biggest Q3 2021 reduction was Pinnacle West Capital, cutting an estimated $3.18M.
  • Sonora Investment Management fully exited Maxim Integrated Products in Q3 2021, selling an estimated $342K.
  • Sonora Investment Management's ten largest holdings make up 26% of its $798M portfolio in Q3 2021.
  • Sonora Investment Management opened 137 new positions and closed 50 in Q3 2021.
  • Sonora Investment Management's portfolio value rose 4.3% quarter-over-quarter to $798M.

Based on Sonora Investment Management's 13F filing for Q3 2021, filed 12 Nov 2021.