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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
-0.03%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$798M
AUM Growth
+$32.9M
Cap. Flow
+$37.4M
Cap. Flow %
4.69%
Top 10 Hldgs %
25.55%
Holding
1,139
New
137
Increased
269
Reduced
112
Closed
50

Top Buys

Rank Stock Value
1
EAF icon
GrafTech
EAF
+$4.77M
2
UNP icon
Union Pacific
UNP
+$1.37M
3
ORCL icon
Oracle
ORCL
+$1.14M
4
LEG icon
Leggett & Platt
LEG
+$1.12M
5
FUBO icon
FuboTV Inc
FUBO
+$1.05M

Top Sells

Rank Stock Value
1
PNW icon
Pinnacle West Capital
PNW
+$3.18M
2
AAPL icon
Apple
AAPL
+$1.7M
3
FCX icon
Freeport-McMoran
FCX
+$390K
4
MXIM
Maxim Integrated Products
MXIM
+$342K
5
T icon
AT&T
T
+$232K

Sector Composition

Rank Sector Weight
1 Technology 24.4%
2 Industrials 12.11%
3 Financials 10.62%
4 Consumer Staples 9.93%
5 Healthcare 9.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EOG icon
776
EOG Resources
EOG
$78B
$10K ﹤0.01%
126
– –
FAN icon
777
First Trust Global Wind Energy ETF
FAN
$281M
$10K ﹤0.01%
461
– –
HYLB icon
778
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.52B
$10K ﹤0.01%
250
+235
+1,567% +$9.44K
LADR
779
Ladder Capital
LADR
$1.25B
$10K ﹤0.01%
884
-504
-36% -$5.64K
LHX icon
780
L3Harris
LHX
$55.9B
$10K ﹤0.01%
45
-6
-12% -$1.36K
LII icon
781
Lennox International
LII
$18.8B
$10K ﹤0.01%
35
– –
NBIX icon
782
Neurocrine Biosciences
NBIX
$17.7B
$10K ﹤0.01%
100
– –
NVR icon
783
NVR
NVR
$17.2B
$10K ﹤0.01%
+2
New +$10.2K
NYT icon
784
New York Times
NYT
$11.6B
$10K ﹤0.01%
200
– –
PINS icon
785
Pinterest
PINS
$12.4B
$10K ﹤0.01%
200
-75
-27% -$4.61K
RING icon
786
iShares MSCI Global Gold Miners ETF
RING
$2.31B
$10K ﹤0.01%
400
– –
SLRC icon
787
SLR Investment Corp
SLRC
$706M
$10K ﹤0.01%
546
– –
SPMB icon
788
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$6.96B
$10K ﹤0.01%
384
– –
TGNA
789
DELISTED
TEGNA Inc
TGNA
$10K ﹤0.01%
500
– –
VGIT icon
790
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$10K ﹤0.01%
+154
New +$10.5K
VRTX icon
791
Vertex Pharmaceuticals
VRTX
$121B
$10K ﹤0.01%
53
-50
-49% -$9.76K
ZBRA icon
792
Zebra Technologies
ZBRA
$12.4B
$10K ﹤0.01%
20
– –
MFD
793
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$10K ﹤0.01%
+1,000
New +$9.8K
FOCS
794
DELISTED
Focus Financial Partners Inc. Class A
FOCS
$10K ﹤0.01%
+200
New +$10.2K
CHAD
795
DELISTED
Direxion Daily CSI 300 China A Share Bear 1X Shares
CHAD
$10K ﹤0.01%
+580
New +$9.94K
BHP icon
796
BHP
BHP
$213B
$9K ﹤0.01%
189
-22
-10% -$1.34K
BXMT icon
797
Blackstone Mortgage Trust
BXMT
$2.82B
$9K ﹤0.01%
300
– –
CGC
798
Canopy Growth
CGC
$375M
$9K ﹤0.01%
63
-9
-13% -$1.61K
CNI icon
799
Canadian National Railway
CNI
$78.5B
$9K ﹤0.01%
75
– –
EEMV icon
800
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.45B
$9K ﹤0.01%
146
– –
30 31
32
33 34

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GIA
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Sonora Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Sonora Investment Management held 1,139 positions worth $798M, up 4.3% from $765M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sonora Investment Management deployed $37.4M of net new capital in Q3 2021, opening 137 new positions and adding to 269 existing holdings. Its largest new stake was iShares MBS ETF: 2,279 shares worth $246K.

By sector, the portfolio is most concentrated in Technology at 24% of assets, down from 25% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was Pinnacle West Capital, an estimated $3.18M trimmed.

  • Sonora Investment Management's largest Q3 2021 buy was iShares MBS ETF: 2,279 shares worth $246K.
  • Sonora Investment Management added most to GrafTech in Q3 2021, an estimated $4.77M increase.
  • Sonora Investment Management's biggest Q3 2021 reduction was Pinnacle West Capital, cutting an estimated $3.18M.
  • Sonora Investment Management fully exited Maxim Integrated Products in Q3 2021, selling an estimated $342K.
  • Sonora Investment Management's ten largest holdings make up 26% of its $798M portfolio in Q3 2021.
  • Sonora Investment Management opened 137 new positions and closed 50 in Q3 2021.
  • Sonora Investment Management's portfolio value rose 4.3% quarter-over-quarter to $798M.

Based on Sonora Investment Management's 13F filing for Q3 2021, filed 12 Nov 2021.