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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
-0.03%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$798M
AUM Growth
+$32.9M
Cap. Flow
+$37.4M
Cap. Flow %
4.69%
Top 10 Hldgs %
25.55%
Holding
1,139
New
137
Increased
269
Reduced
112
Closed
50

Top Buys

Rank Stock Value
1
EAF icon
GrafTech
EAF
+$4.77M
2
UNP icon
Union Pacific
UNP
+$1.37M
3
ORCL icon
Oracle
ORCL
+$1.14M
4
LEG icon
Leggett & Platt
LEG
+$1.12M
5
FUBO icon
FuboTV Inc
FUBO
+$1.05M

Top Sells

Rank Stock Value
1
PNW icon
Pinnacle West Capital
PNW
+$3.18M
2
AAPL icon
Apple
AAPL
+$1.7M
3
FCX icon
Freeport-McMoran
FCX
+$390K
4
MXIM
Maxim Integrated Products
MXIM
+$342K
5
T icon
AT&T
T
+$232K

Sector Composition

Rank Sector Weight
1 Technology 24.4%
2 Industrials 12.11%
3 Financials 10.62%
4 Consumer Staples 9.93%
5 Healthcare 9.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNT
1126
Brookfield Wealth Solutions
BNT
$11.9B
$0 ﹤0.01%
11
– –
TBCH
1127
Turtle Beach Corp
TBCH
$258M
– –
-1,900
Closed -$61K
DOOR
1128
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
– –
-16
Closed -$2K
GOL
1129
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$0 ﹤0.01%
20
– –
NYMX
1130
DELISTED
Nymox Pharmaceutical Corp
NYMX
– –
-3,800
Closed -$6K
VLTA
1131
DELISTED
Volta Inc.
VLTA
– –
-500
Closed -$5K
SMTS
1132
DELISTED
Sierra Metals Inc. Common Stock
SMTS
– –
-7,692
Closed -$23K
TRIT
1133
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
– –
-40
Closed –
RAVN
1134
DELISTED
Raven Industries Inc
RAVN
– –
-1,064
Closed -$62K
QTS
1135
DELISTED
QTS REALTY TRUST, INC.
QTS
– –
-200
Closed -$15K
MXIM
1136
DELISTED
Maxim Integrated Products
MXIM
– –
-3,250
Closed -$342K
ALXN
1137
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-5
Closed -$1K
WORK
1138
DELISTED
Slack Technologies, Inc.
WORK
– –
-2,700
Closed -$120K
HZNP
1139
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
-200
Closed -$19K
42 43 44 45
46

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LBD
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FMT
First Mercantile Trust Cordova, Tennessee $755M AUM 28.15% 1-Year Est. Return
KFM
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CCP
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BCA
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DIC
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GIA
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Sonora Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Sonora Investment Management held 1,139 positions worth $798M, up 4.3% from $765M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sonora Investment Management deployed $37.4M of net new capital in Q3 2021, opening 137 new positions and adding to 269 existing holdings. Its largest new stake was iShares MBS ETF: 2,279 shares worth $246K.

By sector, the portfolio is most concentrated in Technology at 24% of assets, down from 25% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was Pinnacle West Capital, an estimated $3.18M trimmed.

  • Sonora Investment Management's largest Q3 2021 buy was iShares MBS ETF: 2,279 shares worth $246K.
  • Sonora Investment Management added most to GrafTech in Q3 2021, an estimated $4.77M increase.
  • Sonora Investment Management's biggest Q3 2021 reduction was Pinnacle West Capital, cutting an estimated $3.18M.
  • Sonora Investment Management fully exited Maxim Integrated Products in Q3 2021, selling an estimated $342K.
  • Sonora Investment Management's ten largest holdings make up 26% of its $798M portfolio in Q3 2021.
  • Sonora Investment Management opened 137 new positions and closed 50 in Q3 2021.
  • Sonora Investment Management's portfolio value rose 4.3% quarter-over-quarter to $798M.

Based on Sonora Investment Management's 13F filing for Q3 2021, filed 12 Nov 2021.