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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
-0.03%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$798M
AUM Growth
+$32.9M
Cap. Flow
+$37.4M
Cap. Flow %
4.69%
Top 10 Hldgs %
25.55%
Holding
1,139
New
137
Increased
269
Reduced
112
Closed
50

Top Buys

Rank Stock Value
1
EAF icon
GrafTech
EAF
+$4.77M
2
UNP icon
Union Pacific
UNP
+$1.37M
3
ORCL icon
Oracle
ORCL
+$1.14M
4
LEG icon
Leggett & Platt
LEG
+$1.12M
5
FUBO icon
FuboTV Inc
FUBO
+$1.05M

Top Sells

Rank Stock Value
1
PNW icon
Pinnacle West Capital
PNW
+$3.18M
2
AAPL icon
Apple
AAPL
+$1.7M
3
FCX icon
Freeport-McMoran
FCX
+$390K
4
MXIM
Maxim Integrated Products
MXIM
+$342K
5
T icon
AT&T
T
+$232K

Sector Composition

Rank Sector Weight
1 Technology 24.4%
2 Industrials 12.11%
3 Financials 10.62%
4 Consumer Staples 9.93%
5 Healthcare 9.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CKPT
1076
DELISTED
Checkpoint Therapeutics
CKPT
$0 ﹤0.01%
12
– –
CLSK icon
1077
CleanSpark
CLSK
$3.82B
– –
-1,390
Closed -$23K
CNO icon
1078
CNO Financial Group
CNO
$4.95B
$0 ﹤0.01%
7
– –
CRH icon
1079
CRH
CRH
$66.9B
– –
-30
Closed -$2K
CRL icon
1080
Charles River Laboratories
CRL
$10.6B
– –
-13
Closed -$5K
DBRG icon
1081
DigitalBridge
DBRG
$2.92B
– –
-96
Closed -$3K
DECK icon
1082
Deckers Outdoor
DECK
$14.3B
– –
-60
Closed -$4K
DVYE icon
1083
iShares Emerging Markets Dividend ETF
DVYE
$1.2B
– –
-690
Closed -$27K
EFA icon
1084
iShares MSCI EAFE ETF
EFA
$76B
– –
-191
Closed -$15K
EG icon
1085
Everest Group
EG
$15.1B
– –
-15
Closed -$4K
EMN icon
1086
Eastman Chemical
EMN
$7.79B
– –
-19
Closed -$2K
ERII icon
1087
Energy Recovery
ERII
$439M
– –
-1,320
Closed -$30K
ESS icon
1088
Essex Property Trust
ESS
$18.8B
– –
-12
Closed -$4K
FANG icon
1089
Diamondback Energy
FANG
$55.5B
– –
-60
Closed -$6K
FCEL icon
1090
FuelCell Energy
FCEL
$1.57B
– –
0
– –
FN icon
1091
Fabrinet
FN
$17.9B
– –
-23
Closed -$2K
FPE icon
1092
First Trust Preferred Securities and Income ETF
FPE
$6.38B
$0 ﹤0.01%
8
– –
FVRR icon
1093
Fiverr
FVRR
$413M
– –
-50
Closed -$12K
GNTX icon
1094
Gentex
GNTX
$5.12B
– –
-131
Closed -$4K
GTX icon
1095
Garrett Motion
GTX
$5.83B
$0 ﹤0.01%
12
– –
HOOD icon
1096
Robinhood
HOOD
$90.5B
$0 ﹤0.01%
+10
New +$455
HP icon
1097
Helmerich & Payne
HP
$3.41B
$0 ﹤0.01%
15
– –
HYS icon
1098
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
– –
-6
Closed -$1K
ICLN icon
1099
iShares Global Clean Energy ETF
ICLN
$2.44B
$0 ﹤0.01%
5
– –
INFY icon
1100
Infosys
INFY
$46.4B
– –
-124
Closed -$3K
42 43
44
45 46

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OAM
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LBD
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FMT
First Mercantile Trust Cordova, Tennessee $755M AUM 28.15% 1-Year Est. Return
KFM
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CCP
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BCA
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DIC
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GIA
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Sonora Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Sonora Investment Management held 1,139 positions worth $798M, up 4.3% from $765M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sonora Investment Management deployed $37.4M of net new capital in Q3 2021, opening 137 new positions and adding to 269 existing holdings. Its largest new stake was iShares MBS ETF: 2,279 shares worth $246K.

By sector, the portfolio is most concentrated in Technology at 24% of assets, down from 25% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was Pinnacle West Capital, an estimated $3.18M trimmed.

  • Sonora Investment Management's largest Q3 2021 buy was iShares MBS ETF: 2,279 shares worth $246K.
  • Sonora Investment Management added most to GrafTech in Q3 2021, an estimated $4.77M increase.
  • Sonora Investment Management's biggest Q3 2021 reduction was Pinnacle West Capital, cutting an estimated $3.18M.
  • Sonora Investment Management fully exited Maxim Integrated Products in Q3 2021, selling an estimated $342K.
  • Sonora Investment Management's ten largest holdings make up 26% of its $798M portfolio in Q3 2021.
  • Sonora Investment Management opened 137 new positions and closed 50 in Q3 2021.
  • Sonora Investment Management's portfolio value rose 4.3% quarter-over-quarter to $798M.

Based on Sonora Investment Management's 13F filing for Q3 2021, filed 12 Nov 2021.