Smith Group Asset Management’s NEOPHOTONICS CORP NPTN Stock Holding History

Smith Group Asset Management’s Portfolio NPTN Stock Details NPTN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-2,120	Closed	-$22K	–	407
2021 Q2	$22K	Hold	2,120	–	–	﹤0.01%	228
2021 Q1	$25K	Sell	2,120 -56,580	-96%	-$642K	﹤0.01%	188
2020 Q4	$534K	Buy	58,700 +15,390	+36%	+$119K	0.03%	130
2020 Q3	$264K	Sell	43,310 -40	-0.1%	-$305	0.01%	155
2020 Q2	$385K	Buy	43,350 +14,520	+50%	+$125K	0.02%	142
2020 Q1	$209K	Hold	28,830	–	–	0.01%	160
2019 Q4	$254K	Hold	28,830	–	–	0.01%	180
2019 Q3	$176K	Buy	+28,830	New	+$162K	0.01%	203

Other funds holding NPTN

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Wasatch Advisors Salt Lake City, Utah $15.3B AUM 25.06% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

PCMI

Paradigm Capital Management Inc Albany, New York $2.61B AUM 78.58% 1-Year Est. Return

Russell Investments Group London, United Kingdom $93.1B AUM 28.26% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

AIC

AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Smith Group Asset Management's NPTN Position: Q3 2021 in Review

Smith Group Asset Management sold out of NEOPHOTONICS CORP (NPTN) in Q3 2021, closing a stake of 2,120 shares — an estimated $22K sold.

Smith Group Asset Management first reported a position in NPTN in Q3 2019 and held it in 8 quarters. The position peaked at $534K in Q4 2020. 124 funds tracked by Wall St. Rank hold NPTN as of Q3 2021.

Smith Group Asset Management reported no remaining NEOPHOTONICS CORP position as of Q3 2021 after selling out during the quarter.
Smith Group Asset Management sold 2,120 NEOPHOTONICS CORP shares in Q3 2021, an estimated $22K.
Smith Group Asset Management first reported a position in NEOPHOTONICS CORP in Q3 2019 and held it in 8 quarters.
Smith Group Asset Management's NEOPHOTONICS CORP position peaked at $534K in Q4 2020.
124 funds tracked by Wall St. Rank held NEOPHOTONICS CORP as of Q3 2021.

Based on Smith Group Asset Management's 13F filing for Q3 2021, filed 12 Nov 2021.