SignatureFD’s Oxford Lane Capital OXLC Stock Holding History

SignatureFD’s Portfolio OXLC Stock Details OXLC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-8,000	Closed	-$194K	–	3273
2023 Q2	$194K	Buy	+8,000	New	+$204K	﹤0.01%	771
2019 Q1	–	Sell	-2,400	Closed	-$116K	–	2030
2018 Q4	$116K	Hold	2,400	–	–	0.01%	533
2018 Q3	$127K	Buy	+2,400	New	+$131K	0.01%	554

Other funds holding OXLC

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

IFG

Independent Financial Group San Diego, California $5.35B AUM 43.78% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

DFG

Delphi Financial Group Wilmington, Delaware $222M AUM 11.28% 1-Year Est. Return

Wedbush Securities Los Angeles, California $3.43B AUM 24.13% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

SignatureFD's OXLC Position: Q3 2023 in Review

SignatureFD sold out of Oxford Lane Capital (OXLC) in Q3 2023, closing a stake of 8,000 shares — an estimated $194K sold.

SignatureFD first reported a position in OXLC in Q3 2018 and held it in 3 quarters. The position peaked at $194K in Q2 2023. 90 funds tracked by Wall St. Rank hold OXLC as of Q3 2023.

SignatureFD reported no remaining Oxford Lane Capital position as of Q3 2023 after selling out during the quarter.
SignatureFD sold 8,000 Oxford Lane Capital shares in Q3 2023, an estimated $194K.
SignatureFD first reported a position in Oxford Lane Capital in Q3 2018 and held it in 3 quarters.
SignatureFD's Oxford Lane Capital position peaked at $194K in Q2 2023.
90 funds tracked by Wall St. Rank held Oxford Lane Capital as of Q3 2023.

Based on SignatureFD's 13F filing for Q3 2023, filed 3 Nov 2023.