Sigma Planning Corp’s First Trust Strategic High FHY Stock Holding History

Sigma Planning Corp’s Portfolio FHY Stock Details FHY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-12,620	Closed	-$156K	–	827
2016 Q3	$156K	Sell	12,620 -617	-5%	-$7.5K	0.02%	684
2016 Q2	$158K	Sell	13,237 -1,322	-9%	-$15.4K	0.02%	641
2016 Q1	$166K	Buy	+14,559	New	+$156K	0.02%	624
2015 Q3	–	Sell	-11,812	Closed	-$156K	–	782
2015 Q2	$156K	Sell	11,812 -5,497	-32%	-$76.2K	0.02%	648
2015 Q1	$246K	Sell	17,309 -2,689	-13%	-$38.6K	0.03%	605
2014 Q4	$290K	Buy	+19,998	New	+$300K	0.04%	511

Other funds holding FHY

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SII Investments Appleton, Wisconsin $965M AUM 15.44% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Nuveen Charlotte, North Carolina $369B AUM 31.66% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Fiera Capital (Canada) Montreal, Quebec, Canada $29.2B AUM 20.16% 1-Year Est. Return

MIG

Mariner Investment Group Harrison, New York $463M AUM 13.33% 1-Year Est. Return

Sigma Planning Corp's FHY Position: Q4 2016 in Review

Sigma Planning Corp sold out of First Trust Strategic High (FHY) in Q4 2016, closing a stake of 12,620 shares — an estimated $156K sold.

Sigma Planning Corp first reported a position in FHY in Q4 2014 and held it in 6 quarters. The position peaked at $290K in Q4 2014. 33 funds tracked by Wall St. Rank hold FHY as of Q4 2016.

Sigma Planning Corp reported no remaining First Trust Strategic High position as of Q4 2016 after selling out during the quarter.
Sigma Planning Corp sold 12,620 First Trust Strategic High shares in Q4 2016, an estimated $156K.
Sigma Planning Corp first reported a position in First Trust Strategic High in Q4 2014 and held it in 6 quarters.
Sigma Planning Corp's First Trust Strategic High position peaked at $290K in Q4 2014.
33 funds tracked by Wall St. Rank held First Trust Strategic High as of Q4 2016.

Based on Sigma Planning Corp's 13F filing for Q4 2016, filed 23 Jan 2017.