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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+5.34%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$240M
AUM Growth
+$16.7M
Cap. Flow
+$6.08M
Cap. Flow %
2.53%
Top 10 Hldgs %
48.33%
Holding
202
New
22
Increased
47
Reduced
44
Closed
24

Top Buys

Rank Stock Value
1
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$9.79M
2
GIGB icon
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
+$4.95M
3
PGX icon
Invesco Preferred ETF
PGX
+$4.87M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$3.55M
5
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.77M

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$8.47M
2
CRWD icon
CrowdStrike
CRWD
+$3.53M
3
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$3.33M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.05M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.84M

Sector Composition

Rank Sector Weight
1 Financials 6.18%
2 Technology 5.14%
3 Healthcare 4.3%
4 Energy 4.28%
5 Materials 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMC icon
126
Vulcan Materials
VMC
$37.6B
$285K 0.12%
2,100
– –
WAB icon
127
Wabtec
WAB
$50.7B
$278K 0.12%
+4,500
New +$289K
MMP
128
DELISTED
Magellan Midstream Partners, L.P.
MMP
$274K 0.11%
8,016
– –
LGI
129
Lazard Global Total Return & Income Fund
LGI
$236M
$273K 0.11%
17,610
– –
VB icon
130
Vanguard Small-Cap ETF
VB
$79.4B
$272K 0.11%
1,771
-113
-6% -$17.4K
TY icon
131
TRI-Continental Corp
TY
$1.86B
$269K 0.11%
10,380
– –
IJK icon
132
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.6B
$266K 0.11%
4,456
+4
+0.1% +$238
JHI
133
John Hancock Investors Trust
JHI
$114M
$263K 0.11%
+16,620
New +$267K
RMT
134
Royce Micro-Cap Trust
RMT
$728M
$263K 0.11%
34,270
– –
IVV icon
135
iShares Core S&P 500 ETF
IVV
$865B
$261K 0.11%
+777
New +$259K
BOE icon
136
BlackRock Enhanced Global Dividend Trust
BOE
$664M
$256K 0.11%
26,770
– –
GRX
137
Gabelli Healthcare & Wellness Trust
GRX
$146M
$256K 0.11%
24,760
– –
IBB icon
138
iShares Biotechnology ETF
IBB
$9.51B
$251K 0.1%
1,856
– –
BWXT icon
139
BWX Technologies
BWXT
$15B
$242K 0.1%
4,300
-200
-4% -$11.2K
BTZ icon
140
BlackRock Credit Allocation Income Trust
BTZ
$931M
$240K 0.1%
+16,870
New +$235K
AEF
141
abrdn Emerging Markets Equity Income Fund
AEF
$336M
$238K 0.1%
36,680
– –
JOF
142
Japan Smaller Capitalization Fund
JOF
$317M
$238K 0.1%
27,490
– –
MEOH icon
143
Methanex
MEOH
$4.03B
$237K 0.1%
9,700
-5,000
-34% -$106K
BDSI
144
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$236K 0.1%
63,400
+13,000
+26% +$55.3K
NTR icon
145
Nutrien
NTR
$33.6B
$235K 0.1%
6,000
-4,000
-40% -$146K
XLE icon
146
State Street Energy Select Sector SPDR ETF
XLE
$39.3B
$232K 0.1%
15,472
+276
+2% +$4.9K
HONE
147
DELISTED
HarborOne Bancorp
HONE
$224K 0.09%
27,800
+2,800
+11% +$23.9K
MMSI icon
148
Merit Medical Systems
MMSI
$4.67B
$218K 0.09%
5,000
-4,500
-47% -$203K
XOM icon
149
ExxonMobil
XOM
$655B
$216K 0.09%
+6,299
New +$258K
NGD
150
CALL
DELISTED
New Gold Inc
NGD
$213K 0.09%
125,000
+4,000
+3% +$6.43K
4 5
6
7 8

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KL
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Shepherd Kaplan Krochuk's Q3 2020 Portfolio in Review

As of Q3 2020, Shepherd Kaplan Krochuk held 202 positions worth $240M, up 7.5% from $224M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Shepherd Kaplan Krochuk's Q3 2020 filing shows 22 new, 47 increased, 44 reduced and 24 closed positions. Its largest new stake was Goldman Sachs Access Investment Grade Corporate Bond ETF: 88,829 shares worth $4.9M. The largest sale was ProShares Short S&P500, an estimated $8.47M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, up from 5.8% a quarter earlier, followed by Technology and Healthcare.

  • Shepherd Kaplan Krochuk's largest Q3 2020 buy was Goldman Sachs Access Investment Grade Corporate Bond ETF: 88,829 shares worth $4.9M.
  • Shepherd Kaplan Krochuk added most to Vanguard Mortgage-Backed Securities ETF in Q3 2020, an estimated $9.79M increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2020 reduction was CrowdStrike, cutting an estimated $3.53M.
  • Shepherd Kaplan Krochuk fully exited ProShares Short S&P500 in Q3 2020, selling an estimated $8.47M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 48% of its $240M portfolio in Q3 2020.
  • Shepherd Kaplan Krochuk opened 22 new positions and closed 24 in Q3 2020.
  • Shepherd Kaplan Krochuk's portfolio value rose 7.5% quarter-over-quarter to $240M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2020, filed 13 Nov 2020.