SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $115M
This Quarter Return
+4.83%
1 Year Return
+8.7%
3 Year Return
+33.05%
5 Year Return
+89.56%
10 Year Return
+369.71%
AUM
$217M
AUM Growth
+$217M
Cap. Flow
+$6.33M
Cap. Flow %
2.92%
Top 10 Hldgs %
46.34%
Holding
197
New
22
Increased
45
Reduced
41
Closed
23

Top Buys

1
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
$9.78M
2
GIGB icon
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$4.9M
3
PGX icon
Invesco Preferred ETF
PGX
$4.89M
4
SPTL icon
SPDR Portfolio Long Term Treasury ETF
SPTL
$3.49M
5
SCHV icon
Schwab US Large-Cap Value ETF
SCHV
$1.76M

Top Sells

1
SH icon
ProShares Short S&P500
SH
$8.47M
2
CRWD icon
CrowdStrike
CRWD
$4.16M
3
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$3.33M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$3.14M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
$1.81M

Sector Composition

1 Financials 6.72%
2 Technology 5.69%
3 Healthcare 4.76%
4 Energy 4.74%
5 Materials 3.76%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LGI
126
Lazard Global Total Return & Income Fund
LGI
$229M
$273K 0.11%
17,610
– –
VB icon
127
Vanguard Small-Cap ETF
VB
$65.9B
$272K 0.11%
1,771
-113
-6% -$17.4K
TY icon
128
TRI-Continental Corp
TY
$1.74B
$269K 0.11%
10,380
– –
IJK icon
129
iShares S&P Mid-Cap 400 Growth ETF
IJK
$9.03B
$266K 0.11%
4,456
+4
+0.1% +$239
JHI
130
John Hancock Investors Trust
JHI
$124M
$263K 0.11%
+16,620
New +$263K
RMT
131
Royce Micro-Cap Trust
RMT
$529M
$263K 0.11%
34,270
– –
IVV icon
132
iShares Core S&P 500 ETF
IVV
$660B
$261K 0.11%
+777
New +$261K
BOE icon
133
BlackRock Enhanced Global Dividend Trust
BOE
$656M
$256K 0.11%
26,770
– –
GRX
134
Gabelli Healthcare & Wellness Trust
GRX
$147M
$256K 0.11%
24,760
– –
IBB icon
135
iShares Biotechnology ETF
IBB
$5.68B
$251K 0.1%
1,856
– –
BWXT icon
136
BWX Technologies
BWXT
$14.7B
$242K 0.1%
4,300
-200
-4% -$11.3K
BTZ icon
137
BlackRock Credit Allocation Income Trust
BTZ
$1.02B
$240K 0.1%
+16,870
New +$240K
AEF
138
abrdn Emerging Markets Equity Income Fund
AEF
$248M
$238K 0.1%
36,680
– –
JOF
139
Japan Smaller Capitalization Fund
JOF
$304M
$238K 0.1%
27,490
– –
MEOH icon
140
Methanex
MEOH
$2.73B
$237K 0.1%
9,700
-5,000
-34% -$122K
BDSI
141
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$236K 0.1%
63,400
+13,000
+26% +$48.4K
NTR icon
142
Nutrien
NTR
$27.6B
$235K 0.1%
6,000
-4,000
-40% -$157K
XLE icon
143
Energy Select Sector SPDR Fund
XLE
$27.1B
$232K 0.1%
7,736
+138
+2% +$4.14K
HONE icon
144
HarborOne Bancorp
HONE
$552M
$224K 0.09%
27,800
+2,800
+11% +$22.6K
MMSI icon
145
Merit Medical Systems
MMSI
$5.34B
$218K 0.09%
5,000
-4,500
-47% -$196K
XOM icon
146
Exxon Mobil
XOM
$477B
$216K 0.09%
+6,299
New +$216K
SPY icon
147
SPDR S&P 500 ETF Trust
SPY
$656B
$212K 0.09%
633
+95
+18% +$31.8K
BP icon
148
BP
BP
$88.8B
$210K 0.09%
12,000
+1,200
+11% +$21K
GAM
149
General American Investors Company
GAM
$1.4B
$210K 0.09%
+6,190
New +$210K
ARCH
150
DELISTED
Arch Resources, Inc.
ARCH
$204K 0.08%
+4,800
New +$204K
4 5
6
7 8