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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+5.34%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$240M
AUM Growth
+$16.7M
Cap. Flow
+$6.08M
Cap. Flow %
2.53%
Top 10 Hldgs %
48.33%
Holding
202
New
22
Increased
47
Reduced
44
Closed
24

Top Buys

Rank Stock Value
1
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$9.79M
2
GIGB icon
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
+$4.95M
3
PGX icon
Invesco Preferred ETF
PGX
+$4.87M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$3.55M
5
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.77M

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$8.47M
2
CRWD icon
CrowdStrike
CRWD
+$3.53M
3
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$3.33M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.05M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.84M

Sector Composition

Rank Sector Weight
1 Financials 6.18%
2 Technology 5.14%
3 Healthcare 4.3%
4 Energy 4.28%
5 Materials 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPTL icon
1
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
$25.9M 10.77%
553,669
+74,748
+16% +$3.55M
SPY icon
2
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$21.5M 8.96%
64,300
+11,200
+21% +$3.71M
VMBS icon
3
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$16.7M 6.97%
308,599
+180,243
+140% +$9.79M
ANGL icon
4
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.08B
$8.9M 3.7%
299,266
+55,215
+23% +$1.66M
SCHV
5
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$8.6M 3.58%
494,073
+101,178
+26% +$1.77M
SPLV icon
6
Invesco S&P 500 Low Volatility ETF
SPLV
$7.28B
$8.43M 3.51%
157,108
+6,883
+5% +$365K
JQUA icon
7
JPMorgan US Quality Factor ETF
JQUA
$8.19B
$7.2M 2.99%
221,745
-41,721
-16% -$1.34M
PGX icon
8
Invesco Preferred ETF
PGX
$3.81B
$6.53M 2.72%
443,086
+332,045
+299% +$4.87M
AAPL icon
9
Apple
AAPL
$4.99T
$6.23M 2.59%
53,826
-12,834
-19% -$1.4M
BRK.B icon
10
Berkshire Hathaway Class B
BRK.B
$1.11T
$6.11M 2.54%
28,702
-3,214
-10% -$657K
SCHA icon
11
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$6M 2.5%
351,476
+52,828
+18% +$909K
MTUM icon
12
iShares MSCI USA Momentum Factor ETF
MTUM
$24.4B
$5.94M 2.47%
40,309
-21,323
-35% -$3.05M
FDL icon
13
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.9B
$4.96M 2.06%
190,269
-17,203
-8% -$456K
GIGB icon
14
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$971M
$4.9M 2.04%
+88,829
New +$4.95M
HDEF icon
15
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.34B
$4.31M 1.79%
211,530
-8,850
-4% -$185K
CPRT icon
16
Copart
CPRT
$28.4B
$4.15M 1.73%
157,812
-6,188
-4% -$150K
GEM icon
17
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.63B
$3.83M 1.59%
116,741
+2,024
+2% +$66.7K
GSIE icon
18
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.91B
$3.32M 1.38%
118,052
-14,928
-11% -$420K
VNQ icon
19
Vanguard Real Estate ETF
VNQ
$40B
$3.04M 1.27%
38,549
-22,898
-37% -$1.84M
SPGI icon
20
S&P Global
SPGI
$125B
$2.78M 1.16%
7,707
+17
+0.2% +$6K
DVA icon
21
DaVita
DVA
$15.4B
$2.71M 1.13%
31,700
-1,800
-5% -$154K
ET icon
22
Energy Transfer Partners
ET
$69.5B
$2.63M 1.09%
485,344
+57,433
+13% +$365K
MSFT icon
23
Microsoft
MSFT
$2.92T
$2.28M 0.95%
10,819
+819
+8% +$172K
CPB icon
24
Campbell Soup
CPB
$6.8B
$2.15M 0.89%
44,450
– –
MAG
25
DELISTED
MAG Silver
MAG
$1.5M 0.63%
92,400
-7,600
-8% -$122K
1
2 3 4 5

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Shepherd Kaplan Krochuk's Q3 2020 Portfolio in Review

As of Q3 2020, Shepherd Kaplan Krochuk held 202 positions worth $240M, up 7.5% from $224M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Shepherd Kaplan Krochuk's Q3 2020 filing shows 22 new, 47 increased, 44 reduced and 24 closed positions. Its largest new stake was Goldman Sachs Access Investment Grade Corporate Bond ETF: 88,829 shares worth $4.9M. The largest sale was ProShares Short S&P500, an estimated $8.47M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, up from 5.8% a quarter earlier, followed by Technology and Healthcare.

  • Shepherd Kaplan Krochuk's largest Q3 2020 buy was Goldman Sachs Access Investment Grade Corporate Bond ETF: 88,829 shares worth $4.9M.
  • Shepherd Kaplan Krochuk added most to Vanguard Mortgage-Backed Securities ETF in Q3 2020, an estimated $9.79M increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2020 reduction was CrowdStrike, cutting an estimated $3.53M.
  • Shepherd Kaplan Krochuk fully exited ProShares Short S&P500 in Q3 2020, selling an estimated $8.47M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 48% of its $240M portfolio in Q3 2020.
  • Shepherd Kaplan Krochuk opened 22 new positions and closed 24 in Q3 2020.
  • Shepherd Kaplan Krochuk's portfolio value rose 7.5% quarter-over-quarter to $240M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2020, filed 13 Nov 2020.