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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+9.98%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$132M
AUM Growth
-$4.35M
Cap. Flow
-$15.7M
Cap. Flow %
-11.83%
Top 10 Hldgs %
29.74%
Holding
176
New
16
Increased
33
Reduced
31
Closed
16

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$759K
2
IGD
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
+$566K
3
MMSI icon
Merit Medical Systems
MMSI
+$523K
4
BMY icon
Bristol-Myers Squibb
BMY
+$515K
5
GDV icon
Gabelli Dividend & Income Trust
GDV
+$485K

Top Sells

Rank Stock Value
1
AMLP icon
Alerian MLP ETF
AMLP
+$1.85M
2
DLN icon
WisdomTree US LargeCap Dividend Fund
DLN
+$1.03M
3
CELG
Celgene Corp
CELG
+$894K
4
PEGI
Pattern Energy Group Inc. Class A
PEGI
+$693K
5
OEC icon
Orion
OEC
+$631K

Sector Composition

Rank Sector Weight
1 Financials 17.47%
2 Energy 13.59%
3 Healthcare 10.88%
4 Industrials 9.28%
5 Materials 7.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRK.B icon
1
Berkshire Hathaway Class B
BRK.B
$1.11T
$10.3M 7.8%
45,563
– –
SPY icon
2
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$6.89M 5.2%
21,400
-35,200
-62% -$10.8M
CPRT icon
3
Copart
CPRT
$28.4B
$5.01M 3.79%
220,592
-800
-0.4% -$17.1K
DVA icon
4
DaVita
DVA
$15.4B
$3.68M 2.78%
49,000
-4,000
-8% -$265K
WPX
5
DELISTED
WPX Energy, Inc.
WPX
$2.57M 1.94%
187,267
– –
AXP icon
6
American Express
AXP
$227B
$2.36M 1.78%
18,940
– –
CPB icon
7
Campbell Soup
CPB
$6.8B
$2.2M 1.66%
44,450
– –
SPGI icon
8
S&P Global
SPGI
$125B
$2.19M 1.65%
8,003
– –
NBL
9
DELISTED
Noble Energy, Inc.
NBL
$2.1M 1.58%
84,410
– –
DAL icon
10
Delta Air Lines
DAL
$58.8B
$2.06M 1.55%
35,200
– –
FANG icon
11
Diamondback Energy
FANG
$53.5B
$2.04M 1.54%
21,967
– –
PXD
12
DELISTED
Pioneer Natural Resource Co.
PXD
$1.94M 1.46%
12,802
– –
MPC icon
13
Marathon Petroleum
MPC
$89.3B
$1.87M 1.42%
31,100
– –
TMO icon
14
Thermo Fisher Scientific
TMO
$214B
$1.86M 1.41%
5,731
– –
PE
15
DELISTED
PARSLEY ENERGY INC
PE
$1.83M 1.38%
96,920
– –
MAG
16
DELISTED
MAG Silver
MAG
$1.77M 1.34%
149,488
– –
UNH icon
17
UnitedHealth
UNH
$389B
$1.76M 1.33%
5,993
– –
MSFT icon
18
Microsoft
MSFT
$2.92T
$1.63M 1.23%
10,309
– –
XEC
19
DELISTED
CIMAREX ENERGY CO
XEC
$1.61M 1.22%
30,754
– –
IVW icon
20
iShares S&P 500 Growth ETF
IVW
$71.9B
$1.58M 1.19%
32,612
– –
C icon
21
Citigroup
C
$222B
$1.58M 1.19%
19,736
– –
UCTT
22
Ultra Clean Holdings
UCTT
$3.47B
$1.34M 1.01%
57,000
-4,000
-7% -$80.9K
BWXT icon
23
BWX Technologies
BWXT
$15.5B
$1.33M 1%
21,387
– –
CVE icon
24
CALL
Cenovus Energy
CVE
$51.6B
$1.27M 0.96%
124,700
+58,500
+88% +$531K
BIL icon
25
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$1.23M 0.93%
13,394
+8,294
+163% +$759K
1
2 3 4 5

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VA
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TCM
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SF
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MWM
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HPM
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WKSWA
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KL
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Shepherd Kaplan Krochuk's Q4 2019 Portfolio in Review

As of Q4 2019, Shepherd Kaplan Krochuk held 176 positions worth $132M, down 3.2% from $137M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Shepherd Kaplan Krochuk withdrew a net $15.7M in Q4 2019, closing 16 positions and reducing 31 holdings. Its most notable exit was Celgene Corp, an estimated $894K position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Shepherd Kaplan Krochuk opened a new position in Voya Global Equity Dividend and Premium Opportunity Fund worth $575K.

  • Shepherd Kaplan Krochuk's largest Q4 2019 buy was Voya Global Equity Dividend and Premium Opportunity Fund: 92,860 shares worth $575K.
  • Shepherd Kaplan Krochuk added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q4 2019, an estimated $759K increase.
  • Shepherd Kaplan Krochuk's biggest Q4 2019 reduction was Alerian MLP ETF, cutting an estimated $1.85M.
  • Shepherd Kaplan Krochuk fully exited Celgene Corp in Q4 2019, selling an estimated $894K.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 30% of its $132M portfolio in Q4 2019.
  • Shepherd Kaplan Krochuk opened 16 new positions and closed 16 in Q4 2019.
  • Shepherd Kaplan Krochuk's portfolio value fell 3.2% quarter-over-quarter to $132M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q4 2019, filed 5 Feb 2020.