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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+0.7%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$272M
AUM Growth
-$8.26M
Cap. Flow
-$7.6M
Cap. Flow %
-2.79%
Top 10 Hldgs %
43.7%
Holding
205
New
13
Increased
33
Reduced
78
Closed
8

Top Buys

Rank Stock Value
1
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$5.41M
2
SMM
Salient Midstream & MLP Fund
SMM
+$349K
3
ATIP
ATI Physical Therapy, Inc.
ATIP
+$341K
4
SRV
NXG Cushing Midstream Energy Fund
SRV
+$331K
5
CRC icon
California Resources
CRC
+$327K

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.63M
2
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
+$1.33M
3
JQUA icon
JPMorgan US Quality Factor ETF
JQUA
+$1.32M
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$736K
5
PXD
Pioneer Natural Resource Co.
PXD
+$648K

Sector Composition

Rank Sector Weight
1 Energy 19.93%
2 Financials 5.61%
3 Technology 5.45%
4 Healthcare 3.53%
5 Materials 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPTL icon
1
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
$21.3M 7.83%
516,301
+127,346
+33% +$5.41M
EQT icon
2
EQT Corp
EQT
$32.3B
$18.1M 6.63%
882,707
– –
ANGL icon
3
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.08B
$12.6M 4.61%
380,119
-15,381
-4% -$509K
VMBS icon
4
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$12.4M 4.56%
233,251
-8,606
-4% -$460K
CRC icon
5
California Resources
CRC
$4.38B
$11M 4.05%
268,800
+10,000
+4% +$327K
SPLV icon
6
Invesco S&P 500 Low Volatility ETF
SPLV
$7.28B
$10.2M 3.75%
168,087
-73,432
-30% -$4.63M
SCHV
7
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$9.28M 3.41%
412,716
-31,821
-7% -$736K
JQUA icon
8
JPMorgan US Quality Factor ETF
JQUA
$8.19B
$9.21M 3.38%
224,886
-31,157
-12% -$1.32M
AAPL icon
9
Apple
AAPL
$4.99T
$8.47M 3.11%
59,872
+898
+2% +$132K
MTUM icon
10
iShares MSCI USA Momentum Factor ETF
MTUM
$24.4B
$6.43M 2.36%
36,645
-2,595
-7% -$461K
SCHA icon
11
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$6.12M 2.25%
244,388
-12,604
-5% -$320K
BRK.B icon
12
Berkshire Hathaway Class B
BRK.B
$1.11T
$6.1M 2.24%
22,338
-200
-0.9% -$56.2K
FDL icon
13
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.9B
$5.79M 2.13%
176,833
-5,671
-3% -$190K
GIGB icon
14
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$971M
$4.8M 1.76%
88,337
-4,903
-5% -$270K
PXD
15
DELISTED
Pioneer Natural Resource Co.
PXD
$4.62M 1.7%
27,765
-4,285
-13% -$648K
GSIE icon
16
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.91B
$4.22M 1.55%
123,558
-37,378
-23% -$1.33M
HDEF icon
17
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.34B
$4.14M 1.52%
182,313
-4,660
-2% -$113K
PGX icon
18
Invesco Preferred ETF
PGX
$3.81B
$4.07M 1.49%
270,854
-9,590
-3% -$146K
VNQ icon
19
Vanguard Real Estate ETF
VNQ
$40B
$3.78M 1.39%
37,104
-1,976
-5% -$210K
DVN icon
20
Devon Energy
DVN
$49.2B
$3.72M 1.37%
104,746
– –
GEM icon
21
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.63B
$3.41M 1.25%
91,835
-13,406
-13% -$521K
ET icon
22
Energy Transfer Partners
ET
$69.5B
$3.07M 1.13%
320,180
-8,919
-3% -$85.6K
DVA icon
23
DaVita
DVA
$15.4B
$2.95M 1.08%
25,400
-1,700
-6% -$213K
SHV icon
24
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$2.78M 1.02%
25,130
-1,704
-6% -$188K
CPRT icon
25
Copart
CPRT
$28.4B
$2.64M 0.97%
76,148
-2,032
-3% -$72.6K
1
2 3 4 5

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VA
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TCM
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SF
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MWM
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HPM
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Shepherd Kaplan Krochuk's Q3 2021 Portfolio in Review

As of Q3 2021, Shepherd Kaplan Krochuk held 205 positions worth $272M, down 2.9% from $281M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Shepherd Kaplan Krochuk's Q3 2021 filing shows 13 new, 33 increased, 78 reduced and 8 closed positions. Its largest new stake was Salient Midstream & MLP Fund: 60,300 shares worth $383K. The largest sale was Invesco S&P 500 Low Volatility ETF, an estimated $4.63M.

By sector, the portfolio is most concentrated in Energy at 20% of assets, up from 19% a quarter earlier, followed by Financials and Technology.

  • Shepherd Kaplan Krochuk's largest Q3 2021 buy was Salient Midstream & MLP Fund: 60,300 shares worth $383K.
  • Shepherd Kaplan Krochuk added most to State Street SPDR Portfolio Long Term Treasury ETF in Q3 2021, an estimated $5.41M increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2021 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $4.63M.
  • Shepherd Kaplan Krochuk fully exited BlackRock Energy and Resources Trust in Q3 2021, selling an estimated $402K.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 44% of its $272M portfolio in Q3 2021.
  • Shepherd Kaplan Krochuk opened 13 new positions and closed 8 in Q3 2021.
  • Shepherd Kaplan Krochuk's portfolio value fell 2.9% quarter-over-quarter to $272M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2021, filed 12 Nov 2021.