Serengeti Asset Management’s Caterpillar CAT Stock Holding History

Serengeti Asset Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-70,000	Closed	-$4.76M	–	37
2015 Q4	$4.76M	Sell	70,000 -5,000	-7%	-$350K	0.85%	24
2015 Q3	$4.9M	Buy	+75,000	New	+$5.74M	0.85%	26
2015 Q1	–	Sell	-150,000	Closed	-$13.7M	–	63
2014 Q4	$13.7M	Buy	+150,000	New	+$14.6M	0.99%	28
2014 Q3	–	Sell	-200,000	Closed	-$21.7M	–	49
2014 Q2	$21.7M	Sell	200,000 -200,000	-50%	-$21M	1.54%	17
2014 Q1	$39.7M	Buy	+400,000	New	+$37.7M	3.47%	11

Other funds holding CAT

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Farm Mutual Automobile Insurance

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Capital Research Global Investors

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

Capital World Investors

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Harris Associates

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Wellington Management Group

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Gates Foundation Trust

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return