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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
-12.39%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$485M
AUM Growth
-$106M
Cap. Flow
-$25.1M
Cap. Flow %
-5.17%
Top 10 Hldgs %
16.97%
Holding
2,439
New
94
Increased
473
Reduced
714
Closed
191

Top Buys

Rank Stock Value
1
EUSA icon
iShares MSCI USA Equal Weighted ETF
EUSA
+$3.62M
2
URA icon
Global X Uranium ETF
URA
+$813K
3
SCHB icon
Schwab US Broad Market ETF
SCHB
+$723K
4
OLN icon
Olin
OLN
+$606K
5
GSK icon
GSK
GSK
+$570K

Top Sells

Rank Stock Value
1
ADBE icon
Adobe
ADBE
+$1.87M
2
SCHF icon
Schwab International Equity ETF
SCHF
+$1.19M
3
MZOR
Mazor Robotics Ltd.
MZOR
+$1.12M
4
NFLX icon
Netflix
NFLX
+$1.08M
5
META icon
Meta Platforms (Facebook)
META
+$1.01M

Sector Composition

Rank Sector Weight
1 Technology 12.88%
2 Financials 9.89%
3 Communication Services 8.53%
4 Healthcare 8.28%
5 Industrials 6.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOV icon
1026
NOV
NOV
$6.93B
$35K 0.01%
1,350
-2,240
-62% -$77.4K
PVH icon
1027
PVH
PVH
$4.01B
$35K 0.01%
375
– –
UNIT
1028
Uniti Group
UNIT
$2.26B
$35K 0.01%
2,241
+152
+7% +$2.86K
USCI icon
1029
US Commodity Index
USCI
$369M
$35K 0.01%
933
-242
-21% -$9.72K
UTL icon
1030
Unitil
UTL
$980M
$35K 0.01%
700
– –
DUC
1031
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$35K 0.01%
4,250
– –
AYI icon
1032
Acuity Brands
AYI
$10.1B
$34K 0.01%
300
– –
GEN icon
1033
Gen Digital
GEN
$16.3B
$34K 0.01%
1,803
+1,601
+793% +$33.1K
OZK icon
1034
Bank OZK
OZK
$5.57B
$34K 0.01%
1,500
+703
+88% +$19.5K
VWOB icon
1035
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.15B
$34K 0.01%
455
-50
-10% -$3.72K
XRX icon
1036
Xerox
XRX
$456M
$34K 0.01%
1,715
+11
+0.6% +$282
BMO icon
1037
Bank of Montreal
BMO
$125B
$33K 0.01%
510
– –
FTSM icon
1038
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$33K 0.01%
558
-58
-9% -$3.48K
HE icon
1039
Hawaiian Electric Industries
HE
$2.28B
$33K 0.01%
900
– –
HUM icon
1040
Humana
HUM
$44B
$33K 0.01%
114
-7
-6% -$2.22K
IEX icon
1041
IDEX
IEX
$17.3B
$33K 0.01%
259
+26
+11% +$3.48K
JOF
1042
Japan Smaller Capitalization Fund
JOF
$322M
$33K 0.01%
4,000
– –
PAI
1043
Western Asset Investment Grade Income Fund
PAI
$113M
$33K 0.01%
2,500
– –
RIV
1044
RiverNorth Opportunities Fund
RIV
$310M
$33K 0.01%
+2,084
New +$34.5K
RJF icon
1045
Raymond James Financial
RJF
$33.6B
$33K 0.01%
672
+4
+0.6% +$213
RQI icon
1046
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$33K 0.01%
3,154
+50
+2% +$571
SAM icon
1047
Boston Beer
SAM
$1.93B
$33K 0.01%
138
– –
SPSB icon
1048
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$33K 0.01%
1,111
– –
UAL icon
1049
United Airlines
UAL
$40.1B
$33K 0.01%
400
+150
+60% +$13.2K
AHRT
1050
AH Realty Trust
AHRT
$536M
$32K 0.01%
2,275
– –
40 41
42
43 44

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q4 2018 Portfolio in Review

As of Q4 2018, SeaCrest Wealth Management held 2,439 positions worth $485M, down 18% from $591M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

SeaCrest Wealth Management withdrew a net $25.1M in Q4 2018, closing 191 positions and reducing 714 holdings. Its most notable exit was Mazor Robotics Ltd., an estimated $1.12M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 15% a quarter earlier, followed by Financials and Communication Services.

Against the trend, SeaCrest Wealth Management opened a new position in ProShares Ultra VIX Short-Term Futures ETF worth $588K.

  • SeaCrest Wealth Management's largest Q4 2018 buy was ProShares Ultra VIX Short-Term Futures ETF: 3 shares worth $588K.
  • SeaCrest Wealth Management added most to iShares MSCI USA Equal Weighted ETF in Q4 2018, an estimated $3.62M increase.
  • SeaCrest Wealth Management's biggest Q4 2018 reduction was Adobe, cutting an estimated $1.87M.
  • SeaCrest Wealth Management fully exited Mazor Robotics Ltd. in Q4 2018, selling an estimated $1.12M.
  • SeaCrest Wealth Management's ten largest holdings make up 17% of its $485M portfolio in Q4 2018.
  • SeaCrest Wealth Management opened 94 new positions and closed 191 in Q4 2018.
  • SeaCrest Wealth Management's portfolio value fell 18% quarter-over-quarter to $485M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2018, filed 13 Feb 2019.