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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+0.07%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$829M
AUM Growth
-$279K
Cap. Flow
+$5.33M
Cap. Flow %
0.64%
Top 10 Hldgs %
24.24%
Holding
734
New
43
Increased
282
Reduced
276
Closed
59

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$1.61M
2
PFE icon
Pfizer
PFE
+$1.37M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.3M
4
ABBV icon
AbbVie
ABBV
+$1.23M
5
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
+$1.2M

Top Sells

Rank Stock Value
1
CPZ
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
+$1.33M
2
BLOK icon
Amplify Blockchain Technology ETF
BLOK
+$1.04M
3
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$1.02M
4
PKG icon
Packaging Corp of America
PKG
+$979K
5
RGR icon
Sturm, Ruger & Co
RGR
+$936K

Sector Composition

Rank Sector Weight
1 Technology 21.41%
2 Communication Services 9.1%
3 Healthcare 8.65%
4 Financials 7.57%
5 Consumer Discretionary 5.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.79T
$65.2M 7.86%
460,739
+1,122
+0.2% +$165K
MSFT icon
2
Microsoft
MSFT
$2.9T
$25.8M 3.11%
91,578
-346
-0.4% -$101K
GOOGL icon
3
Alphabet (Google) Class A
GOOGL
$4.17T
$22M 2.66%
164,800
-820
-0.5% -$112K
GOOG icon
4
Alphabet (Google) Class C
GOOG
$4.17T
$18.1M 2.19%
135,960
+2,060
+2% +$284K
AMZN icon
5
Amazon
AMZN
$2.63T
$16.8M 2.03%
102,420
+4,620
+5% +$797K
SCHP icon
6
Schwab US TIPS ETF
SCHP
$16.4B
$13.4M 1.62%
428,222
+41,080
+11% +$1.3M
FDN icon
7
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.96B
$11.8M 1.42%
49,991
+652
+1% +$159K
NVDA icon
8
NVIDIA
NVDA
$5.14T
$10.6M 1.28%
511,040
+6,040
+1% +$125K
ADBE icon
9
Adobe
ADBE
$86.8B
$8.73M 1.05%
15,172
+144
+1% +$90.6K
JNJ icon
10
Johnson & Johnson
JNJ
$615B
$8.5M 1.02%
52,611
-711
-1% -$121K
COST icon
11
Costco
COST
$411B
$7.95M 0.96%
17,683
+41
+0.2% +$18K
PFE icon
12
Pfizer
PFE
$141B
$7.46M 0.9%
173,373
+30,959
+22% +$1.37M
T icon
13
AT&T
T
$160B
$7.2M 0.87%
352,718
-2,886
-0.8% -$60.6K
VZ icon
14
Verizon
VZ
$185B
$6.98M 0.84%
129,196
+4,674
+4% +$259K
CVX icon
15
Chevron
CVX
$384B
$6.81M 0.82%
67,119
-592
-0.9% -$59K
META icon
16
Meta Platforms (Facebook)
META
$1.59T
$6.73M 0.81%
19,822
+521
+3% +$188K
HD icon
17
Home Depot
HD
$330B
$6.46M 0.78%
19,676
-60
-0.3% -$19.7K
QQQ icon
18
Invesco QQQ Trust
QQQ
$469B
$6.28M 0.76%
17,538
-2,491
-12% -$917K
SCHB icon
19
Schwab US Broad Market ETF
SCHB
$43.3B
$6.22M 0.75%
359,340
+2,982
+0.8% +$53K
SCHG icon
20
Schwab US Large-Cap Growth ETF
SCHG
$59.6B
$6.18M 0.75%
334,096
+19,168
+6% +$365K
PYPL icon
21
PayPal
PYPL
$49B
$5.89M 0.71%
22,633
+416
+2% +$118K
QCOM icon
22
Qualcomm
QCOM
$185B
$5.69M 0.69%
44,142
-656
-1% -$93.1K
SFST icon
23
Southern First Bancshares
SFST
$571M
$5.69M 0.69%
106,286
– –
CVS icon
24
CVS Health
CVS
$138B
$5.49M 0.66%
64,713
-507
-0.8% -$42.5K
JPM icon
25
JPMorgan Chase
JPM
$926B
$5.46M 0.66%
33,370
+929
+3% +$146K
1
2 3 4 5

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AIC
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OCA
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AOWM
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SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
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EWM
Evermay Wealth Management Arlington, Virginia $902M AUM 14.76% 1-Year Est. Return
PIP
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PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, SeaCrest Wealth Management held 734 positions worth $829M, down 0.03% from $829M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SeaCrest Wealth Management's Q3 2021 filing shows 43 new, 282 increased, 276 reduced and 59 closed positions. Its largest new stake was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M. The largest sale was Calamos Long/Short Equity & Dynamic Income Trust, an estimated $1.33M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 21% a quarter earlier, followed by Communication Services and Healthcare.

  • SeaCrest Wealth Management's largest Q3 2021 buy was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M.
  • SeaCrest Wealth Management added most to PepsiCo in Q3 2021, an estimated $1.61M increase.
  • SeaCrest Wealth Management's biggest Q3 2021 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $1.02M.
  • SeaCrest Wealth Management fully exited Calamos Long/Short Equity & Dynamic Income Trust in Q3 2021, selling an estimated $1.33M.
  • SeaCrest Wealth Management's ten largest holdings make up 24% of its $829M portfolio in Q3 2021.
  • SeaCrest Wealth Management opened 43 new positions and closed 59 in Q3 2021.
  • SeaCrest Wealth Management's portfolio value fell 0.03% quarter-over-quarter to $829M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2021, filed 16 Nov 2021.