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SWM
SeaCrest Wealth Management Portfolio holdings
AUM
$903M
1-Year Est. Return
47.26%
This Fund
S&P 500
This Quarter
Est. Return
+11.79%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$810M
AUM Growth
+$39.9M
(+5.2%)
Cap. Flow
-$26.2M
Cap. Flow
% of AUM
-3.24%
Top 10 Holdings %
Top 10 Hldgs %
28.31%
Holding
664
New
44
Increased
184
Reduced
349
Closed
44
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P Regional Banking ETF
KRE
|
+$1.66M |
| 2 |
Mobileye
MBLY
|
+$1.35M |
| 3 |
First Trust NASDAQ Cybersecurity ETF
CIBR
|
+$1.11M |
| 4 |
Vanguard Extended Market ETF
VXF
|
+$866K |
| 5 |
Global X Uranium ETF
URA
|
+$836K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$2.2M |
| 2 |
Vanguard Energy ETF
VDE
|
+$1.91M |
| 3 |
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
|
+$1.86M |
| 4 |
AutoZone
AZO
|
+$1.3M |
| 5 |
Vanguard Value ETF
VTV
|
+$1.02M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 24.56% |
| 2 | Healthcare | 8.22% |
| 3 | Financials | 8.14% |
| 4 | Communication Services | 7.71% |
| 5 | Industrials | 5.93% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
Apple
AAPL
$4.79T
| $72.9M | 9.01% |
402,522
-11,903
| -3% | -$2.2M |
|
2
Microsoft
MSFT
$2.9T
| $33M | 4.08% |
89,863
-684
| -0.8% | -$243K |
|
3
Alphabet (Google) Class A
GOOGL
$4.17T
| $25.1M | 3.11% |
185,244
-4,373
| -2% | -$588K |
|
4
NVIDIA
NVDA
$5.14T
| $21.6M | 2.66% |
439,330
+6,690
| +2% | +$310K |
|
|
5
Alphabet (Google) Class C
GOOG
$4.17T
| $17.5M | 2.17% |
127,588
-963
| -0.7% | -$131K |
|
6
Amazon
AMZN
$2.63T
| $16.2M | 2.01% |
111,848
+1,521
| +1% | +$213K |
|
7
Eli Lilly
LLY
$1.04T
| $12.6M | 1.55% |
20,302
+1,065
| +6% | +$622K |
|
8
Berkshire Hathaway Class B
BRK.B
$1.06T
| $11M | 1.36% |
30,027
-1,107
| -4% | -$389K |
|
9
Invesco QQQ Trust
QQQ
$469B
| $9.62M | 1.19% |
24,249
+1,191
| +5% | +$452K |
|
10
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.96B
| $9.56M | 1.18% |
53,100
+2,028
| +4% | +$339K |
|
11
Chevron
CVX
$384B
| $9.39M | 1.16% |
62,413
-453
| -0.7% | -$68.5K |
|
12
Schwab US Large-Cap Growth ETF
SCHG
$59.6B
| $8.56M | 1.06% |
424,376
-33,020
| -7% | -$639K |
|
13
Broadcom
AVGO
$1.89T
| $8.53M | 1.05% |
81,320
+6,390
| +9% | +$605K |
|
14
State Street SPDR S&P 500 ETF Trust
SPY
$787B
| $8.05M | 0.99% |
17,198
+1,032
| +6% | +$460K |
|
15
Lam Research
LRCX
$399B
| $7.8M | 0.96% |
106,500
-460
| -0.4% | -$31.4K |
|
16
Johnson & Johnson
JNJ
$615B
| $7.76M | 0.96% |
48,149
-1,696
| -3% | -$260K |
|
17
Costco
COST
$411B
| $7.05M | 0.87% |
10,742
+81
| +0.8% | +$48K |
|
18
Merck
MRK
$315B
| $6.85M | 0.85% |
58,476
-5,081
| -8% | -$527K |
|
19
PepsiCo
PEP
$185B
| $6.42M | 0.79% |
37,992
-452
| -1% | -$75K |
|
20
Meta Platforms (Facebook)
META
$1.59T
| $6.41M | 0.79% |
18,216
-1,083
| -6% | -$353K |
|
21
ExxonMobil
XOM
$640B
| $5.7M | 0.7% |
55,494
-2,035
| -4% | -$214K |
|
22
JPMorgan Chase
JPM
$926B
| $5.51M | 0.68% |
32,002
-3
| -0% | -$455 |
|
23
Southern First Bancshares
SFST
$571M
| $5.16M | 0.64% |
137,580
-51
| -0% | -$1.51K |
|
24
IBM
IBM
$193B
| $5.12M | 0.63% |
32,191
-3,014
| -9% | -$455K |
|
25
Amgen
AMGN
$198B
| $5.12M | 0.63% |
16,883
-88
| -0.5% | -$24K |
|
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SeaCrest Wealth Management's Q4 2023 Portfolio in Review
As of Q4 2023, SeaCrest Wealth Management held 664 positions worth $810M, up 5.2% from $770M the previous quarter. Its ten largest holdings account for 28% of the portfolio.
SeaCrest Wealth Management withdrew a net $26.2M in Q4 2023, closing 44 positions and reducing 349 holdings. Its most notable exit was Schwab Fundamental Emerging Markets Large Company Index ETF, an estimated $644K position sold in full.
By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 23% a quarter earlier, followed by Healthcare and Financials.
Against the trend, SeaCrest Wealth Management opened a new position in Mobileye worth $1.04M.
- SeaCrest Wealth Management's largest Q4 2023 buy was Mobileye: 34,255 shares worth $1.04M.
- SeaCrest Wealth Management added most to State Street SPDR S&P Regional Banking ETF in Q4 2023, an estimated $1.66M increase.
- SeaCrest Wealth Management's biggest Q4 2023 reduction was Apple, cutting an estimated $2.2M.
- SeaCrest Wealth Management fully exited Schwab Fundamental Emerging Markets Large Company Index ETF in Q4 2023, selling an estimated $644K.
- SeaCrest Wealth Management's ten largest holdings make up 28% of its $810M portfolio in Q4 2023.
- SeaCrest Wealth Management opened 44 new positions and closed 44 in Q4 2023.
- SeaCrest Wealth Management's portfolio value rose 5.2% quarter-over-quarter to $810M.
Based on SeaCrest Wealth Management's 13F filing for Q4 2023, filed 18 Jan 2024.