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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+10.38%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$912M
AUM Growth
+$82.6M
Cap. Flow
+$12.7M
Cap. Flow %
1.39%
Top 10 Hldgs %
26.6%
Holding
741
New
66
Increased
264
Reduced
298
Closed
36

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$6.34M
2
PARAP
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
+$1.3M
3
PFE icon
Pfizer
PFE
+$1.1M
4
ARR
Armour Residential REIT
ARR
+$1.02M
5
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$794K

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.67M
2
PSLV icon
Sprott Physical Silver Trust
PSLV
+$1.2M
3
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$1.1M
4
CRSP icon
CRISPR Therapeutics
CRSP
+$1.03M
5
AMGN icon
Amgen
AMGN
+$860K

Sector Composition

Rank Sector Weight
1 Miscellaneous 27.52%
2 Technology 23.34%
3 Healthcare 8.84%
4 Communication Services 8.33%
5 Financials 6.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.67T
$81.8M 8.97%
460,485
-254
-0.1% -$40.1K
MSFT icon
2
Microsoft
MSFT
$3.71T
$30.5M 3.34%
90,596
-982
-1% -$318K
GOOGL icon
3
Alphabet (Google) Class A
GOOGL
$4.14T
$24.2M 2.65%
167,080
+2,280
+1% +$328K
SCHP icon
4
Schwab US TIPS ETF
SCHP
$16.3B
$19.8M 2.17%
629,556
+201,334
+47% +$6.34M
GOOG icon
5
Alphabet (Google) Class C
GOOG
$4.1T
$19.6M 2.15%
135,720
-240
-0.2% -$34.7K
AMZN icon
6
Amazon
AMZN
$2.79T
$17.7M 1.94%
106,000
+3,580
+3% +$613K
NVDA icon
7
NVIDIA
NVDA
$5.56T
$15.1M 1.66%
514,750
+3,710
+0.7% +$102K
FDN icon
8
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.38B
$11.7M 1.28%
51,635
+1,644
+3% +$389K
PFE icon
9
Pfizer
PFE
$162B
$11.5M 1.27%
195,547
+22,174
+13% +$1.1M
COST icon
10
Costco
COST
$406B
$10.6M 1.16%
18,695
+1,012
+6% +$518K
JNJ icon
11
Johnson & Johnson
JNJ
$663B
$8.95M 0.98%
52,310
-301
-0.6% -$49.3K
ADBE icon
12
Adobe
ADBE
$106B
$8.87M 0.97%
15,637
+465
+3% +$291K
CVX icon
13
Chevron
CVX
$409B
$8.39M 0.92%
71,525
+4,406
+7% +$500K
HD icon
14
Home Depot
HD
$320B
$8.19M 0.9%
19,737
+61
+0.3% +$23.2K
QCOM icon
15
Qualcomm
QCOM
$180B
$8.13M 0.89%
44,474
+332
+0.8% +$53.2K
QQQ icon
16
Invesco QQQ Trust
QQQ
$489B
$7.63M 0.84%
19,166
+1,628
+9% +$629K
META icon
17
Meta Platforms (Facebook)
META
$1.57T
$7.1M 0.78%
21,113
+1,291
+7% +$429K
ABBV icon
18
AbbVie
ABBV
$453B
$6.92M 0.76%
51,102
+1,532
+3% +$181K
SCHG icon
19
Schwab US Large-Cap Growth ETF
SCHG
$62.8B
$6.69M 0.73%
327,048
-7,048
-2% -$141K
CVS icon
20
CVS Health
CVS
$124B
$6.67M 0.73%
64,708
-5
-0% -$462
SFST icon
21
Southern First Bancshares
SFST
$603M
$6.64M 0.73%
106,286
– –
SCHB icon
22
Schwab US Broad Market ETF
SCHB
$44.8B
$6.58M 0.72%
349,398
-9,942
-3% -$183K
T icon
23
AT&T
T
$176B
$6.3M 0.69%
339,030
-13,688
-4% -$256K
PEP icon
24
PepsiCo
PEP
$188B
$6.15M 0.67%
35,403
-32
-0.1% -$5.23K
VZ icon
25
Verizon
VZ
$208B
$5.92M 0.65%
113,900
-15,296
-12% -$798K
1
2 3 4 5

Similar funds

RFM
Ranmore Fund Management Cobham, United Kingdom $903M AUM 7.45% 1-Year Est. Return
LSCM
Light Street Capital Management Palo Alto, California $903M AUM 113.12% 1-Year Est. Return
BCA
Bay Colony Advisors Concord, Massachusetts $903M AUM 33.67% 1-Year Est. Return
TFM
TFC Financial Management Boston, Massachusetts $902M AUM 21.74% 1-Year Est. Return
PI
Parkside Investments Deerfield, Illinois $902M AUM 32.45% 1-Year Est. Return
OWA
One Wealth Advisors San Francisco, California $906M AUM 23.79% 1-Year Est. Return
SC
Soundwatch Capital Rowayton, Connecticut $901M AUM 21.69% 1-Year Est. Return
MGM
Manchester Global Management London, United Kingdom $906M AUM 46.51% 1-Year Est. Return

SeaCrest Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, SeaCrest Wealth Management held 741 positions worth $912M, up 10% from $829M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

SeaCrest Wealth Management's Q4 2021 filing shows 66 new, 264 increased, 298 reduced and 36 closed positions. Its largest new stake was Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock: 22,605 shares worth $1.14M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $1.67M.

By sector, the portfolio is most concentrated in Miscellaneous at 28% of assets, down from 29% a quarter earlier, followed by Technology and Healthcare.

  • SeaCrest Wealth Management's largest Q4 2021 buy was Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock: 22,605 shares worth $1.14M.
  • SeaCrest Wealth Management added most to Schwab US TIPS ETF in Q4 2021, an estimated $6.34M increase.
  • SeaCrest Wealth Management's biggest Q4 2021 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $1.67M.
  • SeaCrest Wealth Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $1.1M.
  • SeaCrest Wealth Management's ten largest holdings make up 27% of its $912M portfolio in Q4 2021.
  • SeaCrest Wealth Management opened 66 new positions and closed 36 in Q4 2021.
  • SeaCrest Wealth Management's portfolio value rose 10% quarter-over-quarter to $912M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2021, filed 11 Feb 2022.