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SWM
SeaCrest Wealth Management Portfolio holdings
AUM
$903M
1-Year Est. Return
47.26%
This Fund
S&P 500
This Quarter
Est. Return
+10.38%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$912M
AUM Growth
+$82.6M
(+10%)
Cap. Flow
+$12.7M
Cap. Flow
% of AUM
1.39%
Top 10 Holdings %
Top 10 Hldgs %
26.6%
Holding
741
New
66
Increased
264
Reduced
298
Closed
36
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US TIPS ETF
SCHP
|
+$6.34M |
| 2 |
PARAP
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
|
+$1.3M |
| 3 |
Pfizer
PFE
|
+$1.1M |
| 4 |
ARR
Armour Residential REIT
ARR
|
+$1.02M |
| 5 |
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
|
+$794K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Short-Term Bond ETF
BSV
|
+$1.67M |
| 2 |
Sprott Physical Silver Trust
PSLV
|
+$1.2M |
| 3 |
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
|
+$1.1M |
| 4 |
CRISPR Therapeutics
CRSP
|
+$1.03M |
| 5 |
Amgen
AMGN
|
+$860K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.29% |
| 2 | Healthcare | 8.79% |
| 3 | Communication Services | 8.33% |
| 4 | Financials | 6.92% |
| 5 | Consumer Discretionary | 5.88% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Apple
AAPL
$4.79T
| $81.8M | 8.97% |
460,485
-254
| -0.1% | -$40.1K |
|
2
Microsoft
MSFT
$2.9T
| $30.5M | 3.34% |
90,596
-982
| -1% | -$318K |
|
3
Alphabet (Google) Class A
GOOGL
$4.17T
| $24.2M | 2.65% |
167,080
+2,280
| +1% | +$328K |
|
|
4
Schwab US TIPS ETF
SCHP
$16.4B
| $19.8M | 2.17% |
629,556
+201,334
| +47% | +$6.34M |
|
|
5
Alphabet (Google) Class C
GOOG
$4.17T
| $19.6M | 2.15% |
135,720
-240
| -0.2% | -$34.7K |
|
6
Amazon
AMZN
$2.63T
| $17.7M | 1.94% |
106,000
+3,580
| +3% | +$613K |
|
7
NVIDIA
NVDA
$5.14T
| $15.1M | 1.66% |
514,750
+3,710
| +0.7% | +$102K |
|
8
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.96B
| $11.7M | 1.28% |
51,635
+1,644
| +3% | +$389K |
|
|
9
Pfizer
PFE
$141B
| $11.5M | 1.27% |
195,547
+22,174
| +13% | +$1.1M |
|
10
Costco
COST
$411B
| $10.6M | 1.16% |
18,695
+1,012
| +6% | +$518K |
|
11
Johnson & Johnson
JNJ
$615B
| $8.95M | 0.98% |
52,310
-301
| -0.6% | -$49.3K |
|
12
Adobe
ADBE
$86.8B
| $8.87M | 0.97% |
15,637
+465
| +3% | +$291K |
|
13
Chevron
CVX
$384B
| $8.39M | 0.92% |
71,525
+4,406
| +7% | +$500K |
|
14
Home Depot
HD
$330B
| $8.19M | 0.9% |
19,737
+61
| +0.3% | +$23.2K |
|
15
Qualcomm
QCOM
$185B
| $8.13M | 0.89% |
44,474
+332
| +0.8% | +$53.2K |
|
16
Invesco QQQ Trust
QQQ
$469B
| $7.63M | 0.84% |
19,166
+1,628
| +9% | +$629K |
|
17
Meta Platforms (Facebook)
META
$1.59T
| $7.1M | 0.78% |
21,113
+1,291
| +7% | +$429K |
|
18
AbbVie
ABBV
$448B
| $6.92M | 0.76% |
51,102
+1,532
| +3% | +$181K |
|
19
Schwab US Large-Cap Growth ETF
SCHG
$59.6B
| $6.69M | 0.73% |
327,048
-7,048
| -2% | -$141K |
|
20
CVS Health
CVS
$138B
| $6.67M | 0.73% |
64,708
-5
| -0% | -$462 |
|
21
Southern First Bancshares
SFST
$571M
| $6.64M | 0.73% |
106,286
| – | – |
|
22
Schwab US Broad Market ETF
SCHB
$43.3B
| $6.58M | 0.72% |
349,398
-9,942
| -3% | -$183K |
|
23
AT&T
T
$160B
| $6.3M | 0.69% |
339,030
-13,688
| -4% | -$256K |
|
24
PepsiCo
PEP
$185B
| $6.15M | 0.67% |
35,403
-32
| -0.1% | -$5.23K |
|
25
Verizon
VZ
$185B
| $5.92M | 0.65% |
113,900
-15,296
| -12% | -$798K |
|
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SeaCrest Wealth Management's Q4 2021 Portfolio in Review
As of Q4 2021, SeaCrest Wealth Management held 741 positions worth $912M, up 10% from $829M the previous quarter. Its ten largest holdings account for 27% of the portfolio.
SeaCrest Wealth Management's Q4 2021 filing shows 66 new, 264 increased, 298 reduced and 36 closed positions. Its largest new stake was Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock: 22,605 shares worth $1.14M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $1.67M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 21% a quarter earlier, followed by Healthcare and Communication Services.
- SeaCrest Wealth Management's largest Q4 2021 buy was Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock: 22,605 shares worth $1.14M.
- SeaCrest Wealth Management added most to Schwab US TIPS ETF in Q4 2021, an estimated $6.34M increase.
- SeaCrest Wealth Management's biggest Q4 2021 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $1.67M.
- SeaCrest Wealth Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $1.1M.
- SeaCrest Wealth Management's ten largest holdings make up 27% of its $912M portfolio in Q4 2021.
- SeaCrest Wealth Management opened 66 new positions and closed 36 in Q4 2021.
- SeaCrest Wealth Management's portfolio value rose 10% quarter-over-quarter to $912M.
Based on SeaCrest Wealth Management's 13F filing for Q4 2021, filed 11 Feb 2022.