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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
-4.67%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$659M
AUM Growth
-$136M
Cap. Flow
-$98.3M
Cap. Flow %
-14.92%
Top 10 Hldgs %
24.53%
Holding
1,642
New
17
Increased
254
Reduced
297
Closed
1,021

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$4.31M
2
SPXS icon
Direxion Daily S&P 500 Bear 3x ETF
SPXS
+$3.96M
3
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$2.09M
4
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$1.34M
5
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.08M

Top Sells

Rank Stock Value
1
ADP icon
Automatic Data Processing
ADP
+$2.61M
2
PEG icon
Public Service Enterprise Group
PEG
+$2.42M
3
VZ icon
Verizon
VZ
+$2.26M
4
AAPL icon
Apple
AAPL
+$2.21M
5
ABBV icon
AbbVie
ABBV
+$1.82M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Healthcare 9.48%
3 Financials 7.24%
4 Communication Services 6.91%
5 Consumer Staples 6.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.77T
$60.6M 9.2%
438,831
-14,061
-3% -$2.21M
MSFT icon
2
Microsoft
MSFT
$2.89T
$20.6M 3.13%
88,462
-4,614
-5% -$1.22M
GOOGL icon
3
Alphabet (Google) Class A
GOOGL
$4.23T
$16.9M 2.56%
176,196
-2,264
-1% -$251K
GOOG icon
4
Alphabet (Google) Class C
GOOG
$4.22T
$13.5M 2.05%
140,214
-4,886
-3% -$546K
AMZN icon
5
Amazon
AMZN
$2.61T
$12.6M 1.91%
111,357
-7,177
-6% -$907K
JNJ icon
6
Johnson & Johnson
JNJ
$614B
$9.13M 1.39%
55,883
-1,644
-3% -$278K
CVX icon
7
Chevron
CVX
$384B
$8.41M 1.28%
58,548
-1,708
-3% -$260K
QQQ icon
8
Invesco QQQ Trust
QQQ
$470B
$6.99M 1.06%
26,162
+1,421
+6% +$429K
PEP icon
9
PepsiCo
PEP
$186B
$6.57M 1%
40,259
+4,359
+12% +$751K
SCHP icon
10
Schwab US TIPS ETF
SCHP
$16.4B
$6.36M 0.97%
245,558
+154,884
+171% +$4.31M
SPY icon
11
State Street SPDR S&P 500 ETF Trust
SPY
$788B
$6.04M 0.92%
16,918
+2,139
+14% +$849K
FDN icon
12
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.97B
$6.04M 0.92%
47,850
+1,325
+3% +$185K
SPXS icon
13
Direxion Daily S&P 500 Bear 3x ETF
SPXS
$319M
$5.98M 0.91%
20,244
+17,515
+642% +$3.96M
CVS icon
14
CVS Health
CVS
$140B
$5.86M 0.89%
61,459
-738
-1% -$73.1K
COST icon
15
Costco
COST
$410B
$5.85M 0.89%
12,380
+1,325
+12% +$689K
PFE icon
16
Pfizer
PFE
$142B
$5.81M 0.88%
132,791
-7,735
-6% -$376K
SCHG icon
17
Schwab US Large-Cap Growth ETF
SCHG
$59.7B
$5.55M 0.84%
397,756
+23,664
+6% +$371K
MRK icon
18
Merck
MRK
$316B
$5.47M 0.83%
63,542
-1,063
-2% -$94.9K
ABBV icon
19
AbbVie
ABBV
$448B
$5.24M 0.8%
39,074
-12,715
-25% -$1.82M
QCOM icon
20
Qualcomm
QCOM
$186B
$5.22M 0.79%
46,212
+1,697
+4% +$233K
LLY icon
21
Eli Lilly
LLY
$1.04T
$4.97M 0.75%
15,362
-1,420
-8% -$450K
NVDA icon
22
NVIDIA
NVDA
$5.18T
$4.88M 0.74%
401,580
-64,070
-14% -$1.01M
XOM icon
23
ExxonMobil
XOM
$640B
$4.77M 0.72%
54,649
-7,239
-12% -$661K
IBM icon
24
IBM
IBM
$193B
$4.62M 0.7%
38,859
-7,860
-17% -$1.03M
SFST icon
25
Southern First Bancshares
SFST
$573M
$4.46M 0.68%
106,929
+643
+0.6% +$28.4K
1
2 3 4 5

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AIC
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OCA
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AOWM
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SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
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EWM
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PIP
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PC
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SeaCrest Wealth Management's Q3 2022 Portfolio in Review

As of Q3 2022, SeaCrest Wealth Management held 1,642 positions worth $659M, down 17% from $794M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

SeaCrest Wealth Management withdrew a net $98.3M in Q3 2022, closing 1,021 positions and reducing 297 holdings. Its most notable exit was iShares Investment Grade Systematic Bond ETF, an estimated $913K position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 20% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SeaCrest Wealth Management opened a new position in GSK worth $810K.

  • SeaCrest Wealth Management's largest Q3 2022 buy was GSK: 27,536 shares worth $810K.
  • SeaCrest Wealth Management added most to Schwab US TIPS ETF in Q3 2022, an estimated $4.31M increase.
  • SeaCrest Wealth Management's biggest Q3 2022 reduction was Automatic Data Processing, cutting an estimated $2.61M.
  • SeaCrest Wealth Management fully exited iShares Investment Grade Systematic Bond ETF in Q3 2022, selling an estimated $913K.
  • SeaCrest Wealth Management's ten largest holdings make up 25% of its $659M portfolio in Q3 2022.
  • SeaCrest Wealth Management opened 17 new positions and closed 1,021 in Q3 2022.
  • SeaCrest Wealth Management's portfolio value fell 17% quarter-over-quarter to $659M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2022, filed 15 Nov 2022.