Root Financial Partners’s First Trust Smith Unconstrained Bond ETF UCON Stock Holding History

Root Financial Partners’s Portfolio UCON Stock Details UCON Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$4.81K	Buy	+203	New	+$4.98K	﹤0.01%	2245
2026 Q2	–	Sell	-2,409	Closed	-$59.7K	–	3005
2026 Q1	$59.7K	Sell	2,409 -1,840	-43%	-$46.2K	﹤0.01%	795
2025 Q4	$107K	Sell	4,249 -4,046	-49%	-$102K	0.01%	441
2025 Q3	$209K	Sell	8,295 -1,315	-14%	-$32.9K	0.01%	271
2025 Q2	$239K	Sell	9,610 -14,694	-60%	-$363K	0.02%	215
2025 Q1	$602K	Sell	24,304 -2,928	-11%	-$72.4K	0.06%	96
2024 Q4	$671K	Sell	27,232 -1,588	-6%	-$39.4K	0.08%	92
2024 Q3	$724K	Buy	28,820 +96	+0.3%	+$2.39K	0.12%	66
2024 Q2	$702K	Sell	28,724 -5,258	-15%	-$128K	0.16%	48
2024 Q1	$836K	Sell	33,982 -1,755	-5%	-$43.2K	0.25%	40
2023 Q4	$884K	Buy	35,737 +35	+0.1%	+$843	0.33%	32
2023 Q3	$853K	Buy	35,702 +12,916	+57%	+$313K	0.45%	27
2023 Q2	$551K	Sell	22,786 -2,219	-9%	-$54K	0.33%	37
2023 Q1	$605K	Buy	+25,005	New	+$607K	0.43%	35

Other funds holding UCON

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $84.4B AUM 20.16% 1-Year Est. Return

Trilogy Capital Irvine, California $2.61B AUM 14.55% 1-Year Est. Return

Csenge Advisory Group Clearwater, Florida $2.53B AUM 18.15% 1-Year Est. Return

IFP Advisors Tampa, Florida $5.86B AUM 20.09% 1-Year Est. Return

CPA

Capital Performance Advisors Walnut Creek, California $1.65B AUM 15.94% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $45.2B AUM 20.72% 1-Year Est. Return

Cyndeo Wealth Partners St. Petersburg, Florida $2.21B AUM 17.29% 1-Year Est. Return

Arch Global Advisors New York $240M AUM

EdgeRock Capital Denver, Colorado $461M AUM 17.31% 1-Year Est. Return

Root Financial Partners's UCON Position: Q3 2026 in Review

Root Financial Partners opened a new position in First Trust Smith Unconstrained Bond ETF (UCON) in Q3 2026: 203 shares worth $4.81K. The stake represents ﹤0.01% of the portfolio and ranks #2245 among its holdings. This is a return to the name: Root Financial Partners previously reported a position in UCON as recently as Q1 2026.

Root Financial Partners first reported a position in UCON in Q1 2023 and has held it in 14 quarters since. The position peaked at $884K in Q4 2023. 150 funds tracked by Wall St. Rank hold UCON as of Q3 2026.

Root Financial Partners held 203 shares of First Trust Smith Unconstrained Bond ETF worth $4.81K as of Q3 2026.
First Trust Smith Unconstrained Bond ETF was a new Root Financial Partners position in Q3 2026.
First Trust Smith Unconstrained Bond ETF made up ﹤0.01% of Root Financial Partners's portfolio in Q3 2026, its #2245 holding.
Root Financial Partners first reported a position in First Trust Smith Unconstrained Bond ETF in Q1 2023 and has held it in 14 quarters since.
Root Financial Partners's First Trust Smith Unconstrained Bond ETF position peaked at $884K in Q4 2023.
150 funds tracked by Wall St. Rank held First Trust Smith Unconstrained Bond ETF as of Q3 2026.

Based on Root Financial Partners's 13F filing for Q3 2026, filed 21 Oct 2026.