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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+5.34%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$1.1B
AUM Growth
+$30.2M
Cap. Flow
-$16.5M
Cap. Flow %
-1.5%
Top 10 Hldgs %
29.51%
Holding
169
New
15
Increased
40
Reduced
83
Closed
7

Top Buys

Rank Stock Value
1
BFAM icon
Bright Horizons
BFAM
+$4.66M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.39M
3
MSFT icon
Microsoft
MSFT
+$1.91M
4
PFE icon
Pfizer
PFE
+$1.87M
5
STT.PRD
State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D
STT.PRD
+$1.35M

Top Sells

Rank Stock Value
1
DIS icon
Walt Disney
DIS
+$11.1M
2
PRU icon
Prudential Financial
PRU
+$6.78M
3
WFC.PRV
Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu
WFC.PRV
+$3.14M
4
KIM.PRI.CL
KIMCO REALTY CORPORATION Class I Depositary Shares
KIM.PRI.CL
+$2.28M
5
DRUA
Dominion Energy, Inc 2016 Series A 5.25% Enhanced Junior Subordinated Notes due 2076
DRUA
+$1.93M

Sector Composition

Rank Sector Weight
1 Financials 13.81%
2 Consumer Discretionary 10.56%
3 Industrials 10%
4 Technology 8.31%
5 Healthcare 7.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNC.PRP
51
DELISTED
THE PNC FINANCIAL SERVICES GROUP, INC.
PNC.PRP
$7.42M 0.67%
275,532
+3,700
+1% +$101K
SNHNL
52
DELISTED
Senior Housing Properties Trust 6.25% Senior Notes Due 2046
SNHNL
$7.3M 0.66%
281,325
-14,526
-5% -$379K
TMK.PRC
53
DELISTED
Torchmark Corporation
TMK.PRC
$7.25M 0.66%
284,253
-12,264
-4% -$319K
IEMG icon
54
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$7.11M 0.65%
137,248
-1,852
-1% -$96.6K
XLV icon
55
State Street Health Care Select Sector SPDR ETF
XLV
$42.3B
$6.93M 0.63%
72,880
-1,494
-2% -$135K
WRB.PRD
56
DELISTED
W.R. Berkley Corporation5.75% Subordinated Debentures due 2056
WRB.PRD
$6.81M 0.62%
279,538
-14,247
-5% -$353K
HGH
57
DELISTED
THE HARTFORD FINANCIAL SERVICES GROUP, INC. 7.875% FIXED-TO-FLOATING RATE JR SUB DEBENTURE DUE 2042
HGH
$6.56M 0.6%
234,284
+31,574
+16% +$904K
AGN
58
DELISTED
Allergan plc
AGN
$5.02M 0.46%
26,361
-363
-1% -$66.7K
RZB
59
DELISTED
Reinsurance Group of America 5.75% Fixed-To-Floating Rate Subordinated Debentures due 2056
RZB
$4.97M 0.45%
195,178
-9,147
-4% -$237K
HES
60
DELISTED
Hess
HES
$4.96M 0.45%
69,229
-1,353
-2% -$89.2K
COF.PRD.CL
61
DELISTED
CAPITAL ONE FINANCIAL CORPORATION SERIES D
COF.PRD.CL
$4.59M 0.42%
175,905
-8,425
-5% -$222K
WFC.PRR
62
DELISTED
WELLS FARGO & COMPANY Depositary Shares, each representing a 1/1,000th interest in a share of 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series R
WFC.PRR
$4.31M 0.39%
156,071
+385
+0.2% +$10.6K
USB.PRM
63
DELISTED
U.S. Bancorp Depositary Shares, each representing 1/1000th interest in a share of Series F Non-Cumul
USB.PRM
$4.23M 0.38%
155,283
-2,511
-2% -$69.8K
FITB.PRI
64
Fifth Third Bancorp Depositary Shares 6.625% Fixed-to-Floating Rate Preferred Stock Series I
FITB.PRI
$461M
$4.03M 0.37%
146,516
-6,025
-4% -$166K
GWPH
65
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$3.98M 0.36%
23,054
+91
+0.4% +$13.1K
DLR.PRH.CL
66
DELISTED
Digital Realty Trust, Inc.
DLR.PRH.CL
$3.93M 0.36%
154,636
-5,925
-4% -$153K
AFGH
67
DELISTED
American Financial Group, Inc. 6.000% Subordinated Debentures due 2055
AFGH
$3.63M 0.33%
141,958
-5,248
-4% -$134K
RZA
68
DELISTED
REINSURANCE GROUP OF AMERICA, INCORPORATED 6.20% Fixed-To-Floating Rate Subordinated Debentures due 2042
RZA
$3.55M 0.32%
133,208
-2,800
-2% -$76.4K
JPM.PRE.CL
69
DELISTED
JPMORGAN CHASE & CO. Depositary Shares, each representing a 1/400th interest in a share of 6.30% Non
JPM.PRE.CL
$3.28M 0.3%
127,015
-6,190
-5% -$161K
NVDA icon
70
NVIDIA
NVDA
$5.31T
$3.19M 0.29%
454,680
-8,200
-2% -$53.3K
JPM.PRF.CL
71
DELISTED
JPMorgan Chase & Co. Called
JPM.PRF.CL
$2.96M 0.27%
114,875
+3,775
+3% +$98.6K
VHT icon
72
Vanguard Health Care ETF
VHT
$18.4B
$2.79M 0.25%
15,446
+703
+5% +$121K
BBT.PRH
73
DELISTED
BB&T Corporation
BBT.PRH
$2.69M 0.24%
107,348
-4,174
-4% -$109K
BA icon
74
Boeing
BA
$190B
$2.61M 0.24%
7,021
+295
+4% +$104K
STT.PRE.CL
75
DELISTED
State Street Corporation Depository Shares, each representing a 1/4,000th ownership interest in a sh
STT.PRE.CL
$2.57M 0.23%
100,550
-5,125
-5% -$134K
1 2
3
4 5

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Roosevelt Investment Group's Q3 2018 Portfolio in Review

As of Q3 2018, Roosevelt Investment Group held 169 positions worth $1.1B, up 2.8% from $1.07B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Roosevelt Investment Group's Q3 2018 filing shows 15 new, 40 increased, 83 reduced and 7 closed positions. Its largest new stake was State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D: 49,925 shares worth $1.31M. The largest sale was Walt Disney, an estimated $11.1M.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 14% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Roosevelt Investment Group's largest Q3 2018 buy was State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D: 49,925 shares worth $1.31M.
  • Roosevelt Investment Group added most to Bright Horizons in Q3 2018, an estimated $4.66M increase.
  • Roosevelt Investment Group's biggest Q3 2018 reduction was Walt Disney, cutting an estimated $11.1M.
  • Roosevelt Investment Group fully exited Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu in Q3 2018, selling an estimated $3.14M.
  • Roosevelt Investment Group's ten largest holdings make up 30% of its $1.1B portfolio in Q3 2018.
  • Roosevelt Investment Group opened 15 new positions and closed 7 in Q3 2018.
  • Roosevelt Investment Group's portfolio value rose 2.8% quarter-over-quarter to $1.1B.

Based on Roosevelt Investment Group's 13F filing for Q3 2018, filed 9 Nov 2018.