RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Return 5.26%
This Quarter Return
+5.34%
1 Year Return
-5.26%
3 Year Return
+57.87%
5 Year Return
+105.08%
10 Year Return
–
AUM
$1.1B
AUM Growth
+$30.2M
Cap. Flow
-$16.8M
Cap. Flow %
-1.53%
Top 10 Hldgs %
29.51%
Holding
169
New
15
Increased
40
Reduced
83
Closed
7

Top Buys

1
BFAM icon
Bright Horizons
BFAM
$4.86M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$3.38M
3
PFE icon
Pfizer
PFE
$2.03M
4
MSFT icon
Microsoft
MSFT
$2.02M
5
STT.PRD
State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D
STT.PRD
$1.31M

Top Sells

1
DIS icon
Walt Disney
DIS
$11.7M
2
PRU icon
Prudential Financial
PRU
$6.97M
3
WFC.PRV
Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu
WFC.PRV
$3.14M
4
KIM.PRI.CL
KIMCO REALTY CORPORATION Class I Depositary Shares
KIM.PRI.CL
$2.28M
5
DRUA
Dominion Energy, Inc 2016 Series A 5.25% Enhanced Junior Subordinated Notes due 2076
DRUA
$1.87M

Sector Composition

1 Financials 14.18%
2 Consumer Discretionary 10.56%
3 Industrials 10%
4 Technology 8.31%
5 Healthcare 7.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PNC.PRP
51
DELISTED
THE PNC FINANCIAL SERVICES GROUP, INC.
PNC.PRP
$7.42M 0.67%
275,532
+3,700
+1% +$99.6K
SNHNL
52
DELISTED
Senior Housing Properties Trust 6.25% Senior Notes Due 2046
SNHNL
$7.3M 0.66%
281,325
-14,526
-5% -$377K
TMK.PRC
53
DELISTED
Torchmark Corporation
TMK.PRC
$7.25M 0.66%
284,253
-12,264
-4% -$313K
IEMG icon
54
iShares Core MSCI Emerging Markets ETF
IEMG
$103B
$7.11M 0.65%
137,248
-1,852
-1% -$95.9K
XLV icon
55
Health Care Select Sector SPDR Fund
XLV
$34B
$6.93M 0.63%
72,880
-1,494
-2% -$142K
WRB.PRD
56
DELISTED
W.R. Berkley Corporation5.75% Subordinated Debentures due 2056
WRB.PRD
$6.81M 0.62%
279,538
-14,247
-5% -$347K
HGH
57
DELISTED
THE HARTFORD FINANCIAL SERVICES GROUP, INC. 7.875% FIXED-TO-FLOATING RATE JR SUB DEBENTURE DUE 2042
HGH
$6.56M 0.6%
234,284
+31,574
+16% +$884K
AGN
58
DELISTED
Allergan plc
AGN
$5.02M 0.46%
26,361
-363
-1% -$69.1K
RZB
59
Reinsurance Group of America, Incorporated 5.75% Fixed-To-Floating Rate Subordinated Debentures due 2056
RZB
$397M
$4.97M 0.45%
195,178
-9,147
-4% -$233K
HES
60
DELISTED
Hess
HES
$4.96M 0.45%
69,229
-1,353
-2% -$96.8K
COF.PRD.CL
61
DELISTED
CAPITAL ONE FINANCIAL CORPORATION SERIES D
COF.PRD.CL
$4.6M 0.42%
175,905
-8,425
-5% -$220K
WFC.PRR
62
DELISTED
WELLS FARGO & COMPANY Depositary Shares, each representing a 1/1,000th interest in a share of 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series R
WFC.PRR
$4.31M 0.39%
156,071
+385
+0.2% +$10.6K
USB.PRM
63
DELISTED
U.S. Bancorp Depositary Shares, each representing 1/1000th interest in a share of Series F Non-Cumul
USB.PRM
$4.23M 0.38%
155,283
-2,511
-2% -$68.4K
FITBI icon
64
Fifth Third Bancorp Depositary Shares
FITBI
$4.03M 0.37%
146,516
-6,025
-4% -$166K
GWPH
65
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$3.98M 0.36%
23,054
+91
+0.4% +$15.7K
DLR.PRH.CL
66
DELISTED
Digital Realty Trust, Inc.
DLR.PRH.CL
$3.93M 0.36%
154,636
-5,925
-4% -$151K
AFGH
67
DELISTED
American Financial Group, Inc. 6.000% Subordinated Debentures due 2055
AFGH
$3.63M 0.33%
141,958
-5,248
-4% -$134K
RZA
68
DELISTED
REINSURANCE GROUP OF AMERICA, INCORPORATED 6.20% Fixed-To-Floating Rate Subordinated Debentures due 2042
RZA
$3.55M 0.32%
133,208
-2,800
-2% -$74.7K
JPM.PRE.CL
69
DELISTED
JPMORGAN CHASE & CO. Depositary Shares, each representing a 1/400th interest in a share of 6.30% Non
JPM.PRE.CL
$3.28M 0.3%
127,015
-6,190
-5% -$160K
NVDA icon
70
NVIDIA
NVDA
$4.07T
$3.19M 0.29%
454,680
-8,200
-2% -$57.6K
JPM.PRF.CL
71
DELISTED
JPMorgan Chase & Co. Called
JPM.PRF.CL
$2.96M 0.27%
114,875
+3,775
+3% +$97.3K
VHT icon
72
Vanguard Health Care ETF
VHT
$15.7B
$2.79M 0.25%
15,446
+703
+5% +$127K
BBT.PRH
73
DELISTED
BB&T Corporation
BBT.PRH
$2.69M 0.24%
107,348
-4,174
-4% -$105K
BA icon
74
Boeing
BA
$174B
$2.61M 0.24%
7,021
+295
+4% +$110K
STT.PRE.CL
75
DELISTED
State Street Corporation Depository Shares, each representing a 1/4,000th ownership interest in a sh
STT.PRE.CL
$2.57M 0.23%
100,550
-5,125
-5% -$131K
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