Roosevelt Investment Group’s JPMORGAN CHASE & CO. Depositary Shares, each representing a 1/400th interest in a share of 6.30% Non JPM.PRE.CL Stock Holding History

Roosevelt Investment Group’s Portfolio JPM.PRE.CL Stock Details JPM.PRE.CL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-118,116	Closed	-$3M	–	201
2018 Q4	$3M	Sell	118,116 -8,899	-7%	-$226K	0.33%	64
2018 Q3	$3.28M	Sell	127,015 -6,190	-5%	-$161K	0.3%	69
2018 Q2	$3.48M	Sell	133,205 -8,847	-6%	-$231K	0.33%	71
2018 Q1	$3.71M	Sell	142,052 -72	-0.1%	-$1.88K	0.35%	73
2017 Q4	$3.84M	Buy	142,124 +21,621	+18%	+$578K	0.35%	72
2017 Q3	$3.22M	Buy	120,503 +37,078	+44%	+$997K	0.3%	84
2017 Q2	$2.25M	Buy	83,425 +49,875	+149%	+$1.36M	0.21%	100
2017 Q1	$907K	Buy	+33,550	New	+$889K	0.08%	134

Other funds holding JPM.PRE.CL

EHC

Everett Harris & Co Los Angeles, California $7.77B AUM 9.43% 1-Year Est. Return

Plimoth Trust Plymouth, Massachusetts $447M AUM 24.12% 1-Year Est. Return

MCM

Maryland Capital Management Towson, Maryland $1.2B AUM 18.21% 1-Year Est. Return

ECM

Estabrook Capital Management New York $685M AUM 26.64% 1-Year Est. Return

IWA

Intercontinental Wealth Advisors San Antonio, Texas $419M AUM 22.15% 1-Year Est. Return

EWM

Edge Wealth Management New York $594M AUM 24.92% 1-Year Est. Return

SIM

Sonora Investment Management Tucson, Arizona $798M AUM 17.61% 1-Year Est. Return

Roosevelt Investment Group's JPM.PRE.CL Position: Q1 2019 in Review

Roosevelt Investment Group sold out of JPMORGAN CHASE & CO. Depositary Shares, each representing a 1/400th interest in a share of 6.30% Non (JPM.PRE.CL) in Q1 2019, closing a stake of 118,116 shares — an estimated $3M sold.

Roosevelt Investment Group first reported a position in JPM.PRE.CL in Q1 2017 and held it in 8 quarters. The position peaked at $3.84M in Q4 2017. 7 funds tracked by Wall St. Rank hold JPM.PRE.CL as of Q1 2019.

Roosevelt Investment Group reported no remaining JPMORGAN CHASE & CO. Depositary Shares, each representing a 1/400th interest in a share of 6.30% Non position as of Q1 2019 after selling out during the quarter.
Roosevelt Investment Group sold 118,116 JPMORGAN CHASE & CO. Depositary Shares, each representing a 1/400th interest in a share of 6.30% Non shares in Q1 2019, an estimated $3M.
Roosevelt Investment Group first reported a position in JPMORGAN CHASE & CO. Depositary Shares, each representing a 1/400th interest in a share of 6.30% Non in Q1 2017 and held it in 8 quarters.
Roosevelt Investment Group's JPMORGAN CHASE & CO. Depositary Shares, each representing a 1/400th interest in a share of 6.30% Non position peaked at $3.84M in Q4 2017.
7 funds tracked by Wall St. Rank held JPMORGAN CHASE & CO. Depositary Shares, each representing a 1/400th interest in a share of 6.30% Non as of Q1 2019.

Based on Roosevelt Investment Group's 13F filing for Q1 2019, filed 9 May 2019.