Roosevelt Investment Group’s Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu WFC.PRV Stock Holding History

Roosevelt Investment Group’s Portfolio WFC.PRV Stock Details WFC.PRV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-121,584	Closed	-$3.14M	–	166
2018 Q2	$3.14M	Buy	121,584 +14,500	+14%	+$375K	0.29%	74
2018 Q1	$2.79M	Buy	107,084 +32,275	+43%	+$839K	0.26%	80
2017 Q4	$2.01M	Buy	74,809 +39,409	+111%	+$1.05M	0.18%	95
2017 Q3	$936K	Buy	35,400 +18,875	+114%	+$501K	0.09%	121
2017 Q2	$437K	Buy	16,525 +400	+2%	+$10.6K	0.04%	149
2017 Q1	$422K	Buy	+16,125	New	+$417K	0.04%	157
2016 Q1	–	Sell	-40,000	Closed	-$1.05M	–	222
2015 Q4	$1.05M	Hold	40,000	–	–	0.07%	124
2015 Q3	$1.01M	Buy	+40,000	New	+$1M	0.07%	132

Other funds holding WFC.PRV

FBB

Fulton Breakefield Broenniman Bethesda, Maryland $1.53B AUM 18.11% 1-Year Est. Return

SCM

Shapiro Capital Management Atlanta, Georgia $1.6B AUM 13.27% 1-Year Est. Return

ECM

Estabrook Capital Management New York $685M AUM 26.64% 1-Year Est. Return

Roosevelt Investment Group's WFC.PRV Position: Q3 2018 in Review

Roosevelt Investment Group sold out of Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu (WFC.PRV) in Q3 2018, closing a stake of 121,584 shares — an estimated $3.14M sold.

Roosevelt Investment Group first reported a position in WFC.PRV in Q3 2015 and held it in 8 quarters. The position peaked at $3.14M in Q2 2018. 3 funds tracked by Wall St. Rank hold WFC.PRV as of Q3 2018.

Roosevelt Investment Group reported no remaining Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu position as of Q3 2018 after selling out during the quarter.
Roosevelt Investment Group sold 121,584 Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu shares in Q3 2018, an estimated $3.14M.
Roosevelt Investment Group first reported a position in Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu in Q3 2015 and held it in 8 quarters.
Roosevelt Investment Group's Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu position peaked at $3.14M in Q2 2018.
3 funds tracked by Wall St. Rank held Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu as of Q3 2018.

Based on Roosevelt Investment Group's 13F filing for Q3 2018, filed 9 Nov 2018.