Roosevelt Investment Group’s WELLS FARGO & COMPANY Depositary Shares, each representing a 1/1,000th interest in a share of 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series R WFC.PRR Stock Holding History

Roosevelt Investment Group’s Portfolio WFC.PRR Stock Details WFC.PRR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-163,771	Closed	-$4.3M	–	174
2018 Q4	$4.3M	Buy	163,771 +7,700	+5%	+$207K	0.47%	57
2018 Q3	$4.31M	Buy	156,071 +385	+0.2%	+$10.6K	0.39%	62
2018 Q2	$4.28M	Buy	155,686 +31,130	+25%	+$858K	0.4%	65
2018 Q1	$3.48M	Sell	124,556 -3,325	-3%	-$93K	0.33%	76
2017 Q4	$3.66M	Sell	127,881 -2,725	-2%	-$78.4K	0.34%	73
2017 Q3	$3.78M	Buy	130,606 +19,675	+18%	+$581K	0.35%	79
2017 Q2	$3.35M	Buy	110,931 +51,925	+88%	+$1.55M	0.31%	85
2017 Q1	$1.72M	Buy	+59,006	New	+$1.7M	0.16%	116

Other funds holding WFC.PRR

FIMS

FBL Investment Management Services West Des Moines, Iowa $40.4M AUM 15.93% 1-Year Est. Return

LCM

Lucas Capital Management Red Bank, New Jersey $85.7M AUM 22.84% 1-Year Est. Return

Cobiz Wealth Denver, Colorado $506M AUM 11.06% 1-Year Est. Return

MCM

Mengis Capital Management Portland, Oregon $581M AUM 28.04% 1-Year Est. Return

PNC

Park National Corp Newark, Ohio $3.57B AUM 22.83% 1-Year Est. Return

SIM

Sonora Investment Management Tucson, Arizona $798M AUM 17.61% 1-Year Est. Return

Glenmede Trust Philadelphia, Pennsylvania $20.4B AUM

Roosevelt Investment Group's WFC.PRR Position: Q1 2019 in Review

Roosevelt Investment Group sold out of WELLS FARGO & COMPANY Depositary Shares, each representing a 1/1,000th interest in a share of 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series R (WFC.PRR) in Q1 2019, closing a stake of 163,771 shares — an estimated $4.3M sold.

Roosevelt Investment Group first reported a position in WFC.PRR in Q1 2017 and held it in 8 quarters. The position peaked at $4.31M in Q3 2018. 7 funds tracked by Wall St. Rank hold WFC.PRR as of Q1 2019.

Roosevelt Investment Group reported no remaining WELLS FARGO & COMPANY Depositary Shares, each representing a 1/1,000th interest in a share of 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series R position as of Q1 2019 after selling out during the quarter.
Roosevelt Investment Group sold 163,771 WELLS FARGO & COMPANY Depositary Shares, each representing a 1/1,000th interest in a share of 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series R shares in Q1 2019, an estimated $4.3M.
Roosevelt Investment Group first reported a position in WELLS FARGO & COMPANY Depositary Shares, each representing a 1/1,000th interest in a share of 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series R in Q1 2017 and held it in 8 quarters.
Roosevelt Investment Group's WELLS FARGO & COMPANY Depositary Shares, each representing a 1/1,000th interest in a share of 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series R position peaked at $4.31M in Q3 2018.
7 funds tracked by Wall St. Rank held WELLS FARGO & COMPANY Depositary Shares, each representing a 1/1,000th interest in a share of 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series R as of Q1 2019.

Based on Roosevelt Investment Group's 13F filing for Q1 2019, filed 9 May 2019.