Roosevelt Investment Group’s State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D STT.PRD Stock Holding History

Roosevelt Investment Group’s Portfolio STT.PRD Stock Details STT.PRD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-96,629	Closed	-$2.37M	–	173
2018 Q4	$2.37M	Buy	96,629 +46,704	+94%	+$1.2M	0.26%	70
2018 Q3	$1.31M	Buy	+49,925	New	+$1.35M	0.12%	87

Other funds holding STT.PRD

FIMS

FBL Investment Management Services West Des Moines, Iowa $40.4M AUM 15.93% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

SIM

Sonora Investment Management Tucson, Arizona $798M AUM 17.61% 1-Year Est. Return

Roosevelt Investment Group's STT.PRD Position: Q1 2019 in Review

Roosevelt Investment Group sold out of State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D (STT.PRD) in Q1 2019, closing a stake of 96,629 shares — an estimated $2.37M sold.

Roosevelt Investment Group first reported a position in STT.PRD in Q3 2018 and held it in 2 quarters. The position peaked at $2.37M in Q4 2018. 3 funds tracked by Wall St. Rank hold STT.PRD as of Q1 2019.

Roosevelt Investment Group reported no remaining State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D position as of Q1 2019 after selling out during the quarter.
Roosevelt Investment Group sold 96,629 State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D shares in Q1 2019, an estimated $2.37M.
Roosevelt Investment Group first reported a position in State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D in Q3 2018 and held it in 2 quarters.
Roosevelt Investment Group's State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D position peaked at $2.37M in Q4 2018.
3 funds tracked by Wall St. Rank held State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D as of Q1 2019.

Based on Roosevelt Investment Group's 13F filing for Q1 2019, filed 9 May 2019.