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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+9.88%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$2.21B
AUM Growth
-$36.4M
Cap. Flow
-$213M
Cap. Flow %
-9.62%
Top 10 Hldgs %
31.69%
Holding
288
New
21
Increased
80
Reduced
99
Closed
27

Top Buys

Rank Stock Value
1
INCY icon
Incyte
INCY
+$20.7M
2
SSYS icon
Stratasys
SSYS
+$18.4M
3
V icon
Visa
V
+$16.2M
4
CIT
CIT Group Inc.
CIT
+$12.9M
5
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$8.41M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$38M
2
EXXI
ENERGY XXI LTD COM SHS
EXXI
+$30.6M
3
OIL
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
+$28.5M
4
ADM icon
Archer Daniels Midland
ADM
+$28.1M
5
AIG icon
American International
AIG
+$27M

Sector Composition

Rank Sector Weight
1 Financials 21.22%
2 Industrials 18.57%
3 Healthcare 15.06%
4 Technology 11.35%
5 Energy 5.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFS
1
DELISTED
Discover Financial Services
DFS
$81.9M 3.7%
1,464,442
+86,385
+6% +$4.53M
MS icon
2
Morgan Stanley
MS
$339B
$78.6M 3.55%
2,507,921
-108,400
-4% -$3.22M
HD icon
3
Home Depot
HD
$338B
$72.7M 3.28%
883,105
-51,195
-5% -$3.99M
CBI
4
DELISTED
Chicago Bridge & Iron Nv
CBI
$70.2M 3.17%
843,910
-18,174
-2% -$1.38M
BIIB icon
5
Biogen
BIIB
$30.4B
$68.3M 3.08%
244,357
+21,771
+10% +$5.63M
HRI icon
6
Herc Holdings
HRI
$4.99B
$68.2M 3.08%
794,643
-225,184
-22% -$16.1M
DXJ icon
7
WisdomTree Japan Hedged Equity Fund
DXJ
$7.05B
$66.5M 3%
1,307,558
+173,084
+15% +$8.41M
PFE icon
8
Pfizer
PFE
$143B
$65.5M 2.96%
2,253,395
-157,646
-7% -$4.59M
WFC icon
9
Wells Fargo
WFC
$265B
$65.1M 2.94%
1,432,934
-64,978
-4% -$2.81M
LYB icon
10
LyondellBasell Industries
LYB
$19.1B
$64.8M 2.93%
807,600
+97,460
+14% +$7.47M
META icon
11
Meta Platforms (Facebook)
META
$1.64T
$60.8M 2.75%
1,112,868
-756,033
-40% -$38M
CELG
12
DELISTED
Celgene Corp
CELG
$58.6M 2.65%
694,130
-46,082
-6% -$3.65M
GNC
13
DELISTED
GNC Holdings, Inc.
GNC
$57.5M 2.6%
983,676
+124,839
+15% +$7.2M
CTSH icon
14
Cognizant
CTSH
$21.2B
$53M 2.39%
1,050,564
+166,600
+19% +$7.59M
MCHP icon
15
Microchip Technology
MCHP
$44B
$52.3M 2.36%
2,337,288
-147,376
-6% -$3.09M
RTN
16
DELISTED
Raytheon Company
RTN
$50.5M 2.28%
556,544
-27,973
-5% -$2.33M
EOG icon
17
EOG Resources
EOG
$74.5B
$47.8M 2.16%
569,280
-28,000
-5% -$2.4M
SSYS icon
18
Stratasys
SSYS
$707M
$46.7M 2.11%
346,680
+158,735
+84% +$18.4M
NMR icon
19
Nomura Holdings
NMR
$27.5B
$45.4M 2.05%
5,841,291
-544,601
-9% -$4.16M
ONIT
20
Onity Group
ONIT
$344M
$42.7M 1.93%
51,365
-3,426
-6% -$2.82M
ETN icon
21
Eaton
ETN
$155B
$39.8M 1.8%
522,701
+104,901
+25% +$7.46M
LLY icon
22
Eli Lilly
LLY
$1.05T
$38.8M 1.75%
760,228
-242,538
-24% -$12.1M
REGN icon
23
Regeneron Pharmaceuticals
REGN
$70.9B
$38.7M 1.75%
140,536
-35,513
-20% -$10.2M
KSU
24
DELISTED
Kansas City Southern
KSU
$38.4M 1.73%
309,716
-19,884
-6% -$2.38M
WDAY icon
25
Workday
WDAY
$35.8B
$38.1M 1.72%
457,948
+79,234
+21% +$6.26M
1
2 3 4 5

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Roosevelt Investment Group's Q4 2013 Portfolio in Review

As of Q4 2013, Roosevelt Investment Group held 288 positions worth $2.21B, down 1.6% from $2.25B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Roosevelt Investment Group withdrew a net $213M in Q4 2013, closing 27 positions and reducing 99 holdings. Its most notable exit was Nordstrom, an estimated $23.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 20% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Roosevelt Investment Group opened a new position in Incyte worth $24.1M.

  • Roosevelt Investment Group's largest Q4 2013 buy was Incyte: 475,434 shares worth $24.1M.
  • Roosevelt Investment Group added most to Stratasys in Q4 2013, an estimated $18.4M increase.
  • Roosevelt Investment Group's biggest Q4 2013 reduction was Meta Platforms (Facebook), cutting an estimated $38M.
  • Roosevelt Investment Group fully exited Nordstrom in Q4 2013, selling an estimated $23.4M.
  • Roosevelt Investment Group's ten largest holdings make up 32% of its $2.21B portfolio in Q4 2013.
  • Roosevelt Investment Group opened 21 new positions and closed 27 in Q4 2013.
  • Roosevelt Investment Group's portfolio value fell 1.6% quarter-over-quarter to $2.21B.

Based on Roosevelt Investment Group's 13F filing for Q4 2013, filed 6 Feb 2014.