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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+2.86%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$1.13B
AUM Growth
-$139M
Cap. Flow
-$147M
Cap. Flow %
-13.06%
Top 10 Hldgs %
24.37%
Holding
217
New
26
Increased
53
Reduced
97
Closed
21

Top Buys

Rank Stock Value
1
VFH icon
Vanguard Financials ETF
VFH
+$12.7M
2
EW icon
Edwards Lifesciences
EW
+$11.5M
3
DD icon
DuPont de Nemours
DD
+$9.06M
4
CMA
Comerica
CMA
+$8.05M
5
UNP icon
Union Pacific
UNP
+$6.65M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$30.7M
2
GLD icon
SPDR Gold Trust
GLD
+$24.3M
3
HD icon
Home Depot
HD
+$16.8M
4
CPRI icon
Capri Holdings
CPRI
+$12.7M
5
CBOE icon
Cboe Global Markets
CBOE
+$10.9M

Sector Composition

Rank Sector Weight
1 Financials 16.91%
2 Industrials 14.83%
3 Technology 9.68%
4 Consumer Staples 6.83%
5 Communication Services 6.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.9T
$35.7M 3.17%
1,233,604
-71,220
-5% -$2.02M
BRK.B icon
2
Berkshire Hathaway Class B
BRK.B
$1.06T
$34.4M 3.05%
210,914
-28,565
-12% -$4.4M
GOOGL icon
3
Alphabet (Google) Class A
GOOGL
$4.23T
$31.5M 2.8%
795,020
-131,960
-14% -$5.28M
USB icon
4
US Bancorp
USB
$98.4B
$25.8M 2.29%
501,548
-100,984
-17% -$4.8M
CAG icon
5
Conagra Brands
CAG
$6.83B
$25M 2.22%
632,860
-187,606
-23% -$7.01M
CME icon
6
CME Group
CME
$88.5B
$24.9M 2.21%
215,447
-32,990
-13% -$3.67M
AMZN icon
7
Amazon
AMZN
$2.66T
$24.5M 2.17%
653,280
-79,600
-11% -$3.12M
NWL icon
8
Newell Brands
NWL
$2.22B
$24.5M 2.17%
547,702
-32,091
-6% -$1.55M
LMT icon
9
Lockheed Martin
LMT
$117B
$24.3M 2.16%
97,415
-16,143
-14% -$4.03M
NOC icon
10
Northrop Grumman
NOC
$74.1B
$24.1M 2.14%
103,535
-17,251
-14% -$4.01M
STI
11
DELISTED
SunTrust Banks, Inc.
STI
$23.4M 2.07%
426,147
-1,957
-0.5% -$97.8K
DIS icon
12
Walt Disney
DIS
$170B
$22.5M 2%
215,908
+45,149
+26% +$4.4M
NEE icon
13
NextEra Energy
NEE
$185B
$20.8M 1.84%
695,480
-95,288
-12% -$2.85M
ODFL icon
14
Old Dominion Freight Line
ODFL
$48.6B
$20.6M 1.83%
720,687
-127,764
-15% -$3.43M
JNJ icon
15
Johnson & Johnson
JNJ
$609B
$20.3M 1.8%
175,947
-16,797
-9% -$1.94M
META icon
16
Meta Platforms (Facebook)
META
$1.64T
$20.1M 1.79%
174,899
-22,172
-11% -$2.72M
SLB icon
17
SLB Ltd
SLB
$70.3B
$19.5M 1.73%
231,851
-42,059
-15% -$3.45M
HON icon
18
Honeywell
HON
$71.3B
$19M 1.69%
181,896
-106,051
-37% -$10.8M
UNP icon
19
Union Pacific
UNP
$179B
$18.5M 1.64%
178,626
+67,602
+61% +$6.65M
MKTX icon
20
MarketAxess Holdings
MKTX
$4.04B
$17.3M 1.53%
117,744
-20,704
-15% -$3.29M
MCHP icon
21
Microchip Technology
MCHP
$44B
$17.1M 1.52%
533,068
+67,936
+15% +$2.14M
HD icon
22
Home Depot
HD
$338B
$16.7M 1.48%
124,430
-130,169
-51% -$16.8M
LRCX icon
23
Lam Research
LRCX
$392B
$15.5M 1.38%
1,465,970
-185,790
-11% -$1.89M
KHC icon
24
Kraft Heinz
KHC
$30.7B
$15M 1.33%
172,071
+39,799
+30% +$3.4M
WFC.PRQ
25
DELISTED
Wells Fargo & Co.
WFC.PRQ
$14.3M 1.27%
565,378
+11,228
+2% +$289K
1
2 3 4 5

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Roosevelt Investment Group's Q4 2016 Portfolio in Review

As of Q4 2016, Roosevelt Investment Group held 217 positions worth $1.13B, down 11% from $1.27B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Roosevelt Investment Group withdrew a net $147M in Q4 2016, closing 21 positions and reducing 97 holdings. Its most notable exit was SPDR Gold Trust, an estimated $24.3M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Industrials and Technology.

Against the trend, Roosevelt Investment Group opened a new position in Vanguard Financials ETF worth $13.8M.

  • Roosevelt Investment Group's largest Q4 2016 buy was Vanguard Financials ETF: 233,114 shares worth $13.8M.
  • Roosevelt Investment Group added most to Edwards Lifesciences in Q4 2016, an estimated $11.5M increase.
  • Roosevelt Investment Group's biggest Q4 2016 reduction was Pfizer, cutting an estimated $30.7M.
  • Roosevelt Investment Group fully exited SPDR Gold Trust in Q4 2016, selling an estimated $24.3M.
  • Roosevelt Investment Group's ten largest holdings make up 24% of its $1.13B portfolio in Q4 2016.
  • Roosevelt Investment Group opened 26 new positions and closed 21 in Q4 2016.
  • Roosevelt Investment Group's portfolio value fell 11% quarter-over-quarter to $1.13B.

Based on Roosevelt Investment Group's 13F filing for Q4 2016, filed 7 Feb 2017.