RIA
NSL

Regal Investment Advisors’s NUVEEN SENIOR INCM FD NSL Stock Holding History

Regal Investment Advisors’s Portfolio NSL Stock Details NSL Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		– Sell
-641
Closed -$5K – 982
2013
Q3 		$5K Sell
641
-737
-53% -$5.33K ﹤0.01% 714
2013
Q2 		$11K Buy
+1,378
New +$10.9K 0.01% 572

Other funds holding NSL

GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Baillie Gifford & Co
Baillie Gifford & Co Edinburgh, United Kingdom $110B AUM 4.8% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
NCM
Newgate Capital Management Greenwich, Connecticut $121M AUM 3.73% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
HK
Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.35% 1-Year Est. Return
PPA
Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Regal Investment Advisors's NSL Position: Q4 2013 in Review

Regal Investment Advisors sold out of NUVEEN SENIOR INCM FD (NSL) in Q4 2013, closing a stake of 641 shares — an estimated $5K sold.

Regal Investment Advisors first reported a position in NSL in Q2 2013 and held it in 2 quarters. The position peaked at $11K in Q2 2013. 50 funds tracked by Wall St. Rank hold NSL as of Q4 2013.

  • Regal Investment Advisors reported no remaining NUVEEN SENIOR INCM FD position as of Q4 2013 after selling out during the quarter.
  • Regal Investment Advisors sold 641 NUVEEN SENIOR INCM FD shares in Q4 2013, an estimated $5K.
  • Regal Investment Advisors first reported a position in NUVEEN SENIOR INCM FD in Q2 2013 and held it in 2 quarters.
  • Regal Investment Advisors's NUVEEN SENIOR INCM FD position peaked at $11K in Q2 2013.
  • 50 funds tracked by Wall St. Rank held NUVEEN SENIOR INCM FD as of Q4 2013.

Based on Regal Investment Advisors's 13F filing for Q4 2013, filed 6 Feb 2014.